0001752724-21-207166.txt : 20210924
0001752724-21-207166.hdr.sgml : 20210924
20210924133018
ACCESSION NUMBER: 0001752724-21-207166
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210730
FILED AS OF DATE: 20210924
PERIOD START: 20210731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
CENTRAL INDEX KEY: 0001383496
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22019
FILM NUMBER: 211276514
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
0001383496
S000031806
First Trust Small Cap Growth AlphaDEX Fund
C000099061
First Trust Small Cap Growth AlphaDEX Fund
FYC
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001383496
XXXXXXXX
S000031806
C000099061
First Trust Exchange-Traded AlphaDEX Fund
811-22019
0001383496
549300PGRVU1P76W4537
120 East Liberty Drive
Suite 400
Wheaton
60187
630-765-8000
First Trust Small Cap Growth AlphaDEX Fund
S000031806
549300DVVN2X7XIAVJ10
2021-07-31
2021-07-30
N
405831492.39
11012189.70
394819302.69
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
216709.52000000
N
Synaptics Inc
549300AJ3LI4FWNRQX29
Synaptics Inc
87157D109
13328.00000000
NS
USD
2024789.76000000
0.512839606930
Long
EC
CORP
US
N
1
N
N
N
National Research Corp
549300FQIORB6GZCYT15
National Research Corp
637372202
11078.00000000
NS
USD
584696.84000000
0.148092262971
Long
EC
CORP
US
N
1
N
N
N
Essential Properties Realty Tr
N/A
Essential Properties Realty Trust Inc
29670E107
56429.00000000
NS
USD
1681584.20000000
0.425912357512
Long
EC
CORP
US
N
1
N
N
N
Bluebird Bio Inc
N/A
Bluebird Bio Inc
09609G100
15906.00000000
NS
USD
404171.46000000
0.102368718359
Long
EC
CORP
US
N
1
N
N
N
Hamilton Lane Inc
5493006OKN3V1NORM833
Hamilton Lane Inc
407497106
11378.00000000
NS
USD
1058154.00000000
0.268009692735
Long
EC
CORP
US
N
1
N
N
N
Clean Energy Fuels Corp
549300MTQB4VUAOPMF71
Clean Energy Fuels Corp
184499101
102142.00000000
NS
USD
767086.42000000
0.194287972947
Long
EC
CORP
US
N
1
N
N
N
Addus HomeCare Corp
52990090ZT33AKPDBX62
Addus HomeCare Corp
006739106
5829.00000000
NS
USD
505898.91000000
0.128134289927
Long
EC
CORP
US
N
1
N
N
N
Nu Skin Enterprises Inc
54930050DETB6CP71D38
Nu Skin Enterprises Inc
67018T105
36598.00000000
NS
USD
1964946.62000000
0.497682511116
Long
EC
CORP
US
N
1
N
N
N
PotlatchDeltic Corp
54930084YA8UJOTXDM59
PotlatchDeltic Corp
737630103
28703.00000000
NS
USD
1490833.82000000
0.377599020575
Long
EC
CORP
US
N
1
N
N
N
Triumph Bancorp Inc
5493003RNRMEVYDZ1Q52
Triumph Bancorp Inc
89679E300
27921.00000000
NS
USD
2140423.86000000
0.542127460693
Long
EC
CORP
US
N
1
N
N
N
Ingevity Corp
5493009UTFC4B5IMGF87
Ingevity Corp
45688C107
18752.00000000
NS
USD
1592794.88000000
0.403423760983
Long
EC
CORP
US
N
1
N
N
N
Merit Medical Systems Inc
549300OYTY138SP2CE83
Merit Medical Systems Inc
589889104
16037.00000000
NS
USD
1124033.33000000
0.284695637305
Long
EC
CORP
US
N
1
N
N
N
Palomar Holdings Inc
549300DOI1MUW11BLX74
Palomar Holdings Inc
69753M105
6737.00000000
NS
USD
548593.91000000
0.138948097588
Long
EC
CORP
US
N
1
N
N
N
Balchem Corp
549300VR70OPMHUI3557
Balchem Corp
057665200
7900.00000000
NS
USD
1065631.00000000
0.269903470458
Long
EC
CORP
US
N
1
N
N
N
Visteon Corp
549300MOVLYHRW4GGW78
Visteon Corp
92839U206
8574.00000000
NS
USD
977864.70000000
0.247673984867
Long
EC
CORP
US
N
1
N
N
N
WW International Inc
SGT8R1MU6ESIC7UJC518
WW International Inc
98262P101
57371.00000000
NS
USD
1763584.54000000
0.446681438314
Long
EC
CORP
US
N
1
N
N
N
Boot Barn Holdings Inc
529900QE1BFMYA3N4E71
Boot Barn Holdings Inc
099406100
30835.00000000
NS
USD
2664760.70000000
0.674931717331
Long
EC
CORP
US
N
1
N
N
N
DigitalBridge Group Inc
549300XG87L902AGBO89
DigitalBridge Group Inc
25401T108
262461.00000000
NS
USD
1826728.56000000
0.462674582411
Long
EC
CORP
US
N
1
N
N
N
Brink's Co/The
XFP140TFNOQMIVFTVQ13
Brink's Co/The
109696104
19855.00000000
NS
USD
1528040.80000000
0.387022820208
Long
EC
CORP
US
N
1
N
N
N
Lakeland Financial Corp
N/A
Lakeland Financial Corp
511656100
8254.00000000
NS
USD
551944.98000000
0.139796858015
Long
EC
CORP
US
N
1
N
N
N
Verra Mobility Corp
N/A
Verra Mobility Corp
92511U102
67448.00000000
NS
USD
1032628.88000000
0.261544679544
Long
EC
CORP
US
N
1
N
N
N
Gentherm Inc
HKM6YX1U5JS60TCUB219
Gentherm Inc
37253A103
21478.00000000
NS
USD
1781170.54000000
0.451135627833
Long
EC
CORP
US
N
1
N
N
N
SeaWorld Entertainment Inc
529900G0H4NV3IIK3269
SeaWorld Entertainment Inc
81282V100
30553.00000000
NS
USD
1448517.73000000
0.366881183399
Long
EC
CORP
US
N
1
N
N
N
LGI Homes Inc
549300W02B4WNV8CV109
LGI Homes Inc
50187T106
16006.00000000
NS
USD
2735425.40000000
0.692829702439
Long
EC
CORP
US
N
1
N
N
N
Athenex Inc
5493001V4L0Q5EPPOH52
Athenex Inc
04685N103
110080.00000000
NS
USD
415001.60000000
0.105111780800
Long
EC
CORP
US
N
1
N
N
N
Broadmark Realty Capital Inc
N/A
Broadmark Realty Capital Inc
11135B100
97896.00000000
NS
USD
1015181.52000000
0.257125604823
Long
EC
CORP
US
N
1
N
N
N
Arbor Realty Trust Inc
549300ASFUWYQO0RW077
Arbor Realty Trust Inc
038923108
116357.00000000
NS
USD
2127005.96000000
0.538728969305
Long
EC
CORP
US
N
1
N
N
N
Antero Resources Corp
APVBKPOULHUX7YZLKU17
