0001752724-21-057795.txt : 20210319
0001752724-21-057795.hdr.sgml : 20210319
20210319124939
ACCESSION NUMBER: 0001752724-21-057795
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210129
FILED AS OF DATE: 20210319
PERIOD START: 20210731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
CENTRAL INDEX KEY: 0001383496
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22019
FILM NUMBER: 21757284
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
0001383496
S000017340
First Trust Large Cap Value AlphaDEX Fund
C000047998
First Trust Large Cap Value AlphaDEX Fund
FTA
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001383496
XXXXXXXX
S000017340
C000047998
First Trust Exchange-Traded AlphaDEX Fund
811-22019
0001383496
549300PGRVU1P76W4537
120 East Liberty Drive
Suite 400
Wheaton
60187
630-765-8000
First Trust Large Cap Value AlphaDEX Fund
S000017340
5493008TDT3CF26ATW42
2021-07-31
2021-01-29
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0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Omnicom Group Inc
HKUPACFHSSASQK8HLS17
Omnicom Group Inc
681919106
44578.00000000
NS
USD
2780775.64000000
0.358426933358
Long
EC
CORP
US
N
1
N
N
N
NVR Inc
529900RWXR4JI3JYTV70
NVR Inc
62944T105
997.00000000
NS
USD
4433140.56000000
0.571407830683
Long
EC
CORP
US
N
1
N
N
N
Markel Corp
549300SCNO12JLWIK605
Markel Corp
570535104
2692.00000000
NS
USD
2609840.16000000
0.336394274910
Long
EC
CORP
US
N
1
N
N
N
Verizon Communications Inc
2S72QS2UO2OESLG6Y829
Verizon Communications Inc
92343V104
118308.00000000
NS
USD
6477363.00000000
0.834897042014
Long
EC
CORP
US
N
1
N
N
N
Alliant Energy Corp
5493009ML300G373MZ12
Alliant Energy Corp
018802108
107909.00000000
NS
USD
5249772.85000000
0.676667314108
Long
EC
CORP
US
N
1
N
N
N
Dover Corp
549300FMC2ALGA7N9E80
Dover Corp
260003108
10719.00000000
NS
USD
1248656.31000000
0.160945041942
Long
EC
CORP
US
N
1
N
N
N
Leidos Holdings Inc
549300IUTGTP6EJP8124
Leidos Holdings Inc
525327102
26449.00000000
NS
USD
2805180.94000000
0.361572644473
Long
EC
CORP
US
N
1
N
N
N
Aptiv PLC
N/A
Aptiv PLC
000000000
31168.00000000
NS
USD
4164044.80000000
0.536722843283
Long
EC
CORP
IE
N
1
N
N
N
Tyson Foods Inc
WD6L6041MNRW1JE49D58
Tyson Foods Inc
902494103
107864.00000000
NS
USD
6936733.84000000
0.894107457658
Long
EC
CORP
US
N
1
N
N
N
Archer-Daniels-Midland Co
549300LO13MQ9HYSTR83
Archer-Daniels-Midland Co
039483102
137881.00000000
NS
USD
6895428.81000000
0.888783462790
Long
EC
CORP
US
N
1
N
N
N
CMS Energy Corp
549300IA9XFBAGNIBW29
CMS Energy Corp
125896100
66559.00000000
NS
USD
3785875.92000000
0.487978920903
Long
EC
CORP
US
N
1
N
N
N
Ameriprise Financial Inc
6ZLKQF7QB6JAEKQS5388
Ameriprise Financial Inc
03076C106
6965.00000000
NS
USD
1378164.55000000
0.177637953315
Long
EC
CORP
US
N
1
N
N
N
Valero Energy Corp
549300XTO5VR8SKV1V74
Valero Energy Corp
91913Y100
98292.00000000
NS
USD
5546617.56000000
0.714928991015
Long
EC
CORP
US
N
1
N
N
N
NortonLifeLock Inc
YF6ZV0M6AU4FY94MK914
NortonLifeLock Inc
668771108
267588.00000000
NS
USD
5638079.16000000
0.726717896361
Long
EC
CORP
US
N
1
N
N
N
JB Hunt Transport Services Inc
549300XCD1MPI1C5GK90
JB Hunt Transport Services Inc
445658107
29718.00000000
NS
USD
4001825.88000000
0.515813702253
Long
EC
CORP
US
N
1
N
N
N
Public Service Enterprise Grou
PUSS41EMO3E6XXNV3U28
Public Service Enterprise Group Inc
744573106
119220.00000000
NS
USD
6727584.60000000
0.867149252318
Long
EC
CORP
US
N
1
N
N
N
Carrier Global Corp
549300JE3W6CWY2NAN77
Carrier Global Corp
14448C104
73707.00000000
NS
USD
2837719.50000000
0.365766688792
Long
EC
CORP
US
N
1
N
N
N
Hewlett Packard Enterprise Co
549300BX44RGX6ANDV88
Hewlett Packard Enterprise Co
42824C109
469241.00000000
NS
USD
