0001752724-21-207168.txt : 20210924
0001752724-21-207168.hdr.sgml : 20210924
20210924133018
ACCESSION NUMBER: 0001752724-21-207168
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210730
FILED AS OF DATE: 20210924
PERIOD START: 20210731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
CENTRAL INDEX KEY: 0001383496
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22019
FILM NUMBER: 211276516
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
0001383496
S000017699
First Trust Financials AlphaDEX Fund
C000048899
First Trust Financials AlphaDEX Fund
FXO
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001383496
XXXXXXXX
S000017699
C000048899
First Trust Exchange-Traded AlphaDEX Fund
811-22019
0001383496
549300PGRVU1P76W4537
120 East Liberty Drive
Suite 400
Wheaton
60187
630-765-8000
First Trust Financials AlphaDEX Fund
S000017699
549300RVOY34XNQ51513
2021-07-31
2021-07-30
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0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
49027.29000000
N
Morningstar Inc
529900YGNQPOVAXQ7F29
Morningstar Inc
617700109
16272.00000000
NS
USD
4110795.36000000
0.313116644113
Long
EC
CORP
US
N
1
N
N
N
Bank OZK
549300VYK2WBD7SST478
Bank OZK
06417N103
99239.00000000
NS
USD
4040019.69000000
0.307725706755
Long
EC
CORP
US
N
1
N
N
N
Hartford Financial Services Gr
IU7C3FTM7Y3BQM112U94
Hartford Financial Services Group Inc/The
416515104
270060.00000000
NS
USD
17181217.20000000
1.308682286594
Long
EC
CORP
US
N
1
N
N
N
Berkshire Hathaway Inc
5493000C01ZX7D35SD85
Berkshire Hathaway Inc
084670702
75272.00000000
NS
USD
20947444.88000000
1.595553431678
Long
EC
CORP
US
N
1
N
N
N
OneMain Holdings Inc
549300E3VEW8SMS5XW09
OneMain Holdings Inc
68268W103
279345.00000000
NS
USD
17040045.00000000
1.297929290730
Long
EC
CORP
US
N
1
N
N
N
KKR & Co Inc
549300JOHU21WRN2Z451
KKR & Co Inc
48251W104
282505.00000000
NS
USD
18012518.80000000
1.372001995907
Long
EC
CORP
US
N
1
N
N
N
Bank of New York Mellon Corp/T
WFLLPEPC7FZXENRZV188
Bank of New York Mellon Corp/The
064058100
245007.00000000
NS
USD
12576209.31000000
0.957921791274
Long
EC
CORP
US
N
1
N
N
N
Hanover Insurance Group Inc/Th
JJYR6MFKFF6CF8DBZ078
Hanover Insurance Group Inc/The
410867105
123382.00000000
NS
USD
16767613.80000000
1.277178381082
Long
EC
CORP
US
N
1
N
N
N
State Street Corp
549300ZFEEJ2IP5VME73
State Street Corp
857477103
152549.00000000
NS
USD
13293119.86000000
1.012528407728
Long
EC
CORP
US
N
1
N
N
N
Lincoln National Corp
EFQMQROEDSNBRIP7LE47
Lincoln National Corp
534187109
66580.00000000
NS
USD
4102659.60000000
0.312496948496
Long
EC
CORP
US
N
1
N
N
N
T Rowe Price Group Inc
549300SIV6FPS9Y7IH33
T Rowe Price Group Inc
74144T108
63402.00000000
NS
USD
12944152.32000000
0.985947774187
Long
EC
CORP
US
N
1
N
N
N
East West Bancorp Inc
N/A
East West Bancorp Inc
27579R104
58362.00000000
NS
USD
4152456.30000000
0.316289931173
Long
EC
CORP
US
N
1
N
N
N
Prudential Financial Inc
5PRBRS5FEH7NREC8OR45
Prudential Financial Inc