Antero Resources Corp
03674X106
172438.00000000
NS
USD
2345156.80000000
0.593982306341
Long
EC
CORP
US
N
1
N
N
N
Evoqua Water Technologies Corp
529900YQAOMEZRGRRP43
Evoqua Water Technologies Corp
30057T105
61381.00000000
NS
USD
2026186.81000000
0.513193452345
Long
EC
CORP
US
N
1
N
N
N
Owens & Minor Inc
549300LMT5KQQXCEZ733
Owens & Minor Inc
690732102
61225.00000000
NS
USD
2831656.25000000
0.717203092834
Long
EC
CORP
US
N
1
N
N
N
Tupperware Brands Corp
G8NWFN4YP7CR6FOP4886
Tupperware Brands Corp
899896104
64240.00000000
NS
USD
1341973.60000000
0.339895641083
Long
EC
CORP
US
N
1
N
N
N
Callaway Golf Co
5493005UB0KFRKBPCU72
Callaway Golf Co
131193104
61470.00000000
NS
USD
1947369.60000000
0.493230596055
Long
EC
CORP
US
N
1
N
N
N
ChampionX Corp
549300EP2909K6DYYP38
ChampionX Corp
15872M104
101048.00000000
NS
USD
2348355.52000000
0.594792479496
Long
EC
CORP
US
N
1
N
N
N
Bionano Genomics Inc
54930086AP7ROH0VJ631
Bionano Genomics Inc
09075F107
141437.00000000
NS
USD
838721.41000000
0.212431713516
Long
EC
CORP
US
N
1
N
N
Coeur Mining Inc
5493003AVK173D48DR70
Coeur Mining Inc
192108504
116746.00000000
NS
USD
880264.84000000
0.222953851040
Long
EC
CORP
US
N
1
N
N
N
Inovio Pharmaceuticals Inc
529900B9W875XDZXTM97
Inovio Pharmaceuticals Inc
45773H201
54866.00000000
NS
USD
460874.40000000
0.116730462989
Long
EC
CORP
US
N
1
N
N
Sinclair Broadcast Group Inc
529900879GWQV880PQ28
Sinclair Broadcast Group Inc
829226109
78018.00000000
NS
USD
2207129.22000000
0.559022622491
Long
EC
CORP
US
N
1
N
N
N
J.P. MORGAN SECURITIES LLC
ZBUT11V806EZRVTWT807
JP MORGAN SECURITIES LLC
000000000
5209889.00000000
PA
USD
5209889.00000000
1.319562889783
Long
RA
CORP
US
N
2
Repurchase
Y
0.05000000
2021-08-02
5263487.13243786
USD
5314086.78568352
USD
UST
N
N
CSW Industrials Inc
549300SYOEO3RVQ7FB83
CSW Industrials Inc
126402106
8750.00000000
NS
USD
1035037.50000000
0.262154735836
Long
EC
CORP
US
N
1
N
N
N
US Physical Therapy Inc
529900KL1UXQYFIOMY96
US Physical Therapy Inc
90337L108
8944.00000000
NS
USD
1056823.04000000
0.267672586623
Long
EC
CORP
US
N
1
N
N
N
Dorman Products Inc
N/A
Dorman Products Inc
258278100
14714.00000000
NS
USD
1488321.10000000
0.376962597790
Long
EC
CORP
US
N
1
N
N
N
Perficient Inc
549300HTBXKL2755T650
Perficient Inc
71375U101
32232.00000000
NS
USD
3039155.28000000
0.769758534928
Long
EC
CORP
US
N
1
N
N
N
Ambarella Inc
254900XN7F4DG0CEKC02
Ambarella Inc
000000000
9719.00000000
NS
USD
957224.31000000
0.242446178157
Long
EC
CORP
US
N
1
N
N
N
Four Corners Property Trust In
549300SVTPZPBDVNER42
Four Corners Property Trust Inc
35086T109
18420.00000000
NS
USD
528838.20000000
0.133944363002
Long
EC
CORP
US
N
1
N
N
N
Red Rock Resorts Inc
N/A
Red Rock Resorts Inc
75700L108
60987.00000000
NS
USD
2402887.80000000
0.608604438442
Long
EC
CORP
US
N
1
N
N
N
Endo International PLC
5493007TBMWZWGZIB256
Endo International PLC
000000000
108671.00000000
NS
USD
549875.26000000
0.139272638458
Long
EC
CORP
IE
N
1
N
N
N
CEVA Inc
529900G9T7CVU2J2VU73
CEVA Inc
157210105
10751.00000000
NS
USD
533679.64000000
0.135170604973
Long
EC
CORP
US
N
1
N
N
N
Magnolia Oil & Gas Corp
N/A
Magnolia Oil & Gas Corp
559663109
132659.00000000
NS
USD
1857226.00000000
0.470398986915
Long
EC
CORP
US
N
1
N
N
N
Livent Corp
254900OOLQ2VNMZTJL47
Livent Corp
53814L108
53553.00000000
NS
USD
1044819.03000000
0.264632205893
Long
EC
CORP
US
N
1
N
N
N
B&G Foods Inc
549300TRW1LZMDJZAQ78
B&G Foods Inc
05508R106
63215.00000000
NS
USD
1815534.80000000
0.459839422143
Long
EC
CORP
US
N
1
N
N
Progress Software Corp
549300R65B3JG6972S24
Progress Software Corp
743312100
22415.00000000
NS
USD
1021899.85000000
0.258827226287
Long
EC
CORP
US
N
1
N
N
N
InterDigital Inc
N/A
InterDigital Inc
45867G101
20894.00000000
NS
USD
1376705.66000000
0.348692591932
Long
EC
CORP
US
N
1
N
N
N
Vocera Communications Inc
5493006D2J6NPNZ60K83
Vocera Communications Inc
92857F107
26019.00000000
NS
USD
1091757.24000000
0.276520735577
Long
EC
CORP
US
N
1
N
N
N
Omega Flex Inc
N/A
Omega Flex Inc
682095104
3469.00000000
NS
USD
544008.58000000
0.137786723266
Long
EC
CORP
US
N
1
N
N
N
Phreesia Inc
5493000HHF8NU4QOCG53
Phreesia Inc
71944F106
16916.00000000
NS
USD
1156208.60000000
0.292845003302
Long
EC
CORP
US
N
1
N
N
N
Watts Water Technologies Inc
549300REJOO94ERQN318
Watts Water Technologies Inc
942749102
14210.00000000
NS
USD
2142299.60000000
0.542602548913
Long
EC
CORP
US
N
1
N
N
N
Shift4 Payments Inc
N/A
Shift4 Payments Inc
82452J109
16277.00000000
NS
USD
1451745.63000000
0.367698747277
Long
EC
CORP
US
N
1
N
N
N
Cogent Communications Holdings
N/A
Cogent Communications Holdings Inc
19239V302
13488.00000000
NS
USD
1046803.68000000
0.265134878884
Long
EC
CORP
US
N
1
N
N
N
Renewable Energy Group Inc
549300HPU3BD8ZI0X358
Renewable Energy Group Inc
75972A301
16629.00000000
NS
USD
1018526.25000000
0.257972759452
Long
EC
CORP
US
N
1
N
N
N
Kite Realty Group Trust
N/A
Kite Realty Group Trust
49803T300
69320.00000000
NS
USD
1397491.20000000
0.353957162296
Long
EC
CORP
US
N
1
N
N
N
BioCryst Pharmaceuticals Inc
549300Z0INP1Z5NP6J59
BioCryst Pharmaceuticals Inc
09058V103
131147.00000000