5790433.94000000
0.746355603119
Long
EC
CORP
US
N
1
N
N
N
CarMax Inc
N/A
CarMax Inc
143130102
29431.00000000
NS
USD
3466383.18000000
0.446798035477
Long
EC
CORP
US
N
1
N
N
N
HCA Healthcare Inc
529900PH4ZGUH2MNEU89
HCA Healthcare Inc
40412C101
24688.00000000
NS
USD
4011306.24000000
0.517035669359
Long
EC
CORP
US
N
1
N
N
N
Western Union Co/The
28ID94QU1140NC23S047
Western Union Co/The
959802109
185077.00000000
NS
USD
4121664.79000000
0.531260289310
Long
EC
CORP
US
N
1
N
N
N
Ford Motor Co
20S05OYHG0MQM4VUIC57
Ford Motor Co
345370860
632592.00000000
NS
USD
6661193.76000000
0.858591832279
Long
EC
CORP
US
N
1
N
N
N
Micron Technology Inc
B3DXGBC8GAIYWI2Z0172
Micron Technology Inc
595112103
92452.00000000
NS
USD
7236218.04000000
0.932709350544
Long
EC
CORP
US
N
1
N
N
N
Travelers Cos Inc/The
549300Y650407RU8B149
Travelers Cos Inc/The
89417E109
39613.00000000
NS
USD
5399251.90000000
0.695934354829
Long
EC
CORP
US
N
1
N
N
N
Lennox International Inc
S7DWAC87RDMPBF77GJ92
Lennox International Inc
526107107
4942.00000000
NS
USD
1361471.58000000
0.175486319807
Long
EC
CORP
US
N
1
N
N
N
Masco Corp
5GCSNMQXHEYA1JO8QN11
Masco Corp
574599106
24640.00000000
NS
USD
1338198.40000000
0.172486532835
Long
EC
CORP
US
N
1
N
N
N
General Mills Inc
2TGYMUGI08PO8X8L6150
General Mills Inc
370334104
94567.00000000
NS
USD
5494342.70000000
0.708191044418
Long
EC
CORP
US
N
1
N
N
N
Eversource Energy
SJ7XXD41SQU3ZNWUJ746
Eversource Energy
30040W108
46937.00000000
NS
USD
4106987.50000000
0.529368466047
Long
EC
CORP
US
N
1
N
N
N
CVS Health Corp
549300EJG376EN5NQE29
CVS Health Corp
126650100
101767.00000000
NS
USD
7291605.55000000
0.939848500884
Long
EC
CORP
US
N
1
N
N
N
Northrop Grumman Corp
RIMU48P07456QXSO0R61
Northrop Grumman Corp
666807102
9125.00000000
NS
USD
2615316.25000000
0.337100113280
Long
EC
CORP
US
N
1
N
N
N
Wells Fargo & Co
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746101
184242.00000000
NS
USD
5505150.96000000
0.709584170649
Long
EC
CORP
US
N
1
N
N
N
Cerner Corp
549300L4UJ40IEVVI304
Cerner Corp
156782104
51739.00000000
NS
USD
4144811.29000000
0.534243747915
Long
EC
CORP
US
N
1
N
N
N
CH Robinson Worldwide Inc
529900WNWN5L0OVDHA79
CH Robinson Worldwide Inc
12541W209
14421.00000000
NS
USD
1233860.76000000
0.159037975605
Long
EC
CORP
US
N
1
N
N
N
Best Buy Co Inc
HL5XPTVRV0O8TUN5LL90
Best Buy Co Inc
086516101
55724.00000000
NS
USD
6063885.68000000
0.781602052771
Long
EC
CORP
US
N
1
N
N
N
Fifth Third Bancorp
THRNG6BD57P9QWTQLG42
Fifth Third Bancorp
316773100
201687.00000000
NS
USD
5834804.91000000
0.752074781063
Long
EC
CORP
US
N
1
N
N
N
Seagate Technology PLC
396PBGKP6TE3O062MS44
Seagate Technology PLC
000000000
65325.00000000
NS
USD
4319289.00000000
0.556732980644
Long
EC
CORP
US
N
1
N
N
N
Berkshire Hathaway Inc
5493000C01ZX7D35SD85
Berkshire Hathaway Inc
084670702
29974.00000000
NS
USD
6830175.38000000
0.880372648746
Long
EC
CORP
US
N
1
N
N
N
Prudential Financial Inc
5PRBRS5FEH7NREC8OR45
Prudential Financial Inc
744320102
17337.00000000
NS
USD
1357140.36000000
0.174928048985
Long
EC
CORP
US
N
1
N
N
N
Arthur J Gallagher & Co
54930049QLLMPART6V29
Arthur J Gallagher & Co
363576109
10940.00000000
NS
USD
1262585.40000000
0.162740426273
Long
EC
CORP
US
N
1
N
N
N
Ameren Corp
XRZQ5S7HYJFPHJ78L959
Ameren Corp
023608102
71232.00000000
NS
USD
5179991.04000000
0.667672816385
Long
EC
CORP
US
N
1
N
N
N
Expeditors International of Wa
984500B055A804AB6E40
Expeditors International of Washington Inc
302130109
29233.00000000
NS
USD
2616938.16000000
0.337309168703
Long
EC
CORP
US
N
1
N
N
N
United Parcel Service Inc
D01LMJZU09ULLNCY6Z23
United Parcel Service Inc
911312106
8039.00000000
NS
USD
1246045.00000000
0.160608458213
Long
EC
CORP
US
N
1
N
N
N
