0001752724-20-194741.txt : 20200925
0001752724-20-194741.hdr.sgml : 20200925
20200925152151
ACCESSION NUMBER: 0001752724-20-194741
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200731
FILED AS OF DATE: 20200925
PERIOD START: 20200731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
CENTRAL INDEX KEY: 0001383496
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22019
FILM NUMBER: 201199558
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
0001383496
S000017340
First Trust Large Cap Value AlphaDEX Fund
C000047998
First Trust Large Cap Value AlphaDEX Fund
FTA
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001383496
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S000017340
C000047998
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811-22019
0001383496
549300PGRVU1P76W4537
120 East Liberty Drive
Suite 400
Wheaton
60187
630-765-8000
First Trust Large Cap Value AlphaDEX Fund
S000017340
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2020-07-31
2020-07-31
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0.00000000
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0.00000000
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General Dynamics Corp
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General Dynamics Corp
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21162.00000000
NS
USD
3105311.88000000
0.503295852151
Long
EC
CORP
US
N
1
N
N
N
Aptiv PLC
N/A
Aptiv PLC
000000000
69481.00000000
NS
USD
5402147.75000000
0.875557322532
Long
EC
CORP
IE
N
1
N
N
N
Valero Energy Corp
549300XTO5VR8SKV1V74
Valero Energy Corp
91913Y100
36817.00000000
NS
USD
2070219.91000000
0.335532511389
Long
EC
CORP
US
N
1
N
N
N
J M Smucker Co/The
5493000WDH6A0LHDJD55
J M Smucker Co/The
832696405
29892.00000000
NS
USD
3268690.20000000
0.529775521171
Long
EC
CORP
US
N
1
N
N
N
Verizon Communications Inc
2S72QS2UO2OESLG6Y829
Verizon Communications Inc
92343V104
57372.00000000
NS
USD
3297742.56000000
0.534484205145
Long
EC
CORP
US
N
1
N
N
N
Cigna Corp
549300VIWYMSIGT1U456
Cigna Corp
125523100
16855.00000000
NS
USD
2910689.95000000
0.471752350599
Long
EC
CORP
US
N
1
N
N
N
Citizens Financial Group Inc
2138004JDDA4ZQUPFW65
Citizens Financial Group Inc
174610105
214500.00000000
NS
USD
5321745.00000000
0.862525983929
Long
EC
CORP
US
N
1
N
N
N
IBM
VGRQXHF3J8VDLUA7XE92
International Business Machines Corp
459200101
26189.00000000
NS
USD
3219675.66000000
0.521831451258
Long
EC
CORP
US
N
1
N
N
N
Travelers Cos Inc/The
549300Y650407RU8B149
Travelers Cos Inc/The
89417E109
27733.00000000
NS
USD
3173209.86000000
0.514300470374
Long
EC
CORP
US
N
1
N
N
N
WW Grainger Inc
549300TWZSP6O1IH2V34
WW Grainger Inc
384802104
3356.00000000
NS
USD
1146174.68000000
0.185767157881
Long
EC
CORP
US
N
1
N
N
N
Capital One Financial Corp
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040H105
69199.00000000
NS
USD
4414896.20000000
0.715547755266
Long
EC
CORP
US
N
1
N
N
N
Discover Financial Services
Z1YLO2USPORE63VVUL20
Discover Financial Services