NS
USD
2114089.64000000
0.535457518311
Long
EC
CORP
US
N
1
N
N
N
Onto Innovation Inc
254900RXZVN73CHOO062
Onto Innovation Inc
683344105
35482.00000000
NS
USD
2486578.56000000
0.629801669538
Long
EC
CORP
US
N
1
N
N
N
Clearway Energy Inc
549300LHAZ9HA9G3XC48
Clearway Energy Inc
18539C204
19206.00000000
NS
USD
550828.08000000
0.139513969111
Long
EC
CORP
US
N
1
N
N
N
BioLife Solutions Inc
549300G2IVCMC2TJDW72
BioLife Solutions Inc
09062W204
34277.00000000
NS
USD
1607591.30000000
0.407171404500
Long
EC
CORP
US
N
1
N
N
N
Cohen & Steers Inc
549300XXIA338A0X2K65
Cohen & Steers Inc
19247A100
12627.00000000
NS
USD
1050692.67000000
0.266119883916
Long
EC
CORP
US
N
1
N
N
N
AeroVironment Inc
529900PGHVI29YLZ6221
AeroVironment Inc
008073108
5076.00000000
NS
USD
513183.60000000
0.129979359292
Long
EC
CORP
US
N
1
N
N
N
Cardlytics Inc
549300JETJBH94EIPC66
Cardlytics Inc
14161W105
4008.00000000
NS
USD
504847.68000000
0.127868033948
Long
EC
CORP
US
N
1
N
N
N
Energizer Holdings Inc
5493000D6NN0V57UME20
Energizer Holdings Inc
29272W109
24124.00000000
NS
USD
1033713.40000000
0.261819367228
Long
EC
CORP
US
N
1
N
N
N
Papa John's International Inc
HZYLD3DK5XOX0WBVNB56
Papa John's International Inc
698813102
19852.00000000
NS
USD
2265510.24000000
0.573809391933
Long
EC
CORP
US
N
1
N
N
N
MEDNAX Inc
N/A
MEDNAX Inc
58502B106
50604.00000000
NS
USD
1473588.48000000
0.373231113565
Long
EC
CORP
US
N
1
N
N
N
TPI Composites Inc
549300TI9H56OIY0QE39
TPI Composites Inc
87266J104
31509.00000000
NS
USD
1233262.26000000
0.312361186901
Long
EC
CORP
US
N
1
N
N
N
CommVault Systems Inc
65T5VRP62VXG39YFML83
CommVault Systems Inc
204166102
33153.00000000
NS
USD
2506035.27000000
0.634729673277
Long
EC
CORP
US
N
1
N
N
N
South Jersey Industries Inc
549300DJYWYT5VXLFA46
South Jersey Industries Inc
838518108
58842.00000000
NS
USD
1481053.14000000
0.375121765807
Long
EC
CORP
US
N
1
N
N
N
Agios Pharmaceuticals Inc
529900ONJHY8EOGYT555
Agios Pharmaceuticals Inc
00847X104
9230.00000000
NS
USD
443870.70000000
0.112423758660
Long
EC
CORP
US
N
1
N
N
N
CareTrust REIT Inc
5493001NVXE2B9GPLU96
CareTrust REIT Inc
14174T107
21895.00000000
NS
USD
528107.40000000
0.133759265669
Long
EC
CORP
US
N
1
N
N
N
Hecla Mining Co
5493009Y6HOBZD1QD537
Hecla Mining Co
422704106
348365.00000000
NS
USD
2330561.85000000
0.590285691231
Long
EC
CORP
US
N
1
N
N
N
PriceSmart Inc
549300JVYOSTGVSDZS46
PriceSmart Inc
741511109
11388.00000000
NS
USD
1021959.12000000
0.258842238218
Long
EC
CORP
US
N
1
N
N
N
FormFactor Inc
549300YCEEO6SZD1ZR61
FormFactor Inc
346375108
13946.00000000
NS
USD
519627.96000000
0.131611589519
Long
EC
CORP
US
N
1
N
N
N
Quanterix Corp
N/A
Quanterix Corp
74766Q101
26013.00000000
NS
USD
1382590.95000000
0.350183220673
Long
EC
CORP
US
N
1
N
N
N
Macquarie Infrastructure Corp
529900IZSJ64GH477714
Macquarie Infrastructure Corp
55608B105
13287.00000000
NS
USD
524836.50000000
0.132930810733
Long
EC
CORP
US
N
1
N
N
N
Rent-A-Center Inc/TX
529900QUHE15UQNCCJ63
Rent-A-Center Inc/TX
76009N100
28750.00000000
NS
USD
1645075.00000000
0.416665291892
Long
EC
CORP
US
N
1
N
N
N
2U Inc
5493008RVTXVR43PYF84
2U Inc
90214J101
24881.00000000
NS
USD
1079835.40000000
0.273501166899
Long
EC
CORP
US
N
1
N
N
N
MaxLinear Inc
549300EMOI0SM2IY4F64
MaxLinear Inc
57776J100
60994.00000000
NS
USD
2941740.62000000
0.745085308635
Long
EC
CORP
US
N
1
N
N
N
TechTarget Inc
529900YQA5JL2H2VMB84
TechTarget Inc
87874R100
26758.00000000
NS
USD
1955474.64000000
0.495283444015
Long
EC
CORP
US
N
1
N
N
N
Alphatec Holdings Inc
549300EZE8CQ8K65FS24
Alphatec Holdings Inc
02081G201
67668.00000000
NS
USD
997426.32000000
0.252628560256
Long
EC
CORP
US
N
1
N
N
N
Cheesecake Factory Inc/The
529900872XMLK10SY247
Cheesecake Factory Inc/The
163072101
28158.00000000
NS
USD
1274431.08000000
0.322788443046
Long
EC
CORP
US
N
1
N
N
N
TTEC Holdings Inc
GTJS1N8S8I28A7L4WG97
TTEC Holdings Inc
89854H102
25142.00000000
NS
USD
2627339.00000000
0.665453533325
Long
EC
CORP
US
N
1
N
N
N
Allscripts Healthcare Solution
Y68YJHVB1GU4TAU3C223
Allscripts Healthcare Solutions Inc
01988P108
140026.00000000
NS
USD
2391644.08000000
0.605756624284
Long
EC
CORP
US
N
1
N
N
N
Cornerstone Building Brands In
549300IW41QEWQ6T0H29
Cornerstone Building Brands Inc
21925D109
142567.00000000
NS
USD
2397976.94000000
0.607360613744
Long
EC
CORP
US
N
1
N
N
N
SPS Commerce Inc
2549006XVF9GCCETDQ72
SPS Commerce Inc
78463M107
5093.00000000
NS
USD
554882.35000000
0.140540836331
Long
EC
CORP
US
N
1
N
N
N
Overstock.com Inc
549300ACR0DL9U7EI710
Overstock.com Inc
690370101
28113.00000000
NS
USD
1957789.32000000
0.495869707144
Long
EC
CORP
US
N
1
N
N
N
Axonics Inc
549300LJY4X7N57VJL05
Axonics Inc
05465P101
24060.00000000
NS
USD
1634877.00000000
0.414082338138
Long
EC
CORP
US
N
1
N
N
N
B Riley Financial Inc
N/A
B Riley Financial Inc
05580M108
34331.00000000
NS
USD
2319402.36000000
0.587459210883
Long
EC
CORP
US
N
1
N
N
N
Meta Financial Group Inc
5493004X52BH1NBLW813
Meta Financial Group Inc
59100U108
51193.00000000
NS
USD
2544292.10000000
0.644419379362
Long
EC
CORP
US
N
1
N
N
N
Personalis Inc
549300EZ2NYFK7H0US48
Personalis Inc