Eaton Corp PLC
549300VDIGTMXUNT7H71
Eaton Corp PLC
000000000
11265.00000000
NS
USD
1325890.50000000
0.170900111123
Long
EC
CORP
US
N
1
N
N
N
Xcel Energy Inc
LGJNMI9GH8XIDG5RCM61
Xcel Energy Inc
98389B100
83404.00000000
NS
USD
5337021.96000000
0.687913252286
Long
EC
CORP
US
N
1
N
N
N
Charter Communications Inc
0J0XRGZE3PBRFEZ7MV65
Charter Communications Inc
16119P108
2044.00000000
NS
USD
1241852.64000000
0.160068085693
Long
EC
CORP
US
N
1
N
N
N
Centene Corp
549300Z7JJ4TQSQGT333
Centene Corp
15135B101
115786.00000000
NS
USD
6981895.80000000
0.899928589933
Long
EC
CORP
US
N
1
N
N
N
CBRE Group Inc
52990016II9MJ2OSWA10
CBRE Group Inc
12504L109
88657.00000000
NS
USD
5406303.86000000
0.696843314315
Long
EC
CORP
US
N
1
N
N
N
Kroger Co/The
6CPEOKI6OYJ13Q6O7870
Kroger Co/The
501044101
218846.00000000
NS
USD
7550187.00000000
0.973178250618
Long
EC
CORP
US
N
1
N
N
N
Atmos Energy Corp
QVLWEGTD2S8GJMO8D383
Atmos Energy Corp
049560105
58268.00000000
NS
USD
5185852.00000000
0.668428262415
Long
EC
CORP
US
N
1
N
N
N
Capital One Financial Corp
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040H105
56254.00000000
NS
USD
5865042.04000000
0.755972183508
Long
EC
CORP
US
N
1
N
N
N
Nucor Corp
549300GGJCRSI2TIEJ46
Nucor Corp
670346105
76344.00000000
NS
USD
3720243.12000000
0.479519208119
Long
EC
CORP
US
N
1
N
N
N
PulteGroup Inc
N/A
PulteGroup Inc
745867101
161194.00000000
NS
USD
7011939.00000000
0.903800995850
Long
EC
CORP
US
N
1
N
N
N
DR Horton Inc
529900ZIUEYVSB8QDD25
DR Horton Inc
23331A109
100848.00000000
NS
USD
7745126.40000000
0.998304884470
Long
EC
CORP
US
N
1
N
N
N
Mid-America Apartment Communit
549300FQZKFR5YNSHZ21
Mid-America Apartment Communities Inc
59522J103
21947.00000000
NS
USD
2913464.25000000
0.375529777216
Long
EC
CORP
US
N
1
N
N
N
Cognizant Technology Solutions
5493006IEVQEFQO40L83
Cognizant Technology Solutions Corp
192446102
33928.00000000
NS
USD
2644687.60000000
0.340885921368
Long
EC
CORP
US
N
1
N
N
N
Parker-Hannifin Corp
5493002CONDB4N2HKI23
Parker-Hannifin Corp
701094104
10209.00000000
NS
USD
2701403.49000000
0.348196292702
Long
EC
CORP
US
N
1
N
N
N
Vulcan Materials Co
549300Q8LSNHAVWBNI21
Vulcan Materials Co
929160109
18745.00000000
NS
USD
2795629.30000000
0.360341489760
Long
EC
CORP
US
N
1
N
N
N
Edison International
549300I7ROF15MAEVP56
Edison International
281020107
64641.00000000
NS
USD
3759520.56000000
0.484581857607
Long
EC
CORP
US
N
1
N
N
N
Baxter International Inc
J5OIVXX3P24RJRW5CK77
Baxter International Inc
071813109
16866.00000000
NS
USD
1295814.78000000
0.167023513553
Long
EC
CORP
US
N
1
N
N
N
AMETEK Inc
549300WZDEF9KKE40E98
AMETEK Inc
031100100
11191.00000000
NS
USD
1267492.66000000
0.163372945535
Long
EC
CORP
US
N
1
N
N
N
Union Pacific Corp
549300LMMRSZZCZ8CL11
Union Pacific Corp
907818108
6499.00000000
NS
USD
1283357.53000000
0.165417841433
Long
EC
CORP
US
N
1
N
N
N
Constellation Brands Inc
5493005GKEG8QCVY7037
Constellation Brands Inc
21036P108
6178.00000000
NS
USD
1303125.54000000
0.167965830959
Long
EC
CORP
US
N
1
N
N
N
Kinder Morgan Inc
549300WR7IX8XE0TBO16
Kinder Morgan Inc
49456B101
297048.00000000
NS
USD
4182435.84000000
0.539093348826
Long
EC
CORP
US
N
1
N
N
N
Chevron Corp
N/A
Chevron Corp
166764100
48082.00000000
NS
USD
4096586.40000000
0.528027820537
Long
EC
CORP
US
N
1
N
N
N
Fortive Corp
549300MU9YQJYHDQEF63
Fortive Corp
34959J108
19115.00000000
NS
USD
1263119.20000000
0.162809230205
Long
EC
CORP
US
N
1
N
N
N
WW Grainger Inc
549300TWZSP6O1IH2V34
WW Grainger Inc
384802104
3315.00000000
NS
USD
1207952.85000000
0.155698586192
Long
EC
CORP
US
N
1
N
N
N
US Bancorp
N1GZ7BBF3NP8GI976H15
US Bancorp
902973304
87155.00000000
NS
USD
3734591.75000000
0.481368668886
Long
EC
CORP
US
N
1
N
N