254709108
63144.00000000
NS
USD
3121207.92000000
0.505872215269
Long
EC
CORP
US
N
1
N
N
N
Continental Resources Inc/OK
XXRTID9RYWOZ0UPIVR53
Continental Resources Inc/OK
212015101
308841.00000000
NS
USD
5339860.89000000
0.865462130973
Long
EC
CORP
US
N
1
N
N
LKQ Corp
DS830JTTZQN6GK0I2E41
LKQ Corp
501889208
165312.00000000
NS
USD
4660145.28000000
0.755296691759
Long
EC
CORP
US
N
1
N
N
N
Aramark
549300MR6PG2DWZUIL39
Aramark
03852U106
95950.00000000
NS
USD
2026464.00000000
0.328440738047
Long
EC
CORP
US
N
1
N
N
N
Best Buy Co Inc
HL5XPTVRV0O8TUN5LL90
Best Buy Co Inc
086516101
24815.00000000
NS
USD
2471325.85000000
0.400542070389
Long
EC
CORP
US
N
1
N
N
N
Everest Re Group Ltd
549300N24XF2VV0B3570
Everest Re Group Ltd
000000000
15339.00000000
NS
USD
3356019.81000000
0.543929536027
Long
EC
CORP
BM
N
1
N
N
N
Pinnacle West Capital Corp
TWSEY0NEDUDCKS27AH81
Pinnacle West Capital Corp
723484101
59096.00000000
NS
USD
4909695.68000000
0.795742768055
Long
EC
CORP
US
N
1
N
N
N
Bank of New York Mellon Corp/T
WFLLPEPC7FZXENRZV188
Bank of New York Mellon Corp/The
064058100
112062.00000000
NS
USD
4017422.70000000
0.651126926821
Long
EC
CORP
US
N
1
N
N
N
Discovery Inc
5493006ZCRFWKF6B1K26
Discovery Inc
25470F104
256586.00000000
NS
USD
5413964.60000000
0.877472547740
Long
EC
CORP
US
N
1
N
N
Mondelez International Inc
549300DV9GIB88LZ5P30
Mondelez International Inc
609207105
20620.00000000
NS
USD
1144203.80000000
0.185447725964
Long
EC
CORP
US
N
1
N
N
N
MetLife Inc
C4BXATY60WC6XEOZDX54
MetLife Inc
59156R108
148247.00000000
NS
USD
5611148.95000000
0.909431355518
Long
EC
CORP
US
N
1
N
N
N
3M Co
LUZQVYP4VS22CLWDAR65
3M Co
88579Y101
6759.00000000
NS
USD
1017026.73000000
0.164835402856
Long
EC
CORP
US
N
1
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505104
133175.00000000
NS
USD
3313394.00000000
0.537020924527
Long
EC
CORP
US
N
1
N
N
N
Charles Schwab Corp/The
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513105
31248.00000000
NS
USD
1035871.20000000
0.167889635073
Long
EC
CORP
US
N
1
N
N
N
United Rentals Inc
5323X5O7RN0NKFCDRY08
United Rentals Inc
911363109
29061.00000000
NS
USD
4515207.57000000
0.731805799030
Long
EC
CORP
US
N
1
N
N
N
Union Pacific Corp
549300LMMRSZZCZ8CL11
Union Pacific Corp
907818108
6236.00000000
NS
USD
1081010.60000000
0.175205638639
Long
EC
CORP
US
N
1
N
N
N
Equitable Holdings Inc
549300FIBAKMNHPZ4009
Equitable Holdings Inc
29452E101
280662.00000000
NS
USD
5742344.52000000
0.930694980157
Long
EC
CORP
US
N
1
N
N
N
Berkshire Hathaway Inc
5493000C01ZX7D35SD85
Berkshire Hathaway Inc
084670702
5906.00000000
NS
USD
1156276.68000000
0.187404447434
Long
EC
CORP
US
N
1
N
N
N
Dell Technologies Inc
549300TJB5YBRUPOG437
Dell Technologies Inc
24703L202
39418.00000000
NS
USD
2358378.94000000
0.382236111595
Long
EC
CORP
US
N
1
N
N
N
United Parcel Service Inc
D01LMJZU09ULLNCY6Z23
United Parcel Service Inc
911312106
9483.00000000
NS
USD
1353793.08000000
0.219417072476
Long
EC
CORP
US
N
1
N
N
N
Biogen Inc
W8J5WZB5IY3K0NDQT671
Biogen Inc