744320102
81661.00000000
NS
USD
8188965.08000000
0.623748214168
Long
EC
CORP
US
N
1
N
N
N
Regions Financial Corp
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EP100
414659.00000000
NS
USD
7982185.75000000
0.607997965320
Long
EC
CORP
US
N
1
N
N
N
New Residential Investment Cor
549300WNTHGEO5LP2G31
New Residential Investment Corp
64828T201
1580321.00000000
NS
USD
15423932.96000000
1.174831073922
Long
EC
CORP
US
N
1
N
N
N
Wells Fargo & Co
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746101
184761.00000000
NS
USD
8487920.34000000
0.646519444442
Long
EC
CORP
US
N
1
N
N
N
Reinsurance Group of America I
LORM1GNEU1DKEW527V90
Reinsurance Group of America Inc
759351604
73402.00000000
NS
USD
8087432.36000000
0.616014532053
Long
EC
CORP
US
N
1
N
N
N
Blackstone Group Inc/The
5299004LW4QWGZUB8Y96
Blackstone Group Inc/The
09260D107
215354.00000000
NS
USD
24823855.58000000
1.890817146676
Long
EC
CORP
US
N
1
N
N
N
Starwood Property Trust Inc
BUGSFQZERKRBFWIG5267
Starwood Property Trust Inc
85571B105
159875.00000000
NS
USD
4161546.25000000
0.316982306830
Long
EC
CORP
US
N
1
N
N
N
Credit Acceptance Corp
N/A
Credit Acceptance Corp
225310101
36854.00000000
NS
USD
17865713.58000000
1.360819936524
Long
EC
CORP
US
N
1
N
N
Primerica Inc
254900621R686KJR7022
Primerica Inc
74164M108
27321.00000000
NS
USD
3994876.62000000
0.304287188088
Long
EC
CORP
US
N
1
N
N
N
BOK Financial Corp
GRI2NT5QHYW751NMR949
BOK Financial Corp
05561Q201
144938.00000000
NS
USD
12176241.38000000
0.927456490760
Long
EC
CORP
US
N
1
N
N
N
Arch Capital Group Ltd
549300AYR4P8AFKDCE43
Arch Capital Group Ltd
000000000
537224.00000000
NS
USD
20951736.00000000
1.595880283534
Long
EC
CORP
BM
N
1
N
N
N
AGNC Investment Corp
5TRACI5HRMELWV32OF39
AGNC Investment Corp
00123Q104
1238573.00000000
NS
USD
19656153.51000000
1.497196596823
Long
EC
CORP
US
N
1
N
N
N
Allstate Corp/The
OBT0W1ED8G0NWVOLOJ77
Allstate Corp/The
020002101
160376.00000000
NS
USD
20856898.80000000
1.588656594880
Long
EC
CORP
US
N
1
N
N
N
Huntington Bancshares Inc/OH
549300XTVCVV9I7B5T19
Huntington Bancshares Inc/OH
446150104
879586.00000000
NS
USD
12384570.88000000
0.943324815062
Long
EC
CORP
US
N
1
N
N
N
Zions Bancorp NA
8WH0EE09O9V05QJZ3V89
Zions Bancorp NA
989701107
237453.00000000
NS
USD
12383173.95000000
0.943218411800
Long
EC
CORP
US
N
1
N
N
N
First Hawaiian Inc
5493002DJSH46F5OLV06
First Hawaiian Inc
32051X108
147632.00000000
NS
USD
4064308.96000000
0.309575804862
Long
EC
CORP
US
N
1
N
N
N
Citigroup Inc
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967424
236546.00000000
NS
USD
15995240.52000000
1.218347204081
Long
EC
CORP
US
N
1
N
N
N
Synovus Financial Corp
549300EIUS8UN5JTLE54
Synovus Financial Corp
87161C501
190698.00000000
NS
USD
7799548.20000000
0.594086580360
Long
EC
CORP
US
N
1
N
N
N
Goldman Sachs Group Inc/The
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38141G104
55120.00000000
NS
USD
20663385.60000000
1.573916818640
Long
EC
CORP
US
N
1
N
N
N
Jefferies Financial Group Inc