N
Emerson Electric Co
FGLT0EWZSUIRRITFOA30
Emerson Electric Co
291011104
34593.00000000
NS
USD
2744954.55000000
0.353809788684
Long
EC
CORP
US
N
1
N
N
N
Lumen Technologies Inc
8M3THTGWLTYZVE6BBY25
Lumen Technologies Inc
550241103
712883.00000000
NS
USD
8825491.54000000
1.137558105215
Long
EC
CORP
US
N
1
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505104
133969.00000000
NS
USD
3972180.85000000
0.511992618294
Long
EC
CORP
US
N
1
N
N
N
Pfizer Inc
765LHXWGK1KXCLTFYQ30
Pfizer Inc
717081103
110311.00000000
NS
USD
3960164.90000000
0.510443827357
Long
EC
CORP
US
N
1
N
N
N
EOG Resources Inc
XWTZDRYZPBUHIQBKDB46
EOG Resources Inc
26875P101
81425.00000000
NS
USD
4149418.00000000
0.534837527908
Long
EC
CORP
US
N
1
N
N
N
IDEX Corp
549300U5Y5EL6PHYLF13
IDEX Corp
45167R104
6793.00000000
NS
USD
1264788.67000000
0.163024415855
Long
EC
CORP
US
N
1
N
N
N
Duke Energy Corp
I1BZKREC126H0VB1BL91
Duke Energy Corp
26441C204
60732.00000000
NS
USD
5708808.00000000
0.735834461127
Long
EC
CORP
US
N
1
N
N
N
Goldman Sachs Group Inc/The
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38141G104
21088.00000000
NS
USD
5718432.96000000
0.737075066391
Long
EC
CORP
US
N
1
N
N
N
WEC Energy Group Inc
549300IGLYTZUK3PVP70
WEC Energy Group Inc
92939U106
44122.00000000
NS
USD
3922445.80000000
0.505582039463
Long
EC
CORP
US
N
1
N
N
N
T-Mobile US Inc
549300QHIJYOHPACPG31
T-Mobile US Inc
872590104
30113.00000000
NS
USD
3796647.04000000
0.489367259989
Long
EC
CORP
US
N
1
N
N
N
Conagra Brands Inc
54930035UDEIH090K650
Conagra Brands Inc
205887102
153353.00000000
NS
USD
5306013.80000000
0.683916468246
Long
EC
CORP
US
N
1
N
N
N
General Electric Co
3C7474T6CDKPR9K6YT90
General Electric Co
369604103
375985.00000000
NS
USD
4015519.80000000
0.517578774444
Long
EC
CORP
US
N
1
N
N
N
Evergy Inc
549300PGTHDQY6PSUI61
Evergy Inc
30034W106
125215.00000000
NS
USD
6727801.95000000
0.867177267557
Long
EC
CORP
US
N
1
N
N
N
Norfolk Southern Corp
54930036C8MWP850MI84
Norfolk Southern Corp
655844108
11701.00000000
NS
USD
2768690.62000000
0.356869239672
Long
EC
CORP
US
N
1
N
N
N
Citizens Financial Group Inc
2138004JDDA4ZQUPFW65
Citizens Financial Group Inc
174610105
155493.00000000
NS
USD
5666164.92000000
0.730337998854
Long
EC
CORP
US
N
1
N
N
N
M&T Bank Corp
549300WYXDDBYRASEG81
M&T Bank Corp
55261F104
43682.00000000
NS
USD
5786554.54000000
0.745855569450
Long
EC
CORP
US
N
1
N
N
N
Stanley Black & Decker Inc
549300DJ09SMTO561131
Stanley Black & Decker Inc
854502101
15571.00000000
NS
USD
2701412.79000000
0.348197491422
Long
EC
CORP
US
N
1
N
N
N
NextEra Energy Inc
N/A
NextEra Energy Inc
65339F101
17545.00000000
NS
USD
1418864.15000000
0.182883911532
Long
EC
CORP
US
N
1
N
N
N
Aflac Inc
549300N0B7DOGLXWPP39
Aflac Inc
001055102
156298.00000000
NS
USD
7061543.64000000
0.910194765538
Long
EC
CORP
US
N
1
N
N
N
McKesson Corp
549300WZWOM80UCFSF54
McKesson Corp
58155Q103
23349.00000000
NS
USD
4073700.03000000
0.525077891281
Long
EC
CORP
US
N
1
N
N
N
Caterpillar Inc
WRJR7GS4GTRECRRTVX92
Caterpillar Inc
149123101
7438.00000000
NS
USD
1359963.92000000
0.175291990591
Long
EC
CORP
US
N
1
N
N
N
AvalonBay Communities Inc
K9G90K85RBWD2LAGQX17
AvalonBay Communities Inc
053484101
17329.00000000
NS
USD
2836237.43000000
0.365575657989
Long
EC
CORP
US
N
1
N
N
N
Kansas City Southern
5493008C12PZMWP3WY03
Kansas City Southern
485170302
13621.00000000
NS
USD
2760568.07000000
0.355822286928
Long
EC
CORP
US
N
1
N
N
N
MetLife Inc
C4BXATY60WC6XEOZDX54
MetLife Inc
59156R108
148045.00000000
NS
USD
7128366.75000000
0.918807902841
Long
EC
CORP
US
N
1
N
N
N
Consolidated Edison Inc
54930033SBW53OO8T749
Consolidated Edison Inc
209115104
96177.00000000
NS
USD
6807408.06000000
0.877438064391
Long
EC