09062X103
20235.00000000
NS
USD
5558352.15000000
0.900874272857
Long
EC
CORP
US
N
1
N
N
N
Principal Financial Group Inc
CUMYEZJOAF02RYZ1JJ85
Principal Financial Group Inc
74251V102
76141.00000000
NS
USD
3230662.63000000
0.523612173015
Long
EC
CORP
US
N
1
N
N
N
US Bancorp
N1GZ7BBF3NP8GI976H15
US Bancorp
902973304
85902.00000000
NS
USD
3164629.68000000
0.512909830988
Long
EC
CORP
US
N
1
N
N
N
Westrock Co
N/A
Westrock Co
96145D105
191577.00000000
NS
USD
5145758.22000000
0.834002788891
Long
EC
CORP
US
N
1
N
N
N
DR Horton Inc
529900ZIUEYVSB8QDD25
DR Horton Inc
23331A109
78110.00000000
NS
USD
5167757.60000000
0.837568355614
Long
EC
CORP
US
N
1
N
N
N
International Paper Co
824LMFJDH41EY779Q875
International Paper Co
460146103
61505.00000000
NS
USD
2139758.95000000
0.346803105695
Long
EC
CORP
US
N
1
N
N
N
Aflac Inc
549300N0B7DOGLXWPP39
Aflac Inc
001055102
87785.00000000
NS
USD
3122512.45000000
0.506083647989
Long
EC
CORP
US
N
1
N
N
N
Ulta Beauty Inc
529900CIV6HN8M28YM82
Ulta Beauty Inc
90384S303
5183.00000000
NS
USD
1000267.17000000
0.162119084059
Long
EC
CORP
US
N
1
N
N
N
Exxon Mobil Corp
J3WHBG0MTS7O8ZVMDC91
Exxon Mobil Corp
30231G102
121064.00000000
NS
USD
5094373.12000000
0.825674508612
Long
EC
CORP
US
N
1
N
N
N
Kimberly-Clark Corp
MP3J6QPYPGN75NVW2S34
Kimberly-Clark Corp
494368103
7459.00000000
NS
USD
1134066.36000000
0.183804692445
Long
EC
CORP
US
N
1
N
N
N
Globe Life Inc
5493001JFHKQOPP6XA71
Globe Life Inc
37959E102
42609.00000000
NS
USD
3391676.40000000
0.549708605745
Long
EC
CORP
US
N
1
N
N
N
Las Vegas Sands Corp
549300DUOO1KXOHPM605
Las Vegas Sands Corp
517834107
47554.00000000
NS
USD
2075256.56000000
0.336348830378
Long
EC
CORP
US
N
1
N
N
N
Expeditors International of Wa
984500B055A804AB6E40
Expeditors International of Washington Inc
302130109
13865.00000000
NS
USD
1171731.15000000
0.189909242749
Long
EC
CORP
US
N
1
N
N
N
Cisco Systems Inc
8E6NF1YAL0WT6CWXXV93
Cisco Systems Inc
17275R102
22605.00000000
NS
USD
1064695.50000000
0.172561356044
Long
EC
CORP
US
N
1
N
N
N
Lennar Corp
529900G61XVRLX5TJX09
Lennar Corp
526057104
87861.00000000
NS
USD
6356743.35000000
1.030274151156
Long
EC
CORP
US
N
1
N
N
N
Eaton Corp PLC
549300VDIGTMXUNT7H71
Eaton Corp PLC
000000000
36156.00000000
NS
USD
3367208.28000000
0.545742916055
Long
EC
CORP
US
N
1
N
N
N
T-Mobile US Inc
549300QHIJYOHPACPG31
T-Mobile US Inc
872590104
10123.00000000
NS
USD
1087007.74000000
0.176177629796
Long
EC
CORP
US
N
1
N
N
N
SVB Financial Group
549300D2KJ20JMXE7542
SVB Financial Group
78486Q101
10048.00000000
NS
USD
2253464.96000000
0.365232096215
Long
EC
CORP
US
N
1
N
N
N
eBay Inc
OML71K8X303XQONU6T67
eBay Inc
278642103
82577.00000000
NS
USD
4564856.56000000
0.739852697923
Long
EC
CORP
US
N
1
N
N
N
General Motors Co
54930070NSV60J38I987
General Motors Co
37045V100
213991.00000000
NS
USD
5326235.99000000
0.863253864647
Long
EC
CORP
US
N
1
N
N
N
ONEOK Inc
2T3D6M0JSY48PSZI1Q41
ONEOK Inc
682680103
65189.00000000
NS
USD
1819424.99000000
0.294884728540