549300HOF34RGOJ5YL07
Jefferies Financial Group Inc
47233W109
611681.00000000
NS
USD
20301692.39000000
1.546366878982
Long
EC
CORP
US
N
1
N
N
N
Globe Life Inc
5493001JFHKQOPP6XA71
Globe Life Inc
37959E102
131776.00000000
NS
USD
12269663.36000000
0.934572383015
Long
EC
CORP
US
N
1
N
N
N
Janus Henderson Group PLC
2138009WPYMWJN3RVF44
Janus Henderson Group PLC
000000000
539023.00000000
NS
USD
22552722.32000000
1.717826383957
Long
EC
CORP
GB
N
1
N
N
N
Webster Financial Corp
KMRURHT0VWKYS6Z5KU67
Webster Financial Corp
947890109
78438.00000000
NS
USD
3772867.80000000
0.287376918762
Long
EC
CORP
US
N
1
N
N
N
MGIC Investment Corp
254900S8483WM4M98R28
MGIC Investment Corp
552848103
1538199.00000000
NS
USD
21288674.16000000
1.621544646922
Long
EC
CORP
US
N
1
N
N
N
New York Community Bancorp Inc
529900HVXOTLY61GL030
New York Community Bancorp Inc
649445103
1138991.00000000
NS
USD
13417313.98000000
1.021988194137
Long
EC
CORP
US
N
1
N
N
N
GOLDMAN SACHS TR FINL SQ TSY IN
N/A
GOLDMAN SACHS TR FINL SQ TSY IN
38141W323
11886285.00000000
NS
USD
11886285.00000000
0.905370699400
Long
STIV
RF
US
N
1
N
N
KeyCorp
RKPI3RZGV1V1FJTH5T61
KeyCorp
493267108
405220.00000000
NS
USD
7966625.20000000
0.606812728214
Long
EC
CORP
US
N
1
N
N
N
Prosperity Bancshares Inc
N/A
Prosperity Bancshares Inc
743606105
174815.00000000
NS
USD
11920634.85000000
0.907987105428
Long
EC
CORP
US
N
1
N
N
N
Invesco Ltd
ECPGFXU8A2SHKVVGJI15
Invesco Ltd
000000000
469574.00000000
NS
USD
11448214.12000000
0.872003121640
Long
EC
CORP
US
N
1
N
N
N
US Bancorp
N1GZ7BBF3NP8GI976H15
US Bancorp
902973304
73441.00000000
NS
USD
4078913.14000000
0.310688195879
Long
EC
CORP
US
N
1
N
N
N
RenaissanceRe Holdings Ltd
EK6GB9U3U58PDI411C94
RenaissanceRe Holdings Ltd
000000000
56228.00000000
NS
USD
8585453.32000000
0.653948468928
Long
EC
CORP
BM
N
1
N
N
N
Virtu Financial Inc
5493001OPW2K42CH3884
Virtu Financial Inc
928254101
757131.00000000
NS
USD
19488551.94000000
1.484430492809
Long
EC
CORP
US
N
1
N
N
N
Assured Guaranty Ltd
549300BBOQUJEPH87M14
Assured Guaranty Ltd
000000000
440596.00000000
NS
USD
21064894.76000000
1.604499513654
Long
EC
CORP
BM
N
1
N
N
N
Pinnacle Financial Partners In
54930098EZ8JMSAZGS24
Pinnacle Financial Partners Inc
72346Q104
47389.00000000
NS
USD
4246528.29000000
0.323455334273
Long
EC
CORP
US
N
1
N
N
N
Santander Consumer USA Holding
5493004SHNXEHHZ58X76
Santander Consumer USA Holdings Inc
80283M101
460781.00000000
NS
USD
18905844.43000000
1.440046035775
Long
EC
CORP
US
N
1
N
N
N
Progressive Corp/The
529900TACNVLY9DCR586
Progressive Corp/The
743315103
170405.00000000
NS
USD
16215739.80000000
1.235142492715
Long
EC
CORP
US
N
1
N
N
N
Cboe Global Markets Inc
529900RLNSGA90UPEH54
Cboe Global Markets Inc
12503M108
35144.00000000
NS
USD
4163509.68000000
0.317131860033
Long
EC
CORP
US
N
1
N
N
N
M&T Bank Corp
549300WYXDDBYRASEG81
M&T Bank Corp
55261F104
86378.00000000
NS
USD
11561695.30000000
0.880646910284
Long
EC
CORP
US
N
1
N
N
N
Willis Towers Watson PLC