71535D106
20103.00000000
NS
USD
421961.97000000
0.106874706258
Long
EC
CORP
US
N
1
N
N
N
nLight Inc
N/A
nLight Inc
65487K100
42054.00000000
NS
USD
1458853.26000000
0.369498970810
Long
EC
CORP
US
N
1
N
N
N
Ameresco Inc
529900NZXZGBCBXYY327
Ameresco Inc
02361E108
41326.00000000
NS
USD
2832070.78000000
0.717308085168
Long
EC
CORP
US
N
1
N
N
N
Castle Biosciences Inc
N/A
Castle Biosciences Inc
14843C105
6939.00000000
NS
USD
484689.15000000
0.122762272943
Long
EC
CORP
US
N
1
N
N
N
Tabula Rasa HealthCare Inc
549300K6KY242XRMEF28
Tabula Rasa HealthCare Inc
873379101
20733.00000000
NS
USD
890689.68000000
0.225594258925
Long
EC
CORP
US
N
1
N
N
Inovalon Holdings Inc
5493007H9QSF4NHIHL56
Inovalon Holdings Inc
45781D101
60842.00000000
NS
USD
2304694.96000000
0.583734114390
Long
EC
CORP
US
N
1
N
N
N
Domo Inc
549300X57AGT5JULJ761
Domo Inc
257554105
32064.00000000
NS
USD
2832213.12000000
0.717344137103
Long
EC
CORP
US
N
1
N
N
N
United Natural Foods Inc
549300GKGW6WPZ282D40
United Natural Foods Inc
911163103
70090.00000000
NS
USD
2321380.80000000
0.587960311004
Long
EC
CORP
US
N
1
N
N
N
CorVel Corp
N/A
CorVel Corp
221006109
15440.00000000
NS
USD
2174260.80000000
0.550697695169
Long
EC
CORP
US
N
1
N
N
N
Pitney Bowes Inc
549300N2O26NW4ST6W55
Pitney Bowes Inc
724479100
295535.00000000
NS
USD
2364280.00000000
0.598825838527
Long
EC
CORP
US
N
1
N
N
N
Range Resources Corp
H3Y3WLYCX0BTO1TRW162
Range Resources Corp
75281A109
154644.00000000
NS
USD
2355228.12000000
0.596533174531
Long
EC
CORP
US
N
1
N
N
N
St Joe Co/The
529900XVHOT3BF8PWG49
St Joe Co/The
790148100
34203.00000000
NS
USD
1548369.81000000
0.392171760461
Long
EC
CORP
US
N
1
N
N
N
Upland Software Inc
549300NS277POYJ63W89
Upland Software Inc
91544A109
12356.00000000
NS
USD
444816.00000000
0.112663184644
Long
EC
CORP
US
N
1
N
N
N
SiTime Corp
N/A
SiTime Corp
82982T106
16375.00000000
NS
USD
2221105.00000000
0.562562413961
Long
EC
CORP
US
N
1
N
N
N
Codexis Inc
N/A
Codexis Inc
192005106
22446.00000000
NS
USD
474957.36000000
0.120297401055
Long
EC
CORP
US
N
1
N
N
N
Ryman Hospitality Properties I
529900GCCWW9SRMPJR11
Ryman Hospitality Properties Inc
78377T107
6441.00000000
NS
USD
494024.70000000
0.125126784996
Long
EC
CORP
US
N
1
N
N
N
Calix Inc
5299002RQRZ4SXSCSJ58
Calix Inc
13100M509
54561.00000000
NS
USD
2552363.58000000
0.646463727231
Long
EC
CORP
US
N
1
N
N
N
Walker & Dunlop Inc
N/A
Walker & Dunlop Inc
93148P102
19864.00000000
NS
USD
2055526.72000000
0.520624677161
Long
EC
CORP
US
N
1
N
N
N
Inseego Corp
549300E27VG1NWGNA141
Inseego Corp
45782B104
50405.00000000
NS
USD
438019.45000000
0.110941751585
Long
EC
CORP
US
N
1
N
N
N
BOFA SECURITIES, INC.
549300HN4UKV1E2R3U73
BOFA SECURITIES INC
000000000
333332.00000000
PA
USD
333332.00000000
0.084426469964
Long
RA
CORP
US
N
2
Repurchase
Y
0.05000000
2021-08-02
278919.05098600
USD
339998.67268320
USD
UST
N
N
Tanger Factory Outlet Centers
UKEW8YSXE4Y581KYOL30
Tanger Factory Outlet Centers Inc
875465106
109997.00000000
NS
USD
1888648.49000000
0.478357688474
Long
EC
CORP
US
N
1
N
N
Boise Cascade Co
549300Z8B8LSRHC7XA55
Boise Cascade Co
09739D100
35536.00000000
NS
USD
1817666.40000000
0.460379314693
Long
EC
CORP
US
N
1
N
N
N
Mimecast Ltd
254900ELSYFSTT9X2740
Mimecast Ltd
000000000
28762.00000000
NS
USD
1597729.10000000
0.404673502312
Long
EC
CORP
US
N
1
N
N
N
Sprout Social Inc
N/A
Sprout Social Inc
85209W109
28986.00000000
NS
USD
2575116.24000000
0.652226530581
Long
EC
CORP
US
N
1
N
N
N
Sonos Inc
549300WEPU6075I77M08
Sonos Inc
83570H108
58857.00000000
NS
USD
1964646.66000000
0.497606537120
Long
EC
CORP
US
N
1
N
N
N
Plantronics Inc
5493006O3W5M472F6668
Plantronics Inc
727493108
62105.00000000
NS
USD
1937054.95000000
0.490618097140
Long
EC
CORP
US
N
1
N
N
N
Box Inc
549300KQUCPD8687YS68
Box Inc
10316T104
59716.00000000
NS
USD
1428406.72000000
0.361787458279
Long
EC
CORP
US
N
1
N
N
N
Zuora Inc
549300ISVGC1YZWQJ420
Zuora Inc
98983V106
88448.00000000
NS
USD
1529265.92000000
0.387333119120
Long
EC
CORP
US
N
1
N
N
N
Rite Aid Corp
529900W353T1JY1DKT44
Rite Aid Corp
767754872
31202.00000000
NS
USD
474270.40000000
0.120123407535
Long
EC
CORP
US
N
1
N
N
N
Maxar Technologies Inc
549300OEN2G821MIJ922
Maxar Technologies Inc
57778K105
38223.00000000
NS
USD
1386348.21000000
0.351134861075
Long
EC
CORP
US
N
1
N
N
N
NETGEAR Inc
54930067KX3UNRHDWA78
NETGEAR Inc
64111Q104
39813.00000000
NS
USD
1363595.25000000
0.345371981741
Long
EC
CORP
US
N
1
N
N
N
Great Western Bancorp Inc
5493004X4OTHDTFBHI90
Great Western Bancorp Inc
391416104
63231.00000000
NS
USD
1947514.80000000
0.493267372372
Long
EC
CORP
US
N
1
N
N
N
Moelis & Co
549300891QNU7VTQUR83
Moelis & Co
60786M105
36449.00000000
NS
USD
2159603.25000000
0.546985224705
Long
EC
CORP
US
N
1
N
N
N
Malibu Boats Inc
N/A
Malibu Boats Inc
56117J100
14141.00000000
NS
USD
1183036.06000000
0.299639873719
Long
EC
CORP
US
N
1
N
N
N
Goosehead Insurance Inc
549300WH5MBIWHJ9XY95
Goosehead Insurance Inc
38267D109
11985.00000000
NS
USD
1440477.15000000
0.364844661896
Long
EC
CORP
US
N
1
N
N
N
Axos Financial Inc
529900D8M56422GK9O25
Axos Financial Inc
05465C100
32892.00000000
NS
USD