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley Institutional Liquidity Funds - Treasury Portfolio
549300D1XR6GP7EZ0T47
Morgan Stanley Institutional Liquidity Funds - Treasury Portfolio
61747C582
1116170.73000000
NS
USD
1116170.73000000
0.180904244214
Long
STIV
RF
US
N
1
N
N
N
Tyson Foods Inc
WD6L6041MNRW1JE49D58
Tyson Foods Inc
902494103
90671.00000000
NS
USD
5571732.95000000
0.903042976484
Long
EC
CORP
US
N
1
N
N
N
NiSource Inc
549300D8GOWWH0SJB189
NiSource Inc
65473P105
95233.00000000
NS
USD
2328446.85000000
0.377384844693
Long
EC
CORP
US
N
1
N
N
N
Universal Health Services Inc
549300YGMGQDO0NMJD09
Universal Health Services Inc
913903100
58284.00000000
NS
USD
6405411.60000000
1.038162095847
Long
EC
CORP
US
N
1
N
N
N
Alliant Energy Corp
5493009ML300G373MZ12
Alliant Energy Corp
018802108
45267.00000000
NS
USD
2437627.95000000
0.395080456885
Long
EC
CORP
US
N
1
N
N
N
Royal Caribbean Cruises Ltd
K2NEH8QNVW44JIWK7Z55
Royal Caribbean Cruises Ltd
000000000
62880.00000000
NS
USD
3062884.80000000
0.496419449970
Long
EC
CORP
US
N
1
N
N
N
Anthem Inc
8MYN82XMYQH89CTMTH67
Anthem Inc
036752103
8235.00000000
NS
USD
2254743.00000000
0.365439235548
Long
EC
CORP
US
N
1
N
N
N
Pioneer Natural Resources Co
FY8JBF7CCL2VE4F1B628
Pioneer Natural Resources Co
723787107
55414.00000000
NS
USD
5370724.88000000
0.870464436296
Long
EC
CORP
US
N
1
N
N
N
Emerson Electric Co
FGLT0EWZSUIRRITFOA30
Emerson Electric Co
291011104
34912.00000000
NS
USD
2164893.12000000
0.350876745960
Long
EC
CORP
US
N
1
N
N
N
Nucor Corp
549300GGJCRSI2TIEJ46
Nucor Corp
670346105
104592.00000000
NS
USD
4387634.40000000
0.711129277705
Long
EC
CORP
US
N
1
N
N
N
Ally Financial Inc
549300JBN1OSM8YNAI90
Ally Financial Inc
02005N100
273019.00000000
NS
USD
5487681.90000000
0.889420336805
Long
EC
CORP
US
N
1
N
N
N
Atmos Energy Corp
QVLWEGTD2S8GJMO8D383
Atmos Energy Corp
049560105
21747.00000000
NS
USD
2304964.53000000
0.373578929310
Long
EC
CORP
US
N
1
N
N
N
Dover Corp
549300FMC2ALGA7N9E80
Dover Corp
260003108
22427.00000000
NS
USD
2308411.11000000
0.374137536459
Long
EC
CORP
US
N
1
N
N
N
Conagra Brands Inc
54930035UDEIH090K650
Conagra Brands Inc
205887102
61575.00000000
NS
USD
2305983.75000000
0.373744120188
Long
EC
CORP
US
N
1
N
N
N
Walgreens Boots Alliance Inc
549300RPTUOIXG4LIH86
Walgreens Boots Alliance Inc
931427108
102174.00000000
NS
USD
4159503.54000000
0.674154790110
Long
EC
CORP
US
N
1
N
N
N
Southwest Airlines Co
UDTZ87G0STFETI6HGH41
Southwest Airlines Co
844741108
126716.00000000
NS
USD
3914257.24000000
0.634406304188
Long
EC
CORP
US
N
1
N
N
N
Medtronic PLC
549300GX3ZBSQWUXY261
Medtronic PLC
000000000
11497.00000000
NS
USD
1109230.56000000
0.179779410732
Long
EC
CORP
IE
N
1
N
N
N
Republic Services Inc
NKNQHM6BLECKVOQP7O46
Republic Services Inc
760759100
26394.00000000
NS
USD
2302876.50000000
0.373240510214
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
617446448
89673.00000000
NS
USD
4383216.24000000
0.710413200967
Long
EC
CORP
US
N
1
N
N
N
Church & Dwight Co Inc
POOXSI30AWAQGYJZC921