549300WHC56FF48KL350
Willis Towers Watson PLC
000000000
36379.00000000
NS
USD
7496984.32000000
0.571040483817
Long
EC
CORP
GB
N
1
N
N
N
Wintrust Financial Corp
Q774KI4AW80FHFW33O61
Wintrust Financial Corp
97650W108
110641.00000000
NS
USD
7899767.40000000
0.601720212500
Long
EC
CORP
US
N
1
N
N
N
Voya Financial Inc
549300T065Z4KJ686G75
Voya Financial Inc
929089100
272123.00000000
NS
USD
17524721.20000000
1.334846765801
Long
EC
CORP
US
N
1
N
N
N
Raymond James Financial Inc
RGUZHJ05YTITL6D76949
Raymond James Financial Inc
754730109
96625.00000000
NS
USD
12511005.00000000
0.952955220832
Long
EC
CORP
US
N
1
N
N
N
FNB Corp/PA
PCYSKIGYNYFDTBLVZU83
FNB Corp/PA
302520101
1017979.00000000
NS
USD
11666039.34000000
0.888594728839
Long
EC
CORP
US
N
1
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505104
101476.00000000
NS
USD
3892619.36000000
0.296498318226
Long
EC
CORP
US
N
1
N
N
N
Old Republic International Cor
549300IV6O2YY2A1KH37
Old Republic International Corp
680223104
839803.00000000
NS
USD
20709541.98000000
1.577432520480
Long
EC
CORP
US
N
1
N
N
N
W R Berkley Corp
SQOAGCLKBDWNVYV1OV80
W R Berkley Corp
084423102
56212.00000000
NS
USD
4113032.04000000
0.313287010593
Long
EC
CORP
US
N
1
N
N
N
MSILF Treasury Portfolio
549300D1XR6GP7EZ0T47
MSILF Treasury Portfolio
61747C582
682615.45000000
NS
USD
682615.45000000
0.051994380699
Long
STIV
RF
US
N
1
N
N
N
Everest Re Group Ltd
549300N24XF2VV0B3570
Everest Re Group Ltd
000000000
49807.00000000
NS
USD
12592703.81000000
0.959178166752
Long
EC
CORP
BM
N
1
N
N
N
Kemper Corp
549300FNI1JKTRY2PV09
Kemper Corp
488401100
226463.00000000
NS
USD
14948822.63000000
1.138642225029
Long
EC
CORP
US
N
1
N
N
N
Sterling Bancorp/DE
549300LQK6SKH5ZXO648
Sterling Bancorp/DE
85917A100
337547.00000000
NS
USD
7328145.37000000
0.558180129362
Long
EC
CORP
US
N
1
N
N
N
MSCI Inc
549300HTIN2PD78UB763
MSCI Inc
55354G100
7849.00000000
NS
USD
4677690.04000000
0.356296648035
Long
EC
CORP
US
N
1
N
N
N
Affiliated Managers Group Inc
2JE75BUE3T1BLCYYGK54
Affiliated Managers Group Inc
008252108
54262.00000000
NS
USD
8597271.28000000
0.654848635356
Long
EC
CORP
US
N
1
N
N
N
Fifth Third Bancorp
THRNG6BD57P9QWTQLG42
Fifth Third Bancorp
316773100
218880.00000000
NS
USD
7943155.20000000
0.605025033378
Long
EC
CORP
US
N
1
N
N
N
Truist Financial Corp
549300DRQQI75D2JP341
Truist Financial Corp
89832Q109
150771.00000000
NS
USD
8206465.53000000
0.625081212212
Long
EC
CORP
US
N
1
N
N
N
Travelers Cos Inc/The
549300Y650407RU8B149
Travelers Cos Inc/The
89417E109
83839.00000000
NS
USD
12485303.88000000
0.950997583018
Long
EC
CORP
US
N
1
N
N
N
Moody's Corp
549300GCEDD8YCF5WU84
Moody's Corp
615369105
11546.00000000
NS
USD
4341296.00000000
0.330673729918
Long
EC
CORP
US
N
1
N
N
N
LPL Financial Holdings Inc
549300XROQ4Y8G2L7682
LPL Financial Holdings Inc
50212V100
30997.00000000
NS
USD
4371816.88000000
0.332998485758
Long
EC
CORP
US
N
1
N
N
N
American Financial Group Inc/O
549300AFOM7IVKIU1G39
American Financial Group Inc/OH