1573882.20000000
0.398633549392
Long
EC
CORP
US
N
1
N
N
N
Franchise Group Inc
549300MWCHSL8BSOMV77
Franchise Group Inc
35180X105
58785.00000000
NS
USD
1996338.60000000
0.505633485090
Long
EC
CORP
US
N
1
N
N
N
Six Flags Entertainment Corp
549300JYTDUAA4JQ3717
Six Flags Entertainment Corp
83001A102
11750.00000000
NS
USD
488212.50000000
0.123654668521
Long
EC
CORP
US
N
1
N
N
N
Option Care Health Inc
549300DI3Q5ACSYJRI17
Option Care Health Inc
68404L201
118506.00000000
NS
USD
2455444.32000000
0.621915976060
Long
EC
CORP
US
N
1
N
N
N
American States Water Co
529900L26LIS2V8PWM23
American States Water Co
029899101
6389.00000000
NS
USD
564276.48000000
0.142920185552
Long
EC
CORP
US
N
1
N
N
N
Cimpress PLC
549300X1IFD75XISOR81
Cimpress PLC
000000000
14072.00000000
NS
USD
1438862.00000000
0.364435576020
Long
EC
CORP
IE
N
1
N
N
N
ExlService Holdings Inc
81E3DTNF6OSH489ZOV15
ExlService Holdings Inc
302081104
19511.00000000
NS
USD
2209035.42000000
0.559505425633
Long
EC
CORP
US
N
1
N
N
N
Teradata Corp
549300JU9SOUHV4U4R71
Teradata Corp
88076W103
51870.00000000
NS
USD
2575864.20000000
0.652415974206
Long
EC
CORP
US
N
1
N
N
N
Vista Outdoor Inc
549300QI2D33ESTJLN81
Vista Outdoor Inc
928377100
56001.00000000
NS
USD
2261880.39000000
0.572890021989
Long
EC
CORP
US
N
1
N
N
N
REGENXBIO Inc
549300EOES47LATSET33
REGENXBIO Inc
75901B107
26689.00000000
NS
USD
862588.48000000
0.218476775102
Long
EC
CORP
US
N
1
N
N
N
Impinj Inc
549300M26VGKSMMWWN17
Impinj Inc
453204109
9856.00000000
NS
USD
453376.00000000
0.114831265065
Long
EC
CORP
US
N
1
N
N
N
Vicor Corp
5299005KMQOTR6B51F09
Vicor Corp
925815102
14429.00000000
NS
USD
1668136.69000000
0.422506366490
Long
EC
CORP
US
N
1
N
N
N
Alkermes PLC
N/A
Alkermes PLC
000000000
62220.00000000
NS
USD
1609631.40000000
0.407688121890
Long
EC
CORP
IE
N
1
N
N
N
Rambus Inc
2549000211GDCQSLV833
Rambus Inc
750917106
87449.00000000
NS
USD
2069043.34000000
0.524048172392
Long
EC
CORP
US
N
1
N
N
N
Skyline Champion Corp
N/A
Skyline Champion Corp
830830105
48627.00000000
NS
USD
2742562.80000000
0.694637466130
Long
EC
CORP
US
N
1
N
N
N
PAR Technology Corp
549300HYPTHBJQINVG57
PAR Technology Corp
698884103
14819.00000000
NS
USD
904699.95000000
0.229142786038
Long
EC
CORP
US
N
1
N
N
N
Shutterstock Inc
529900G2TDIS56V0LO22
Shutterstock Inc
825690100
21123.00000000
NS
USD
2291634.27000000
0.580426097302
Long
EC
CORP
US
N
1
N
N
N
SJW Group
N/A
SJW Group
784305104
16374.00000000
NS
USD
1128659.82000000
0.285867436650
Long
EC
CORP
US
N
1
N
N
N
Sorrento Therapeutics Inc
549300RH23PRR3M13410
Sorrento Therapeutics Inc
83587F202
157455.00000000
NS
USD
1292705.55000000
0.327417008538
Long
EC
CORP
US
N
1
N
N
Bally's Corp
549300NS4D5IK406VT62
Bally's Corp
05875B106
9396.00000000
NS
USD
462753.00000000
0.117206275591
Long
EC
CORP
US
N
1
N
N
N
MacroGenics Inc
5493001KJQUA83L8MH79
MacroGenics Inc
556099109
18931.00000000
NS
USD
472517.76000000
0.119679498135
Long
EC
CORP
US
N
1
N
N
N
Gevo Inc
549300IV6EW4O1OJD686
Gevo Inc
374396406
69958.00000000
NS
USD
426044.22000000
0.107908660264
Long
EC
CORP
US
N
1
N
N
N
Xperi Holding Corp
N/A
Xperi Holding Corp
98390M103
68604.00000000
NS
USD
1424905.08000000
0.360900561419
Long
EC
CORP
US
N
1
N
N
N
Simply Good Foods Co/The
N/A
Simply Good Foods Co/The
82900L102
70985.00000000
NS
USD
2660517.80000000
0.673857073824
Long
EC
CORP
US
N
1
N
N
N
Southwestern Energy Co
EFWMP121W54QV9MGOP87
Southwestern Energy Co
845467109
457109.00000000
NS
USD
2152983.39000000
0.545308543764
Long
EC
CORP
US
N
1
N
N
N
Global Industrial Co
N/A
Global Industrial Co
37892E102
41566.00000000
NS
USD
1642688.32000000
0.416060792572
Long
EC
CORP
US
N
1
N
N
N
Surgery Partners Inc
549300LC82HG33S19I03
Surgery Partners Inc
86881A100
38905.00000000
NS
USD
2122656.80000000
0.537627412220
Long
EC
CORP
US
N
1
N
N
N
Reata Pharmaceuticals Inc
5299005F094GH9QDDD80
Reata Pharmaceuticals Inc
75615P103
3597.00000000
NS
USD
450740.07000000
0.114163635599
Long
EC
CORP
US
N
1
N
N
N
AtriCure Inc
N/A
AtriCure Inc
04963C209
19235.00000000
NS
USD
1624588.10000000
0.411476361193
Long
EC
CORP
US
N
1
N
N
N
Mueller Water Products Inc
549300F7ZU4P1F8V8L60
Mueller Water Products Inc
624758108
105809.00000000
NS
USD
1568089.38000000
0.397166341492
Long
EC
CORP
US
N
1
N
N
N
Badger Meter Inc
5493002JENE20OGTUG20
Badger Meter Inc
056525108
10567.00000000
NS
USD
1067584.01000000
0.270398129657
Long
EC
CORP
US
N
1
N
N
N
NV5 Global Inc
N/A
NV5 Global Inc
62945V109
16148.00000000
NS
USD
1534060.00000000
0.388547365731
Long
EC
CORP
US
N
1
N
N
N
Heska Corp
529900O1OR2EB7L0HY27
Heska Corp
42805E306
11279.00000000
NS
USD
2714855.30000000
0.687619698809
Long
EC
CORP
US
N
1
N
N
N
ACM Research Inc
549300MCTENUWL2GJL61
ACM Research Inc
00108J109
20282.00000000
NS
USD
1883386.52000000
0.477024934487
Long
EC
CORP
US
N
1
N
N
N
Ligand Pharmaceuticals Inc
5493008K7TB0IKP37H79
Ligand Pharmaceuticals Inc
53220K504
7904.00000000
NS
USD
897183.04000000
0.227238899893
Long
EC
CORP
US
N
1
N
N
N
Mesa Laboratories Inc
549300ZCG738WLX8ZW79
Mesa Laboratories Inc
59064R109
1875.00000000
NS
USD
552206.25000000
0.139863032591
Long
EC
CORP
US