Church & Dwight Co Inc
171340102
13639.00000000
NS
USD
1313844.87000000
0.212942435089
Long
EC
CORP
US
N
1
N
N
N
Electronic Arts Inc
549300O7A67PUEYKDL45
Electronic Arts Inc
285512109
23952.00000000
NS
USD
3392082.24000000
0.549774382580
Long
EC
CORP
US
N
1
N
N
N
Regency Centers Corp
529900053A7X7FJ97S58
Regency Centers Corp
758849103
22974.00000000
NS
USD
942623.22000000
0.152776395769
Long
EC
CORP
US
N
1
N
N
N
American International Group I
ODVCVCQG2BP6VHV36M30
American International Group Inc
026874784
173636.00000000
NS
USD
5580661.04000000
0.904490003655
Long
EC
CORP
US
N
1
N
N
N
Celanese Corp
549300FHJQTDPPN41627
Celanese Corp
150870103
36633.00000000
NS
USD
3560727.60000000
0.577107711229
Long
EC
CORP
US
N
1
N
N
N
Franklin Resources Inc
RIFQSET379FOGTEFKS80
Franklin Resources Inc
354613101
258177.00000000
NS
USD
5434625.85000000
0.880821235997
Long
EC
CORP
US
N
1
N
N
N
Quest Diagnostics Inc
8MCWUBXQ0WE04KMXBX50
Quest Diagnostics Inc
74834L100
19003.00000000
NS
USD
2414711.21000000
0.391366208322
Long
EC
CORP
US
N
1
N
N
N
PulteGroup Inc
N/A
PulteGroup Inc
745867101
159094.00000000
NS
USD
6936498.40000000
1.124238404412
Long
EC
CORP
US
N
1
N
N
N
DTE Energy Co
549300IX8SD6XXD71I78
DTE Energy Co
233331107
29423.00000000
NS
USD
3402181.49000000
0.551411226424
Long
EC
CORP
US
N
1
N
N
N
Lincoln National Corp
EFQMQROEDSNBRIP7LE47
Lincoln National Corp
534187109
85971.00000000
NS
USD
3204139.17000000
0.519313362487
Long
EC
CORP
US
N
1
N
N
N
Gilead Sciences Inc
549300WTZWR07K8MNV44
Gilead Sciences Inc
375558103
13703.00000000
NS
USD
952769.59000000
0.154420876624
Long
EC
CORP
US
N
1
N
N
N
Carnival Corp
F1OF2ZSX47CR0BCWA982
Carnival Corp
143658300
329718.00000000
NS
USD
4576485.84000000
0.741737522577
Long
EC
CORP
US
N
1
N
N
Hormel Foods Corp
MSD54751OJP1FS2ND863
Hormel Foods Corp
440452100
21842.00000000
NS
USD
1110884.12000000
0.180047412763
Long
EC
CORP
US
N
1
N
N
N
PACCAR Inc
KDTEY8BWE486IKZ3CC07
PACCAR Inc
693718108
57865.00000000
NS
USD
4923154.20000000
0.797924068213
Long
EC
CORP
US
N
1
N
N
N
Hewlett Packard Enterprise Co
549300BX44RGX6ANDV88
Hewlett Packard Enterprise Co
42824C109
445136.00000000
NS
USD
4393492.32000000
0.712078704672
Long
EC
CORP
US
N
1
N
N
N
Stanley Black & Decker Inc
549300DJ09SMTO561131
Stanley Black & Decker Inc
854502101
7564.00000000
NS
USD
1159712.48000000
0.187961307407
Long
EC
CORP
US
N
1
N
N
N
CVS Health Corp
549300EJG376EN5NQE29
CVS Health Corp
126650100
66664.00000000
NS
USD
4195832.16000000
0.680042779616
Long
EC
CORP
US
N
1
N
N
N
Western Digital Corp
549300QQXOOYEF89IC56
Western Digital Corp
958102105
49051.00000000
NS
USD
2114098.10000000
0.342644103358
Long
EC
CORP
US
N
1
N
N
N
DaVita Inc
M2XHYMU3TZNEZURC6H66
DaVita Inc
23918K108
39966.00000000
NS
USD
3492628.74000000
0.566070535222
Long
EC
CORP
US
N
1
N
N
N
Regions Financial Corp
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EP100
486868.00000000
NS
USD
5287386.48000000
0.856957299923
Long
EC
CORP
US
N
1
N
N
N
Cerner Corp
549300L4UJ40IEVVI304