025932104
100639.00000000
NS
USD
12729827.11000000
0.969622760503
Long
EC
CORP
US
N
1
N
N
N
Ally Financial Inc
549300JBN1OSM8YNAI90
Ally Financial Inc
02005N100
335787.00000000
NS
USD
17246020.32000000
1.313618298652
Long
EC
CORP
US
N
1
N
N
N
White Mountains Insurance Grou
549300N3FL068JERBG02
White Mountains Insurance Group Ltd
000000000
18222.00000000
NS
USD
20619468.54000000
1.570571684367
Long
EC
CORP
US
N
1
N
N
N
Fidelity National Financial In
549300CAZYIH39SYQ287
Fidelity National Financial Inc
31620R303
481350.00000000
NS
USD
21473023.50000000
1.635586417828
Long
EC
CORP
US
N
1
N
N
N
Chubb Ltd
E0JAN6VLUDI1HITHT809
Chubb Ltd
000000000
78970.00000000
NS
USD
13325397.80000000
1.014986997701
Long
EC
CORP
CH
N
1
N
N
N
Umpqua Holdings Corp
5299002ENJ7CY215BW86
Umpqua Holdings Corp
904214103
680310.00000000
NS
USD
12837449.70000000
0.977820304107
Long
EC
CORP
US
N
1
N
N
N
Carlyle Group Inc/The
529900NGGVF94UK6PG95
Carlyle Group Inc/The
14316J108
360060.00000000
NS
USD
18172228.20000000
1.384166958397
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
617446448
91261.00000000
NS
USD
8759230.78000000
0.667184986520
Long
EC
CORP
US
N
1
N
N
N
Apollo Global Management Inc
54930054P2G7ZJB0KM79
Apollo Global Management Inc
03768E105
269060.00000000
NS
USD
15836871.60000000
1.206284345092
Long
EC
CORP
US
N
1
N
N
N
Stifel Financial Corp
549300E5F07FE5GHJX84
Stifel Financial Corp
860630102
129014.00000000
NS
USD
8584591.56000000
0.653882829222
Long
EC
CORP
US
N
1
N
N
N
Ameriprise Financial Inc
6ZLKQF7QB6JAEKQS5388
Ameriprise Financial Inc
03076C106
16810.00000000
NS
USD
4329583.60000000
0.329781603927
Long
EC
CORP
US
N
1
N
N
N
Alleghany Corp
549300DCJE6AYX159479
Alleghany Corp
017175100
25089.00000000
NS
USD
16636515.90000000
1.267192738182
Long
EC
CORP
US
N
1
N
N
N
Cincinnati Financial Corp
254900Q4WEDMZBOZ0002
Cincinnati Financial Corp
172062101
179383.00000000
NS
USD
21145668.04000000
1.610651962548
Long
EC
CORP
US
N
1
N
N
N
Mercury General Corp
5493001Q9EXPCEL4W527
Mercury General Corp
589400100
322087.00000000
NS
USD
19592552.21000000
1.492352126623
Long
EC
CORP
US
N
1
N
N
N
Franklin Resources Inc
RIFQSET379FOGTEFKS80
Franklin Resources Inc
354613101
523150.00000000
NS
USD
15459082.50000000
1.177508391824
Long
EC
CORP
US
N
1
N
N
N
First American Financial Corp
549300B6VEZK3N0A1P55
First American Financial Corp
31847R102
335516.00000000
NS
USD
22583581.96000000
1.720176942929
Long
EC
CORP
US
N
1
N
N
N
PNC Financial Services Group I
CFGNEKW0P8842LEUIA51
PNC Financial Services Group Inc/The
693475105
21933.00000000
NS
USD
4000798.53000000
0.304738256172
Long
EC
CORP
US
N
1
N
N
N
Unum Group
549300E32YFDO6TZ8R31
Unum Group
91529Y106
589282.00000000
NS
USD
16146326.80000000
1.229855349056
Long
EC
CORP
US
N
1
N
N
N
First Citizens BancShares Inc/
549300N3Z00ZHE2XC526
First Citizens BancShares Inc/NC
31946M103
5025.00000000
NS
USD
3932514.75000000
0.299537124476
Long
EC
CORP
US
N
1
N
N
N
Cullen/Frost Bankers Inc