N
1
N
N
N
Atkore Inc
52990002TI38AM4RPV48
Atkore Inc
047649108
36503.00000000
NS
USD
2741740.33000000
0.694429150581
Long
EC
CORP
US
N
1
N
N
N
Liberty Latin America Ltd
213800YWQHEAX7CAVO83
Liberty Latin America Ltd
000000000
147051.00000000
NS
USD
2033715.33000000
0.515100279075
Long
EC
CORP
US
N
1
N
N
N
Ultra Clean Holdings Inc
5493007L6LS7QX18PE75
Ultra Clean Holdings Inc
90385V107
48243.00000000
NS
USD
2605604.43000000
0.659948592241
Long
EC
CORP
US
N
1
N
N
N
Pennant Group Inc/The
5493007H2OYR6BYLDA64
Pennant Group Inc/The
70805E109
25351.00000000
NS
USD
867511.22000000
0.219723608772
Long
EC
CORP
US
N
1
N
N
N
Summit Materials Inc
N/A
Summit Materials Inc
86614U100
74370.00000000
NS
USD
2498832.00000000
0.632905226004
Long
EC
CORP
US
N
1
N
N
N
Itron Inc
24F6LSZD18II6ICG6S41
Itron Inc
465741106
10373.00000000
NS
USD
1022985.26000000
0.259102139391
Long
EC
CORP
US
N
1
N
N
N
Altra Industrial Motion Corp
NQ0NIXPGW4YKG4MWM571
Altra Industrial Motion Corp
02208R106
31892.00000000
NS
USD
1998990.56000000
0.506305174640
Long
EC
CORP
US
N
1
N
N
N
Ocular Therapeutix Inc
529900ABAWFXOHSIHG03
Ocular Therapeutix Inc
67576A100
35867.00000000
NS
USD
394895.67000000
0.100019342344
Long
EC
CORP
US
N
1
N
N
N
OSI Systems Inc
DDX3MPX1Y8YD30050X33
OSI Systems Inc
671044105
10199.00000000
NS
USD
1020409.95000000
0.258449863785
Long
EC
CORP
US
N
1
N
N
N
Vector Group Ltd
549300TUIF4WWN6NDN50
Vector Group Ltd
92240M108
107903.00000000
NS
USD
1441584.08000000
0.365125025594
Long
EC
CORP
US
N
1
N
N
N
Seres Therapeutics Inc
549300GMXBE5NUWISF13
Seres Therapeutics Inc
81750R102
43465.00000000
NS
USD
308601.50000000
0.078162718463
Long
EC
CORP
US
N
1
N
N
N
Translate Bio Inc
N/A
Translate Bio Inc
89374L104
94109.00000000
NS
USD
2601172.76000000
0.658826136989
Long
EC
CORP
US
N
1
N
N
N
Cohu Inc
529900FJPORJ3JJ2XS33
Cohu Inc
192576106
28178.00000000
NS
USD
997782.98000000
0.252718895252
Long
EC
CORP
US
N
1
N
N
N
Vonage Holdings Corp
529900W7N0N4WLN1JY21
Vonage Holdings Corp
92886T201
143892.00000000
NS
USD
2051899.92000000
0.519706079723
Long
EC
CORP
US
N
1
N
N
N
NanoString Technologies Inc
549300G4CK0Y3WRDMY89
NanoString Technologies Inc
63009R109
7847.00000000
NS
USD
486043.18000000
0.123105222234
Long
EC
CORP
US
N
1
N
N
N
CryoPort Inc
N/A
CryoPort Inc
229050307
41075.00000000
NS
USD
2535149.00000000
0.642103611127
Long
EC
CORP
US
N
1
N
N
N
Kratos Defense & Security Solu
5493000EKBN0UY1F3F88
Kratos Defense & Security Solutions Inc
50077B207
36387.00000000
NS
USD
989726.40000000
0.250678321261
Long
EC
CORP
US
N
1
N
N
N
Seacoast Banking Corp of Flori
549300V6IC06XYQYPG88
Seacoast Banking Corp of Florida
811707801
14894.00000000
NS
USD
452628.66000000
0.114641978473
Long
EC
CORP
US
N
1
N
N
N
API Group Corp
213800NZT1VX6PZ7BT53
API Group Corp
00187Y100
73037.00000000
NS
USD
1674008.04000000
0.423993464502
Long
EC
CORP
US
N
1
N
N
N
Matador Resources Co
549300CI3Q2UUK5R4G79
Matador Resources Co
576485205
71978.00000000
NS
USD
2224120.20000000
0.563326105093
Long
EC
CORP
US
N
1
N
N
N
Unisys Corp
549300T21W22FIJJOW08
Unisys Corp
909214306
81922.00000000
NS
USD
1830956.70000000
0.463745487499
Long
EC
CORP
US
N
1
N
N
N
Vericel Corp
54930076YM3PLTDR4B91
Vericel Corp
92346J108
29060.00000000
NS
USD
1538436.40000000
0.389655822174
Long
EC
CORP
US
N
1
N
N
N
Riot Blockchain Inc
N/A
Riot Blockchain Inc
767292105
40502.00000000
NS
USD
1334540.90000000
0.338013083683
Long
EC
CORP
US
N
1
N
N
Casella Waste Systems Inc
8EU0XUFVJ48U37IIDH51
Casella Waste Systems Inc
147448104
8020.00000000
NS
USD
551615.60000000
0.139713432509
Long
EC
CORP
US
N
1
N
N
N
Artisan Partners Asset Managem
549300T1FUI6JF63XU51
Artisan Partners Asset Management Inc
04316A108
20398.00000000
NS
USD
980939.82000000
0.248452852562
Long
EC
CORP
US
N
1
N
N
N
Cornerstone OnDemand Inc
549300Z402F16H5EGH48
Cornerstone OnDemand Inc
21925Y103
40200.00000000
NS
USD
1927188.00000000
0.488118991870
Long
EC
CORP
US
N
1
N
N
N
Lindsay Corp
549300ZFO0QG5H8TPI61
Lindsay Corp
535555106
12545.00000000
NS
USD
2015856.05000000
0.510576873082
Long
EC
CORP
US
N
1
N
N
N
ZoomInfo Technologies Inc
N/A
ZoomInfo Technologies Inc
98980F104
9747.00000000
NS
USD
523901.25000000
0.132693930218
Long
EC
CORP
US
N
1
N
N
N
Health Catalyst Inc
549300223PL6GWKVJG92
Health Catalyst Inc
42225T107
37352.00000000
NS
USD
2168657.12000000
0.549278392729
Long
EC
CORP
US
N
1
N
N
N
ImmunoGen Inc
54930084U0R1OP766Y02
ImmunoGen Inc
45253H101
77177.00000000
NS
USD
432962.97000000
0.109661044191
Long
EC
CORP
US
N
1
N
N
N
iRobot Corp
5493009PRNKOUKBAT390
iRobot Corp
462726100
11101.00000000
NS
USD
971337.50000000
0.246020772890
Long
EC
CORP
US
N
1
N
N
N
ModivCare Inc
549300EFZIFW7F7I0Q28
ModivCare Inc
60783X104
12190.00000000
NS
USD
2072300.00000000
0.524873020614
Long
EC
CORP
US
N
1
N
N
N
Model N Inc
549300WCIL3W0EYSBN94
Model N Inc
607525102
14837.00000000
NS
USD
480273.69000000
0.121643923366
Long
EC
CORP
US
N
1
N
N
N
Sleep Number Corp
529900W0TZQLBT2DSS66
Sleep Number Corp
83125X103
18857.00000000
NS
USD
1870802.97000000
0.473837767620
Long
EC
CORP
US
N
1
N
N
N
CITIBANK, NATIONAL ASSOCIATION