CORP
US
N
1
N
N
N
Whirlpool Corp
WHENKOULSSK7WUM60H03
Whirlpool Corp
963320106
30805.00000000
NS
USD
5701697.45000000
0.734917949707
Long
EC
CORP
US
N
1
N
N
N
Medtronic PLC
549300GX3ZBSQWUXY261
Medtronic PLC
000000000
11553.00000000
NS
USD
1286195.49000000
0.165783639121
Long
EC
CORP
IE
N
1
N
N
N
Hartford Financial Services Gr
IU7C3FTM7Y3BQM112U94
Hartford Financial Services Group Inc/The
416515104
141909.00000000
NS
USD
6814470.18000000
0.878348333446
Long
EC
CORP
US
N
1
N
N
N
J M Smucker Co/The
5493000WDH6A0LHDJD55
J M Smucker Co/The
832696405
60129.00000000
NS
USD
6999616.89000000
0.902212742546
Long
EC
CORP
US
N
1
N
N
N
Southern Co/The
549300FC3G3YU2FBZD92
Southern Co/The
842587107
90515.00000000
NS
USD
5333143.80000000
0.687413378447
Long
EC
CORP
US
N
1
N
N
N
Walmart Inc
Y87794H0US1R65VBXU25
Walmart Inc
931142103
28170.00000000
NS
USD
3957603.30000000
0.510113650977
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
617446448
81141.00000000
NS
USD
5440504.05000000
0.701251533751
Long
EC
CORP
US
N
1
N
N
N
GOLDMAN SACHS TR FINL SQ TSY IN
N/A
GOLDMAN SACHS TR FINL SQ TSY IN
38141W323
1974538.35000000
NS
USD
1974538.35000000
0.254507309187
Long
STIV
RF
US
N
1
N
N
Jacobs Engineering Group Inc
549300CZ8QS1GE53O776
Jacobs Engineering Group Inc
469814107
12425.00000000
NS
USD
1254428.00000000
0.161688981553
Long
EC
CORP
US
N
1
N
N
N
LyondellBasell Industries NV
BN6WCCZ8OVP3ITUUVN49
LyondellBasell Industries NV
000000000
30334.00000000
NS
USD
2601443.84000000
0.335312034694
Long
EC
CORP
US
N
1
N
N
N
Exxon Mobil Corp
J3WHBG0MTS7O8ZVMDC91
Exxon Mobil Corp
30231G102
168620.00000000
NS
USD
7560920.80000000
0.974561779358
Long
EC
CORP
US
N
1
N
N
N
KeyCorp
RKPI3RZGV1V1FJTH5T61
KeyCorp
493267108
338850.00000000
NS
USD
5713011.00000000
0.736376205084
Long
EC
CORP
US
N
1
N
N
N
SVB Financial Group
549300D2KJ20JMXE7542
SVB Financial Group
78486Q101
3493.00000000
NS
USD
1529165.54000000
0.197101163868
Long
EC
CORP
US
N
1
N
N
N
Ventas Inc
ORQTRC074CWLT3DKHT41
Ventas Inc
92276F100
56692.00000000
NS
USD
2611800.44000000
0.336646944395
Long
EC
CORP
US
N
1
N
N
N
Celanese Corp
549300FHJQTDPPN41627
Celanese Corp
150870103
21398.00000000
NS
USD
2613765.70000000
0.336900255775
Long
EC
CORP
US
N
1
N
N
N
ConocoPhillips
WPTL2Z3FIYTHSP5V2253
ConocoPhillips
20825C104
101541.00000000
NS
USD
4064686.23000000
0.523916061234
Long
EC
CORP
US
N
1
N
N
N
Bank of New York Mellon Corp/T
WFLLPEPC7FZXENRZV188
Bank of New York Mellon Corp/The
064058100
163775.00000000
NS
USD
6523158.25000000
0.840799801943
Long
EC
CORP
US
N
1
N
N
N
ONEOK Inc
2T3D6M0JSY48PSZI1Q41
ONEOK Inc
682680103
72442.00000000
NS
USD
2885364.86000000
0.371907917889
Long
EC
CORP
US
N
1
N
N
N
Lennar Corp
529900G61XVRLX5TJX09
Lennar Corp
526057104
91181.00000000
NS
USD
7581700.15000000
0.977240125137
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley Institutional Liquidity Funds - Treasury Portfolio
549300D1XR6GP7EZ0T47
Morgan Stanley Institutional Liquidity Funds - Treasury Portfolio
61747C582
922916.58000000
NS
USD
922916.58000000
0.118958953306
Long
STIV
RF
US
N
1
N
N
N
Dell Technologies Inc
549300TJB5YBRUPOG437
Dell Technologies Inc
24703L202
18468.00000000
NS
USD
1346132.52000000
0.173509197972
Long
EC
CORP
US
N
1
N
N
N
Boston Properties Inc
549300OF70FSEUQBT254
Boston Properties Inc
101121101
58824.00000000
NS
USD
5368866.48000000
0.692017838605
Long
EC
CORP
US
N
1
N
N
N
IBM
VGRQXHF3J8VDLUA7XE92
International Business Machines Corp
459200101
44172.00000000
NS
USD
5261326.92000000
0.678156571212
Long
EC
CORP
US
N
1
N
N
N
Eastman Chemical Co
FDPVHDGJ1IQZFK9KH630
Eastman Chemical Co
277432100
40492.00000000
NS
USD
3982388.20000000
0.513308290477
Long
EC
CORP
US
N
1
N
N
N