Cerner Corp
156782104
15380.00000000
NS
USD
1068141.00000000
0.173119788152
Long
EC
CORP
US
N
1
N
N
N
Regeneron Pharmaceuticals Inc
549300RCBFWIRX3HYQ56
Regeneron Pharmaceuticals Inc
75886F107
1690.00000000
NS
USD
1068198.30000000
0.173129075094
Long
EC
CORP
US
N
1
N
N
N
Kraft Heinz Co/The
N/A
Kraft Heinz Co/The
500754106
67908.00000000
NS
USD
2334677.04000000
0.378394607611
Long
EC
CORP
US
N
1
N
N
N
ViacomCBS Inc
5KYC8KF17ROCY24M3H09
ViacomCBS Inc
92556H206
135630.00000000
NS
USD
3535874.10000000
0.573079560774
Long
EC
CORP
US
N
1
N
N
N
Kroger Co/The
6CPEOKI6OYJ13Q6O7870
Kroger Co/The
501044101
127952.00000000
NS
USD
4451450.08000000
0.721472253963
Long
EC
CORP
US
N
1
N
N
N
Dollar Tree Inc
549300PMSTQITB1WHR43
Dollar Tree Inc
256746108
11375.00000000
NS
USD
1061856.25000000
0.172101182379
Long
EC
CORP
US
N
1
N
N
N
Truist Financial Corp
549300DRQQI75D2JP341
Truist Financial Corp
89832Q109
84232.00000000
NS
USD
3155330.72000000
0.511402694772
Long
EC
CORP
US
N
1
N
N
N
Cummins Inc
ZUNI8PYC725B6H8JU438
Cummins Inc
231021106
18255.00000000
NS
USD
3527961.30000000
0.571797087524
Long
EC
CORP
US
N
1
N
N
N
Oracle Corp
1Z4GXXU7ZHVWFCD8TV52
Oracle Corp
68389X105
19075.00000000
NS
USD
1057708.75000000
0.171428973072
Long
EC
CORP
US
N
1
N
N
N
Citigroup Inc
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967424
105949.00000000
NS
USD
5298509.49000000
0.858760070470
Long
EC
CORP
US
N
1
N
N
N
Delta Air Lines Inc
Q2CCMS6R0AS67HJMBN42
Delta Air Lines Inc
247361702
193012.00000000
NS
USD
4819509.64000000
0.781125795072
Long
EC
CORP
US
N
1
N
N
N
Genuine Parts Co
549300D46DQVEU651W04
Genuine Parts Co
372460105
12124.00000000
NS
USD
1092978.60000000
0.177145361602
Long
EC
CORP
US
N
1
N
N
N
Chevron Corp
N/A
Chevron Corp
166764100
48539.00000000
NS
USD
4074363.66000000
0.660355677457
Long
EC
CORP
US
N
1
N
N
N
AmerisourceBergen Corp
AI8GXW8LG5WK7E9UD086
AmerisourceBergen Corp
03073E105
10463.00000000
NS
USD
1048287.97000000
0.169902092784
Long
EC
CORP
US
N
1
N
N
N
HCA Healthcare Inc
529900PH4ZGUH2MNEU89
HCA Healthcare Inc
40412C101
32587.00000000
NS
USD
4126817.68000000
0.668857203782
Long
EC
CORP
US
N
1
N
N
N
Cardinal Health Inc
CCU46N3GJMF4OK4N7U60
Cardinal Health Inc
14149Y108
41494.00000000
NS
USD
2266402.28000000
0.367328922475
Long
EC
CORP
US
N
1
N
N
N
WEC Energy Group Inc
549300IGLYTZUK3PVP70
WEC Energy Group Inc
92939U106
12029.00000000
NS
USD
1145882.54000000
0.185719809062
Long
EC
CORP
US
N
1
N
N
N
Humana Inc
529900YLDW34GJAO4J06
Humana Inc
444859102
5585.00000000
NS
USD
2191833.25000000
0.355243088604
Long
EC
CORP
US
N
1
N
N
N
Mylan NV
549300A0CD4KNFGIIS89
Mylan NV
000000000
269352.00000000
NS
USD
4339260.72000000
0.703289075678
Long
EC
CORP
US
N
1
N
N
N
Allstate Corp/The
OBT0W1ED8G0NWVOLOJ77
Allstate Corp/The
020002101
44656.00000000
NS
USD
4215079.84000000
0.683162362409
Long
EC
CORP
US
N
1
N
N
N
Deere & Co
PWFTNG3EI0Y73OXWDH08
Deere & Co
244199105
13780.00000000
NS
USD
2429551.80000000
0.393771508556
Long
EC
CORP
US
N
1
N
N
N