E57ODZWZ7FF32TWEFA76
CITIBANK NA
000000000
5209889.00000000
PA
USD
5209889.00000000
1.319562889783
Long
RA
CORP
US
N
2
Repurchase
Y
0.05000000
2021-08-02
4672944.14807170
USD
5314086.80604944
USD
UST
N
N
Viavi Solutions Inc
5493006K3E3N1QOBF092
Viavi Solutions Inc
925550105
86398.00000000
NS
USD
1441982.62000000
0.365225967974
Long
EC
CORP
US
N
1
N
N
N
LCI Industries
549300E1B98YNJ1WIQ04
LCI Industries
50189K103
11606.00000000
NS
USD
1692386.92000000
0.428648475003
Long
EC
CORP
US
N
1
N
N
N
Ontrak Inc
549300OQ36UO20X0DB40
Ontrak Inc
683373104
15659.00000000
NS
USD
422949.59000000
0.107124851069
Long
EC
CORP
US
N
1
N
N
Camping World Holdings Inc
549300E828QQI7MWI432
Camping World Holdings Inc
13462K109
63227.00000000
NS
USD
2488614.72000000
0.630317389004
Long
EC
CORP
US
N
1
N
N
N
Ideanomics Inc
549300G44F2K5Y52S437
Ideanomics Inc
45166V106
365040.00000000
NS
USD
865144.80000000
0.219124240913
Long
EC
CORP
US
N
1
N
N
XPEL Inc
549300KWSE3IGXLJNW66
XPEL Inc
98379L100
30906.00000000
NS
USD
2861895.60000000
0.724862128194
Long
EC
CORP
US
N
1
N
N
N
Houlihan Lokey Inc
549300S3CNGTQ1QZVY46
Houlihan Lokey Inc
441593100
25354.00000000
NS
USD
2259041.40000000
0.572170961401
Long
EC
CORP
US
N
1
N
N
N
Middlesex Water Co
N/A
Middlesex Water Co
596680108
6223.00000000
NS
USD
633128.02000000
0.160358932728
Long
EC
CORP
US
N
1
N
N
N
WWE
549300WZVLSCS3L4L698
World Wrestling Entertainment Inc
98156Q108
17912.00000000
NS
USD
884494.56000000
0.224025156311
Long
EC
CORP
US
N
1
N
N
N
Matson Inc
549300OI5H3Y0I9I4I12
Matson Inc
57686G105
32396.00000000
NS
USD
2174419.52000000
0.550737895838
Long
EC
CORP
US
N
1
N
N
N
Silvergate Capital Corp
BPE6FTXDZEBNAGIT2T19
Silvergate Capital Corp
82837P408
9152.00000000
NS
USD
940825.60000000
0.238292705951
Long
EC
CORP
US
N
1
N
N
N
PJT Partners Inc
549300W3WBEQUBKYTN87
PJT Partners Inc
69343T107
21371.00000000
NS
USD
1670571.07000000
0.423122947287
Long
EC
CORP
US
N
1
N
N
N
Gibraltar Industries Inc
N/A
Gibraltar Industries Inc
374689107
13589.00000000
NS
USD
1014826.52000000
0.257035690272
Long
EC
CORP
US
N
1
N
N
N
GrowGeneration Corp
N/A
GrowGeneration Corp
39986L109
43110.00000000
NS
USD
1753283.70000000
0.444072437202
Long
EC
CORP
US
N
1
N
N
N
Organogenesis Holdings Inc
549300RLC2O821TU6941
Organogenesis Holdings Inc
68621F102
124755.00000000
NS
USD
1913741.70000000
0.484713307318
Long
EC
CORP
US
N
1
N
N
N
Veritex Holdings Inc
549300F3SMOML02SC814
Veritex Holdings Inc
923451108
43089.00000000
NS
USD
1445635.95000000
0.366151284942
Long
EC
CORP
US
N
1
N
N
N
Brightsphere Investment Group
5493004FTLQNQTBOP608
Brightsphere Investment Group Inc
10948W103
88497.00000000
NS
USD
2211540.03000000
0.560139794314
Long
EC
CORP
US
N
1
N
N
N
Arcus Biosciences Inc
N/A
Arcus Biosciences Inc
03969F109
18519.00000000
NS
USD
581681.79000000
0.147328609831
Long
EC
CORP
US
N
1
N
N
N
Yext Inc
5299008ZQSBBVH7K0589
Yext Inc
98585N106
35587.00000000
NS
USD
463698.61000000
0.117445780092
Long
EC
CORP
US
N
1
N
N
N
Corporate Office Properties Tr
YY1J47X6LF9TYY8JY420
Corporate Office Properties Trust
22002T108
18167.00000000
NS
USD
534836.48000000
0.135463609898
Long
EC
CORP
US
N
1
N
N
N
Dicerna Pharmaceuticals Inc
549300CTZMJMPH28WN39
Dicerna Pharmaceuticals Inc
253031108
69445.00000000
NS
USD
2604881.95000000
0.659765602201
Long
EC
CORP
US
N
1
N
N
N
Industrial Logistics Propertie
5493004XH9PJW009HR47
Industrial Logistics Properties Trust
456237106
39663.00000000
NS
USD
1074867.30000000
0.272242844429
Long
EC
CORP
US
N
1
N
N
N
Umpqua Holdings Corp
5299002ENJ7CY215BW86
Umpqua Holdings Corp
904214103
82696.00000000
NS
USD
1560473.52000000
0.395237393250
Long
EC
CORP
US
N
1
N
N
N
Switch Inc
549300EZ98N5Y55J4X37
Switch Inc
87105L104
49114.00000000
NS
USD
1014695.24000000
0.257002439618
Long
EC
CORP
US
N
1
N
N
N
Virtus Investment Partners Inc
549300HWF93HB8BDM648
Virtus Investment Partners Inc
92828Q109
9331.00000000
NS
USD
2576569.03000000
0.652594493846
Long
EC
CORP
US
N
1
N
N
N
Insperity Inc
5299000Q0KW7HY5DB751
Insperity Inc
45778Q107
16884.00000000
NS
USD
1672360.20000000
0.423576098890
Long
EC
CORP
US
N
1
N
N
N
Herc Holdings Inc
549300TP80QLITMSBP82
Herc Holdings Inc
42704L104
23130.00000000
NS
USD
2869045.20000000
0.726672981906
Long
EC
CORP
US
N
1
N
N
N
Cargurus Inc
54930027BKQN6B7X7G78
Cargurus Inc
141788109
19386.00000000
NS
USD
554439.60000000
0.140428696424
Long
EC
CORP
US
N
1
N
N
N
Blink Charging Co
N/A
Blink Charging Co
09354A100
25180.00000000
NS
USD
869465.40000000
0.220218564309
Long
EC
CORP
US
N
1
N
N
Amyris Inc
549300BG17WCUK6EIM58
Amyris Inc
03236M200
126662.00000000
NS
USD
1846731.96000000
0.467741052025
Long
EC
CORP
US
N
1
N
N
N
Medifast Inc
5299000YHQJ21T5KKI80
Medifast Inc
58470H101
9159.00000000
NS
USD
2614986.09000000
0.662324783054
Long
EC
CORP
US
N
1
N
N
N
Ironwood Pharmaceuticals Inc
549300PC8MR6QHH6P296
Ironwood Pharmaceuticals Inc
46333X108
80551.00000000
NS
USD
1068911.77000000
0.270734425271
Long
EC
CORP
US
N
1
N
N
N
California Water Service Group
529900QABDOBU6UVRQ36
California Water Service Group
130788102
18668.00000000
NS
USD
1170110.24000000