Chubb Ltd
E0JAN6VLUDI1HITHT809
Chubb Ltd
000000000
8796.00000000
NS
USD
1281313.32000000
0.165154353826
Long
EC
CORP
CH
N
1
N
N
N
Molina Healthcare Inc
549300NQQCEQ46YHZ591
Molina Healthcare Inc
60855R100
19091.00000000
NS
USD
4078028.51000000
0.525635808931
Long
EC
CORP
US
N
1
N
N
N
Campbell Soup Co
5493007JDSMX8Z5Z1902
Campbell Soup Co
134429109
57502.00000000
NS
USD
2766421.22000000
0.356576726292
Long
EC
CORP
US
N
1
N
N
N
Fortune Brands Home & Security
54930032LHW54PQUJD44
Fortune Brands Home & Security Inc
34964C106
32433.00000000
NS
USD
2797346.25000000
0.360562795325
Long
EC
CORP
US
N
1
N
N
N
Walgreens Boots Alliance Inc
549300RPTUOIXG4LIH86
Walgreens Boots Alliance Inc
931427108
69716.00000000
NS
USD
3503229.00000000
0.451547262304
Long
EC
CORP
US
N
1
N
N
N
Truist Financial Corp
549300DRQQI75D2JP341
Truist Financial Corp
89832Q109
116013.00000000
NS
USD
5566303.74000000
0.717466433096
Long
EC
CORP
US
N
1
N
N
N
FedEx Corp
549300E707U7WNPZN687
FedEx Corp
31428X106
15641.00000000
NS
USD
3680952.94000000
0.474454916514
Long
EC
CORP
US
N
1
N
N
N
Principal Financial Group Inc
CUMYEZJOAF02RYZ1JJ85
Principal Financial Group Inc
74251V102
112085.00000000
NS
USD
5522427.95000000
0.711811081175
Long
EC
CORP
US
N
1
N
N
N
Johnson Controls International
549300XQ6S1GYKGBL205
Johnson Controls International plc
000000000
29052.00000000
NS
USD
1447370.64000000
0.186558243846
Long
EC
CORP
US
N
1
N
N
N
DTE Energy Co
549300IX8SD6XXD71I78
DTE Energy Co
233331107
57248.00000000
NS
USD
6796482.56000000
0.876029826558
Long
EC
CORP
US
N
1
N
N
N
Fox Corp
549300DDU6FDRBIELS05
Fox Corp
35137L105
238691.00000000
NS
USD
7442385.38000000
0.959283205109
Long
EC
CORP
US
N
1
N
N
N
Quest Diagnostics Inc
8MCWUBXQ0WE04KMXBX50
Quest Diagnostics Inc
74834L100
58325.00000000
NS
USD
7532673.75000000
0.970920887456
Long
EC
CORP
US
N
1
N
N
N
IFF
BZLRL03D3GPGMOGFO832
International Flavors & Fragrances Inc
459506101
25546.00000000
NS
USD
2870859.48000000
0.370038252895
Long
EC
CORP
US
N
1
N
N
Kraft Heinz Co/The
N/A
Kraft Heinz Co/The
500754106
39052.00000000
NS
USD
1308632.52000000
0.168675650883
Long
EC
CORP
US
N
1
N
N
N
CSX Corp
549300JVQR4N1MMP3Q88
CSX Corp
126408103
30637.00000000
NS
USD
2627275.94000000
0.338641652608
Long
EC
CORP
US
N
1
N
N
N
Hasbro Inc
549300NUB6D2R1ITYR45
Hasbro Inc
418056107
29725.00000000
NS
USD
2788799.50000000
0.359461165496
Long
EC
CORP
US
N
1
N
N
N
Cisco Systems Inc/Delaware
8E6NF1YAL0WT6CWXXV93
Cisco Systems Inc/Delaware
17275R102
90739.00000000
NS
USD
4045144.62000000
0.521397253444
Long
EC
CORP
US
N
1
N
N
N
Cincinnati Financial Corp
254900Q4WEDMZBOZ0002
Cincinnati Financial Corp
172062101
46478.00000000
NS
USD
3908335.02000000
0.503763236273
Long
EC
CORP
US
N
1
N
N
N
Sempra Energy
PBBKGKLRK5S5C0Y4T545
Sempra Energy
816851109
54556.00000000
NS
USD
6751850.56000000
0.870277003260
Long
EC
CORP
US
N
1
N
N
N
Progressive Corp/The
529900TACNVLY9DCR586
Progressive Corp/The
743315103
70294.00000000
NS
USD
6128933.86000000
0.789986411201
Long
EC
CORP
US
N
1
N
N
N
General Dynamics Corp
9C1X8XOOTYY2FNYTVH06
General Dynamics Corp
369550108
37364.00000000
NS
USD
5480551.52000000
0.706413435939
Long
EC
CORP
US
N
1
N
N
N
Allstate Corp/The
OBT0W1ED8G0NWVOLOJ77
Allstate Corp/The
020002101
63229.00000000
NS
USD
6776884.22000000
0.873503706578
Long
EC
CORP
US
N
1
N
N
N
Laboratory Corp of America Hol
OZ7UA8IXAIFILY2VZH07
Laboratory Corp of America Holdings
50540R409
27318.00000000
NS
USD
6253363.38000000
0.806024703047
Long
EC
CORP
US
N
1
N
N
N
Western Digital Corp
549300QQXOOYEF89IC56
Western Digital Corp
958102105
24438.00000000
NS
USD
1379036.34000000
0.177750322329
Long
EC
CORP
US
N
1
N
N
N
Corteva Inc
549300WZN9I2QKLS0O94