529900V2E9G9AY665O34
Cullen/Frost Bankers Inc
229899109
37356.00000000
NS
USD
4009045.92000000
0.305366454575
Long
EC
CORP
US
N
1
N
N
N
Western Alliance Bancorp
5493003VJXZ5JXT9S762
Western Alliance Bancorp
957638109
45062.00000000
NS
USD
4182654.84000000
0.318590134582
Long
EC
CORP
US
N
1
N
N
N
JPMorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625H100
53798.00000000
NS
USD
8165460.44000000
0.621957880825
Long
EC
CORP
US
N
1
N
N
N
SLM Corp
N/A
SLM Corp
78442P106
599412.00000000
NS
USD
11286927.96000000
0.859718058352
Long
EC
CORP
US
N
1
N
N
N
First Horizon Corp
TF3RXI1ZB1TQ30H9JV10
First Horizon Corp
320517105
968495.00000000
NS
USD
14963247.75000000
1.139740977161
Long
EC
CORP
US
N
1
N
N
N
Aflac Inc
549300N0B7DOGLXWPP39
Aflac Inc
001055102
389853.00000000
NS
USD
21441915.00000000
1.633216903350
Long
EC
CORP
US
N
1
N
N
N
Lazard Ltd
254900RIBCDJSUFG1A11
Lazard Ltd
000000000
184923.00000000
NS
USD
8728365.60000000
0.664834005569
Long
EC
CORP
US
N
1
N
N
N
Markel Corp
549300SCNO12JLWIK605
Markel Corp
570535104
17628.00000000
NS
USD
21262364.76000000
1.619540676811
Long
EC
CORP
US
N
1
N
N
N
Discover Financial Services
Z1YLO2USPORE63VVUL20
Discover Financial Services
254709108
141479.00000000
NS
USD
17588669.28000000
1.339717650010
Long
EC
CORP
US
N
1
N
N
N
Citizens Financial Group Inc
2138004JDDA4ZQUPFW65
Citizens Financial Group Inc
174610105
182423.00000000
NS
USD
7690953.68000000
0.585815005472
Long
EC
CORP
US
N
1
N
N
N
Athene Holding Ltd
549300H316CT32FQXI76
Athene Holding Ltd
000000000
309919.00000000
NS
USD
20026965.78000000
1.525441129428
Long
EC
CORP
BM
N
1
N
N
N
Evercore Inc
529900P6KLPT95DW3W58
Evercore Inc
29977A105
89166.00000000
NS
USD
11787745.20000000
0.897864986080
Long
EC
CORP
US
N
1
N
N
N
PacWest Bancorp
549300YI8VMFO7G36V04
PacWest Bancorp
695263103
203299.00000000
NS
USD
8095366.18000000
0.616618846030
Long
EC
CORP
US
N
1
N
N
N
Ares Management Corp
529900JUV61FH7B8VW38
Ares Management Corp
03990B101
263180.00000000
NS
USD
18846319.80000000
1.435512082913
Long
EC
CORP
US
N
1
N
N
N
Comerica Inc
I9Q57JVPWHHZ3ZGBW498
Comerica Inc
200340107
117294.00000000
NS
USD
8053406.04000000
0.613422769098
Long
EC
CORP
US
N
1
N
N
N
Popular Inc
5493008CARDZMVQ3LO89
Popular Inc
733174700
222992.00000000
NS
USD
16224897.92000000
1.235840060837
Long
EC
CORP
PR
N
1
N
N
N
SEI Investments Co
5LJTIFADGZ6XH1RVOC11
SEI Investments Co
784117103
202544.00000000
NS
USD
12314675.20000000
0.938000905978
Long
EC
CORP
US
N
1
N
N
N
Annaly Capital Management Inc
2DTL0G3FPRYUT58TI025
Annaly Capital Management Inc
035710409
2355799.00000000
NS
USD
20000733.51000000
1.523443034259
Long
EC
CORP
US
N
1
N
N
N
Principal Financial Group Inc
CUMYEZJOAF02RYZ1JJ85
Principal Financial Group Inc
74251V102
132422.00000000
NS
USD
8227378.86000000
0.626674167135
Long
EC
CORP
US
N
1
N
N
N
2021-09-23
First Trust Exchange-Traded AlphaDEX Fund
Donald P. Swade
Donald P. Swade
Treasurer, Chief Financial Officer and Chief Accounting Officer