0.296366016561
Long
EC
CORP
US
N
1
N
N
N
Intra-Cellular Therapies Inc
5299002U2KGF193IJA20
Intra-Cellular Therapies Inc
46116X101
50791.00000000
NS
USD
1743655.03000000
0.441633683591
Long
EC
CORP
US
N
1
N
N
N
Patterson Cos Inc
YM48Q2087CUE26GWEK09
Patterson Cos Inc
703395103
34117.00000000
NS
USD
1062062.21000000
0.268999565817
Long
EC
CORP
US
N
1
N
N
N
Installed Building Products In
549300I95Y9P9YM5FI86
Installed Building Products Inc
45780R101
16942.00000000
NS
USD
2033040.00000000
0.514929231207
Long
EC
CORP
US
N
1
N
N
N
National Storage Affiliates Tr
N/A
National Storage Affiliates Trust
637870106
41014.00000000
NS
USD
2221728.38000000
0.562720303911
Long
EC
CORP
US
N
1
N
N
N
Cardiovascular Systems Inc
549300NUBWKJMNMQ3287
Cardiovascular Systems Inc
141619106
11929.00000000
NS
USD
480619.41000000
0.121731487474
Long
EC
CORP
US
N
1
N
N
N
Focus Financial Partners Inc
5493006FFJCGLZ246V12
Focus Financial Partners Inc
34417P100
31462.00000000
NS
USD
1614944.46000000
0.409033815975
Long
EC
CORP
US
N
1
N
N
N
Air Transport Services Group I
5493000F3MSFGIXTQE27
Air Transport Services Group Inc
00922R105
21895.00000000
NS
USD
529859.00000000
0.134202911658
Long
EC
CORP
US
N
1
N
N
N
Infinera Corp
549300ZOF66WPV3H0H17
Infinera Corp
45667G103
101637.00000000
NS
USD
1007222.67000000
0.255109783928
Long
EC
CORP
US
N
1
N
N
N
Franklin Electric Co Inc
RR6AURIKMXUE4Q24G284
Franklin Electric Co Inc
353514102
18926.00000000
NS
USD
1547389.76000000
0.391923532982
Long
EC
CORP
US
N
1
N
N
N
Fulgent Genetics Inc
549300CL6P01M68QJ404
Fulgent Genetics Inc
359664109
28103.00000000
NS
USD
2592501.75000000
0.656629939908
Long
EC
CORP
US
N
1
N
N
RealReal Inc/The
549300O00VUGT4H1PE90
RealReal Inc/The
88339P101
25737.00000000
NS
USD
424917.87000000
0.107623377860
Long
EC
CORP
US
N
1
N
N
N
Uniti Group Inc
549300V3NU625PJUVA84
Uniti Group Inc
91325V108
48021.00000000
NS
USD
562325.91000000
0.142426144357
Long
EC
CORP
US
N
1
N
N
N
Revance Therapeutics Inc
549300N33TFDZHS81H11
Revance Therapeutics Inc
761330109
34978.00000000
NS
USD
1017160.24000000
0.257626775861
Long
EC
CORP
US
N
1
N
N
N
Ranpak Holdings Corp
5493000Z9EZR9DCYOO86
Ranpak Holdings Corp
75321W103
103547.00000000
NS
USD
2652874.14000000
0.671921084386
Long
EC
CORP
US
N
1
N
N
N
Acushnet Holdings Corp
529900W5FI106H543E43
Acushnet Holdings Corp
005098108
41974.00000000
NS
USD
2150328.02000000
0.544635990527
Long
EC
CORP
US
N
1
N
N
N
Avis Budget Group Inc
529900E95812SYWMCE44
Avis Budget Group Inc
053774105
33273.00000000
NS
USD
2754006.21000000
0.697535857856
Long
EC
CORP
US
N
1
N
N
N
Intercept Pharmaceuticals Inc
N/A
Intercept Pharmaceuticals Inc
45845P108
25471.00000000
NS
USD
440138.88000000
0.111478561711
Long
EC
CORP
US
N
1
N
N
N
Avaya Holdings Corp
549300NZS2OZN6Q63A60
Avaya Holdings Corp
05351X101
77084.00000000
NS
USD
1866974.48000000
0.472868086053
Long
EC
CORP
US
N
1
N
N
N
Evolent Health Inc
549300CZOCFHQ2BBTR11
Evolent Health Inc
30050B101
122714.00000000
NS
USD
2815059.16000000
0.712999374858
Long
EC
CORP
US
N
1
N
N
N
Marathon Digital Holdings Inc
549300M8ISKPTX2W7F94
Marathon Digital Holdings Inc
565788106
33046.00000000
NS
USD
913060.98000000
0.231260471253
Long
EC
CORP
US
N
1
N
N
Kadant Inc
549300K06LNJYBMPYP15
Kadant Inc
48282T104
5888.00000000
NS
USD
1060605.44000000
0.268630594495
Long
EC
CORP
US
N
1
N
N
N
Rogers Corp
PW0CN80KNFR7RUOOKJ84
Rogers Corp
775133101
7603.00000000
NS
USD
1449131.80000000
0.367036715309
Long
EC
CORP
US
N
1
N
N
N
ServisFirst Bancshares Inc
N/A
ServisFirst Bancshares Inc
81768T108
30499.00000000
NS
USD
2167868.92000000
0.549078757099
Long
EC
CORP
US
N
1
N
N
N
CommScope Holding Co Inc
254900AW4CEPCQWSRI58
CommScope Holding Co Inc
20337X109
121621.00000000
NS
USD
2573500.36000000
0.651817259811
Long
EC
CORP
US
N
1
N
N
N
Allegheny Technologies Inc
ZW1LRE7C3H17O2ZN9B45
Allegheny Technologies Inc
01741R102
73179.00000000
NS
USD
1502364.87000000
0.380519609797
Long
EC
CORP
US
N
1
N
N
N
Live Oak Bancshares Inc
N/A
Live Oak Bancshares Inc
53803X105
35140.00000000
NS
USD
2115076.60000000
0.535707495958
Long
EC
CORP
US
N
1
N
N
N
EVERTEC Inc
N/A
EVERTEC Inc
30040P103
34953.00000000
NS
USD
1527446.10000000
0.386872194341
Long
EC
CORP
PR
N
1
N
N
N
Bloomin' Brands Inc
E1UJ2GO305B5FXGV7N04
Bloomin' Brands Inc
094235108
76401.00000000
NS
USD
1919957.13000000
0.486287554057
Long
EC
CORP
US
N
1
N
N
N
Vaxart Inc
N/A
Vaxart Inc
92243A200
67899.00000000
NS
USD
488193.81000000
0.123649934710
Long
EC
CORP
US
N
1
N
N
Altair Engineering Inc
549300FJ89HZ6GU9S994
Altair Engineering Inc
021369103
22124.00000000
NS
USD
1543370.24000000
0.390905467256
Long
EC
CORP
US
N
1
N
N
N
Select Medical Holdings Corp
N/A
Select Medical Holdings Corp
81619Q105
61329.00000000
NS
USD
2419429.05000000
0.612794013239
Long
EC
CORP
US
N
1
N
N
N
Jack in the Box Inc
5493002OJW26P0SUUP68
Jack in the Box Inc
466367109
18603.00000000
NS
USD
2025122.58000000
0.512923903720
Long
EC
CORP
US
N
1
N
N
N
2021-09-23
First Trust Exchange-Traded AlphaDEX Fund
Donald P. Swade
Donald P. Swade
Treasurer, Chief Financial Officer and Chief Accounting Officer