Corteva Inc
22052L104
104872.00000000
NS
USD
4180197.92000000
0.538804893047
Long
EC
CORP
US
N
1
N
N
N
Cummins Inc
ZUNI8PYC725B6H8JU438
Cummins Inc
231021106
17880.00000000
NS
USD
4191429.60000000
0.540252595825
Long
EC
CORP
US
N
1
N
N
N
Kellogg Co
LONOZNOJYIBXOHXWDB86
Kellogg Co
487836108
44676.00000000
NS
USD
2633203.44000000
0.339405675284
Long
EC
CORP
US
N
1
N
N
N
CDW Corp/DE
9845001B052ABF0B6755
CDW Corp/DE
12514G108
21098.00000000
NS
USD
2777762.68000000
0.358038579117
Long
EC
CORP
US
N
1
N
N
N
Pioneer Natural Resources Co
FY8JBF7CCL2VE4F1B628
Pioneer Natural Resources Co
723787107
35655.00000000
NS
USD
4310689.50000000
0.555624551626
Long
EC
CORP
US
N
1
N
N
N
Waste Management Inc
549300YX8JIID70NFS41
Waste Management Inc
94106L109
11477.00000000
NS
USD
1277619.64000000
0.164678258460
Long
EC
CORP
US
N
1
N
N
N
State Street Corp
549300ZFEEJ2IP5VME73
State Street Corp
857477103
95500.00000000
NS
USD
6685000.00000000
0.861660327801
Long
EC
CORP
US
N
1
N
N
N
Exelon Corp
3SOUA6IRML7435B56G12
Exelon Corp
30161N101
164628.00000000
NS
USD
6841939.68000000
0.881889003360
Long
EC
CORP
US
N
1
N
N
N
Martin Marietta Materials Inc
5299005MZ4WZECVATV08
Martin Marietta Materials Inc
573284106
14298.00000000
NS
USD
4109388.18000000
0.529677900709
Long
EC
CORP
US
N
1
N
N
N
Corning Inc
549300X2937PB0CJ7I56
Corning Inc
219350105
37600.00000000
NS
USD
1348712.00000000
0.173841678987
Long
EC
CORP
US
N
1
N
N
N
CME Group Inc
LCZ7XYGSLJUHFXXNXD88
CME Group Inc
12572Q105
7437.00000000
NS
USD
1351600.38000000
0.174213975540
Long
EC
CORP
US
N
1
N
N
N
Advance Auto Parts Inc
529900UCNQ5H9FSL0Y70
Advance Auto Parts Inc
00751Y106
25778.00000000
NS
USD
3844530.92000000
0.495539233024
Long
EC
CORP
US
N
1
N
N
N
United Rentals Inc
5323X5O7RN0NKFCDRY08
United Rentals Inc
911363109
23978.00000000
NS
USD
5826893.78000000
0.751055079213
Long
EC
CORP
US
N
1
N
N
N
PPG Industries Inc
549300BKPEP01R3V6C59
PPG Industries Inc
693506107
9387.00000000
NS
USD
1264522.77000000
0.162990142783
Long
EC
CORP
US
N
1
N
N
N
Comcast Corp
51M0QTTNCGUN7KFCFZ59
Comcast Corp
20030N101
106114.00000000
NS
USD
5260070.98000000
0.677994687342
Long
EC
CORP
US
N
1
N
N
N
RPM International Inc
549300TJCKW4BRXPJ474
RPM International Inc
749685103
14908.00000000
NS
USD
1229462.76000000
0.158471097202
Long
EC
CORP
US
N
1
N
N
N
PPL Corp
9N3UAJSNOUXFKQLF3V18
PPL Corp
69351T106
246473.00000000
NS
USD
6819907.91000000
0.879049227420
Long
EC
CORP
US
N
1
N
N
N
FirstEnergy Corp
549300SVYJS666PQJH88
FirstEnergy Corp
337932107
132654.00000000
NS
USD
4080437.04000000
0.525946255416
Long
EC
CORP
US
N
1
N
N
N
KKR & Co Inc
549300JOHU21WRN2Z451
KKR & Co Inc
48251W104
33430.00000000
NS
USD
1302098.50000000
0.167833451060
Long
EC
CORP
US
N
1
N
N
N
PNC Financial Services Group I
CFGNEKW0P8842LEUIA51
PNC Financial Services Group Inc/The
693475105
46647.00000000
NS
USD
6694777.44000000
0.862920586912
Long
EC
CORP
US
N
1
N
N
N
Citigroup Inc
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967424
112725.00000000
NS
USD
6536922.75000000
0.842573971514
Long
EC
CORP
US
N
1
N
N
N
Keurig Dr Pepper Inc
DYTQ8KRTKO7Y2BVU5K74
Keurig Dr Pepper Inc
49271V100
42300.00000000
NS
USD
1345140.00000000
0.173381267515
Long
EC
CORP
US
N
1
N
N
N
Arch Capital Group Ltd
549300AYR4P8AFKDCE43
Arch Capital Group Ltd
000000000
192700.00000000
NS
USD
6052707.00000000
0.780161181407
Long
EC
CORP
BM
N
1
N
N
N
UnitedHealth Group Inc
549300GHBMY8T5GXDE41
UnitedHealth Group Inc
91324P102
7926.00000000
NS
USD
2643955.08000000
0.340791503504
Long
EC
CORP
US
N
1
N
N
N
Target Corp
8WDDFXB5T1Z6J0XC1L66
Target Corp
87612E106
15748.00000000
NS
USD
2853065.16000000
0.367744661332
Long
EC
CORP
US
N
1
N
N
N
ViacomCBS Inc
5KYC8KF17ROCY24M3H09