MGM Resorts International
54930066VBP7DZEGGJ87
MGM Resorts International
552953101
322260.00000000
NS
USD
5185163.40000000
0.840389414265
Long
EC
CORP
US
N
1
N
N
N
JB Hunt Transport Services Inc
549300XCD1MPI1C5GK90
JB Hunt Transport Services Inc
445658107
17995.00000000
NS
USD
2328553.00000000
0.377402049038
Long
EC
CORP
US
N
1
N
N
N
Procter & Gamble Co/The
2572IBTT8CCZW6AU4141
Procter & Gamble Co/The
742718109
8817.00000000
NS
USD
1156085.04000000
0.187373387231
Long
EC
CORP
US
N
1
N
N
N
LyondellBasell Industries NV
BN6WCCZ8OVP3ITUUVN49
LyondellBasell Industries NV
000000000
82380.00000000
NS
USD
5150397.60000000
0.834754720034
Long
EC
CORP
US
N
1
N
N
N
Norfolk Southern Corp
54930036C8MWP850MI84
Norfolk Southern Corp
655844108
12335.00000000
NS
USD
2370910.35000000
0.384267149674
Long
EC
CORP
US
N
1
N
N
N
Host Hotels & Resorts Inc
N6EL63S0K3PB1YFTDI24
Host Hotels & Resorts Inc
44107P104
501758.00000000
NS
USD
5408951.24000000
0.876660003496
Long
EC
CORP
US
N
1
N
N
N
NortonLifeLock Inc
YF6ZV0M6AU4FY94MK914
NortonLifeLock Inc
668771108
218416.00000000
NS
USD
4685023.20000000
0.759328800104
Long
EC
CORP
US
N
1
N
N
N
Synchrony Financial
549300RS7EWPM9MA6C78
Synchrony Financial
87165B103
244313.00000000
NS
USD
5406646.69000000
0.876286491752
Long
EC
CORP
US
N
1
N
N
N
Avery Dennison Corp
549300PW7VPFCYKLIV37
Avery Dennison Corp
053611109
18982.00000000
NS
USD
2151419.88000000
0.348693060047
Long
EC
CORP
US
N
1
N
N
N
Pfizer Inc
765LHXWGK1KXCLTFYQ30
Pfizer Inc
717081103
132452.00000000
NS
USD
5096752.96000000
0.826060223041
Long
EC
CORP
US
N
1
N
N
N
M&T Bank Corp
549300WYXDDBYRASEG81
M&T Bank Corp
55261F104
41658.00000000
NS
USD
4413665.10000000
0.715348223771
Long
EC
CORP
US
N
1
N
N
N
Eversource Energy
SJ7XXD41SQU3ZNWUJ746
Eversource Energy
30040W108
12661.00000000
NS
USD
1140376.27000000
0.184827376045
Long
EC
CORP
US
N
1
N
N
N
PNC Financial Services Group I
CFGNEKW0P8842LEUIA51
PNC Financial Services Group Inc/The
693475105
41167.00000000
NS
USD
4391283.89000000
0.711720771652
Long
EC
CORP
US
N
1
N
N
N
Ameriprise Financial Inc
6ZLKQF7QB6JAEKQS5388
Ameriprise Financial Inc
03076C106
21080.00000000
NS
USD
3238520.40000000
0.524885727235
Long
EC
CORP
US
N
1
N
N
N
PPG Industries Inc
549300BKPEP01R3V6C59
PPG Industries Inc
693506107
9940.00000000
NS
USD
1070041.00000000
0.173427732138
Long
EC
CORP
US
N
1
N
N
N
HP Inc
WHKXQACZ14C5XRO8LW03
HP Inc
40434L105
181463.00000000
NS
USD
3190119.54000000
0.517041119988
Long
EC
CORP
US
N
1
N
N
N
Edison International
549300I7ROF15MAEVP56
Edison International
281020107
58238.00000000
NS
USD
3242109.46000000
0.525467426942
Long
EC
CORP
US
N
1
N
N
N
Walmart Inc
Y87794H0US1R65VBXU25
Walmart Inc
931142103
8802.00000000
NS
USD
1138978.80000000
0.184600880001
Long
EC
CORP
US
N
1
N
N
N
Waste Management Inc
549300YX8JIID70NFS41
Waste Management Inc
94106L109
9955.00000000
NS
USD
1091068.00000000
0.176835699612
Long
EC
CORP
US
N
1
N
N
N
Fifth Third Bancorp
THRNG6BD57P9QWTQLG42
Fifth Third Bancorp
316773100
224646.00000000
