X0306 4 2015-12-23 1 0001383571 GLOBE SPECIALTY METALS INC GSM 0001469898 Lavin Franklin C/O GLOBE SPECIALTY METALS, INC. 600 BRICKELL AVENUE, SUITE 3100 MIAMI FL 33131 1 0 0 0 Common Stock 2015-12-23 4 D 0 4440 D 0 D Stock Option 22.42 2015-12-23 4 D 0 1446 D 2016-06-30 Common Stock 1446 0 D Stock Option 18.81 2015-12-23 4 D 0 6675 D 2016-08-11 Common Stock 6675 0 D Stock Option 18.81 2015-12-23 4 D 0 225 D 2016-08-11 Common Stock 225 0 D Stock Option 13.43 2015-12-23 4 D 0 3297 D 2017-06-30 Common Stock 3297 0 D Stock Option 11.34 2015-12-23 4 D 0 2990 D 2018-07-18 Common Stock 2990 0 D Stock Option 20.58 2015-12-23 4 D 0 1226 D 2019-07-08 Common Stock 1226 0 D Restricted Stock Unit 2015-12-23 4 D 0 1020 D Common Stock 1020 0 D Restricted Stock Unit 2015-12-23 4 D 0 1078 D Common Stock 1078 0 D Restricted Stock Unit 2015-12-23 4 D 0 1695 D Common Stock 1695 0 D Stock Appreciation Right 12.54 2015-12-23 4 D 0 12784 D 2018-08-20 Common Stock 12784 0 D Stock Appreciation Right 16.70 2015-12-23 4 D 0 2303 D 2020-02-27 Common Stock 2303 0 D Disposed of in a merger pursuant to a business combination agreement by, among others, issuer, Grupo Villar Mir, S.A., and Grupo FerroAtlantica, S.A., in which each share of common stock of issuer was exchanged for one (1) share of FerroGlobe PLC common stock on the effective date of the merger. All awards fully vest upon the effective date of the merger. These awards were cancelled in the merger in exchange for awards on the same terms for shares of FerroGlobe PLC common stock. Each restricted stock unit represents the right to receive cash in an amount equal to the fair market value of one share of common stock, on the date of vesting of the subject restricted stock unit. Each stock appreciation right represents the right to receive cash in an amount equal to the difference obtained by subtracting the exercise price from the fair market value of one share of the company's common stock, as of the date of exercise of the subject stock appreciation right. /s/ Stephen Lebowitz 2015-12-24