ViacomCBS Inc
92556H206
149235.00000000
NS
USD
7237897.50000000
0.932925823850
Long
EC
CORP
US
N
1
N
N
N
HP Inc
WHKXQACZ14C5XRO8LW03
HP Inc
40434L105
165134.00000000
NS
USD
4019361.56000000
0.518073956520
Long
EC
CORP
US
N
1
N
N
N
JPMorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625H100
31958.00000000
NS
USD
4112035.86000000
0.530019172334
Long
EC
CORP
US
N
1
N
N
N
Simon Property Group Inc
529900GQL5X8H7AO3T64
Simon Property Group Inc
828806109
15872.00000000
NS
USD
1474984.96000000
0.190117580274
Long
EC
CORP
US
N
1
N
N
N
General Motors Co
54930070NSV60J38I987
General Motors Co
37045V100
166920.00000000
NS
USD
8459505.60000000
1.090384497880
Long
EC
CORP
US
N
1
N
N
N
Anthem Inc
8MYN82XMYQH89CTMTH67
Anthem Inc
036752103
17317.00000000
NS
USD
5142802.66000000
0.662879435427
Long
EC
CORP
US
N
1
N
N
N
3M Co
LUZQVYP4VS22CLWDAR65
3M Co
88579Y101
15906.00000000
NS
USD
2794047.96000000
0.360137663591
Long
EC
CORP
US
N
1
N
N
N
Mondelez International Inc
549300DV9GIB88LZ5P30
Mondelez International Inc
609207105
47548.00000000
NS
USD
2636061.12000000
0.339774014773
Long
EC
CORP
US
N
1
N
N
N
Synchrony Financial
549300RS7EWPM9MA6C78
Synchrony Financial
87165B103
116985.00000000
NS
USD
3936545.25000000
0.507399382276
Long
EC
CORP
US
N
1
N
N
N
Hershey Co/The
21X2CX66SU2BR6QTAD08
Hershey Co/The
427866108
8886.00000000
NS
USD
1292379.84000000
0.166580768373
Long
EC
CORP
US
N
1
N
N
N
Westinghouse Air Brake Technol
06BTX5UWZD0GQ5N5Y745
Westinghouse Air Brake Technologies Corp
929740108
55474.00000000
NS
USD
4116725.54000000
0.530623646711
Long
EC
CORP
US
N
1
N
N
N
Weyerhaeuser Co
08IRJODWFYBI7QWRGS31
Weyerhaeuser Co
962166104
40370.00000000
NS
USD
1259140.30000000
0.162296371525
Long
EC
CORP
US
N
1
N
N
N
Hormel Foods Corp
MSD54751OJP1FS2ND863
Hormel Foods Corp
440452100
59650.00000000
NS
USD
2795199.00000000
0.360286026418
Long
EC
CORP
US
N
1
N
N
N
Regions Financial Corp
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EP100
344942.00000000
NS
USD
5867463.42000000
0.756284286288
Long
EC
CORP
US
N
1
N
N
N
W R Berkley Corp
SQOAGCLKBDWNVYV1OV80
W R Berkley Corp
084423102
20379.00000000
NS
USD
1266351.06000000
0.163225799472
Long
EC
CORP
US
N
1
N
N
N
Dollar Tree Inc
549300PMSTQITB1WHR43
Dollar Tree Inc
256746108
25732.00000000
NS
USD
2615915.12000000
0.337177304382
Long
EC
CORP
US
N
1
N
N
N
PACCAR Inc
KDTEY8BWE486IKZ3CC07
PACCAR Inc
693718108
64447.00000000
NS
USD
5878855.34000000
0.757752643135
Long
EC
CORP
US
N
1
N
N
N
International Paper Co
824LMFJDH41EY779Q875
International Paper Co
460146103
55916.00000000
NS
USD
2813133.96000000
0.362597745717
Long
EC
CORP
US
N
1
N
N
N
Republic Services Inc
NKNQHM6BLECKVOQP7O46
Republic Services Inc
760759100
28869.00000000
NS
USD
2613221.88000000
0.336830160319
Long
EC
CORP
US
N
1
N
N
N
Williams Cos Inc/The
D71FAKCBLFS2O0RBPG08
Williams Cos Inc/The
969457100
138666.00000000
NS
USD
2943879.18000000
0.379450097119
Long
EC
CORP
US
N
1
N
N
N
Franklin Resources Inc
RIFQSET379FOGTEFKS80
Franklin Resources Inc
354613101
278137.00000000
NS
USD
7312221.73000000
0.942505814933
Long
EC
CORP
US
N
1
N
N
N
Entergy Corp
4XM3TW50JULSLG8BNC79
Entergy Corp
29364G103
69620.00000000
NS
USD
6636874.60000000
0.855457224145
Long
EC
CORP
US
N
1
N
N
N
AT&T Inc
549300Z40J86GGSTL398
AT&T Inc
00206R102
241676.00000000
NS
USD
6919183.88000000
0.891845362776
Long
EC
CORP
US
N
1
N
N
N
American Electric Power Co Inc
1B4S6S7G0TW5EE83BO58
American Electric Power Co Inc
025537101
66775.00000000
NS
USD
5402765.25000000
0.696387206634
Long
EC
CORP
US
N
1
N
N
N
2021-03-19
First Trust Exchange-Traded AlphaDEX Fund
Donald P. Swade
Donald P. Swade
Treasurer, Chief Financial Officer and Chief Accounting Officer