NS
USD
4461469.56000000
0.723096169022
Long
EC
CORP
US
N
1
N
N
N
Hasbro Inc
549300NUB6D2R1ITYR45
Hasbro Inc
418056107
28894.00000000
NS
USD
2102327.44000000
0.340736364430
Long
EC
CORP
US
N
1
N
N
N
Hologic Inc
549300DYP6F5ZJL0LB74
Hologic Inc
436440101
18497.00000000
NS
USD
1290720.66000000
0.209194560664
Long
EC
CORP
US
N
1
N
N
N
Westinghouse Air Brake Technol
06BTX5UWZD0GQ5N5Y745
Westinghouse Air Brake Technologies Corp
929740108
37617.00000000
NS
USD
2339401.23000000
0.379160284401
Long
EC
CORP
US
N
1
N
N
N
Raymond James Financial Inc
RGUZHJ05YTITL6D76949
Raymond James Financial Inc
754730109
45952.00000000
NS
USD
3192744.96000000
0.517466636988
Long
EC
CORP
US
N
1
N
N
N
American Electric Power Co Inc
1B4S6S7G0TW5EE83BO58
American Electric Power Co Inc
025537101
27192.00000000
NS
USD
2362440.96000000
0.382894466664
Long
EC
CORP
US
N
1
N
N
N
Xcel Energy Inc
LGJNMI9GH8XIDG5RCM61
Xcel Energy Inc
98389B100
34650.00000000
NS
USD
2392236.00000000
0.387723521080
Long
EC
CORP
US
N
1
N
N
N
Alexion Pharmaceuticals Inc
M1YXUUZR0EIMU8T0EM75
Alexion Pharmaceuticals Inc
015351109
38588.00000000
NS
USD
3954884.12000000
0.640990937546
Long
EC
CORP
US
N
1
N
N
N
Ameren Corp
XRZQ5S7HYJFPHJ78L959
Ameren Corp
023608102
30779.00000000
NS
USD
2469706.96000000
0.400279687525
Long
EC
CORP
US
N
1
N
N
N
State Street Corp
549300ZFEEJ2IP5VME73
State Street Corp
857477103
68154.00000000
NS
USD
4347543.66000000
0.704631539658
Long
EC
CORP
US
N
1
N
N
N
Occidental Petroleum Corp
IM7X0T3ECJW4C1T7ON55
Occidental Petroleum Corp
674599105
236676.00000000
NS
USD
3725280.24000000
0.603777709082
Long
EC
CORP
US
N
1
N
N
N
UnitedHealth Group Inc
549300GHBMY8T5GXDE41
UnitedHealth Group Inc
91324P102
3574.00000000
NS
USD
1082135.72000000
0.175387993344
Long
EC
CORP
US
N
1
N
N
N
Duke Energy Corp
I1BZKREC126H0VB1BL91
Duke Energy Corp
26441C204
54214.00000000
NS
USD
4594094.36000000
0.744591437230
Long
EC
CORP
US
N
1
N
N
N
Prudential Financial Inc
5PRBRS5FEH7NREC8OR45
Prudential Financial Inc
744320102
71120.00000000
NS
USD
4506874.40000000
0.730455193983
Long
EC
CORP
US
N
1
N
N
N
Comcast Corp
51M0QTTNCGUN7KFCFZ59
Comcast Corp
20030N101
81142.00000000
NS
USD
3472877.60000000
0.562869353756
Long
EC
CORP
US
N
1
N
N
N
Goldman Sachs Group Inc/The
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38141G104
16005.00000000
NS
USD
3168349.80000000
0.513512772347
Long
EC
CORP
US
N
1
N
N
N
Textron Inc
3PPKBHUG1HD6BO7RNR87
Textron Inc
883203101
164508.00000000
NS
USD
5747909.52000000
0.931596931885
Long
EC
CORP
US
N
1
N
N
N
Public Service Enterprise Grou
PUSS41EMO3E6XXNV3U28
Public Service Enterprise Group Inc
744573106
64339.00000000
NS
USD
3599123.66000000
0.583330782690
Long
EC
CORP
US
N
1
N
N
N
Henry Schein Inc
VGO3WGL8H45T73F4RR92
Henry Schein Inc
806407102
54168.00000000
NS
USD
3722966.64000000
0.603402730552
Long
EC
CORP
US
N
1
N
N
N
NetApp Inc
QTX3D84DZDD5JYOCYH15
NetApp Inc
64110D104
48807.00000000
NS
USD
2162150.10000000
0.350432168848
Long
EC
CORP
US
N
1
N
N
N
CSX Corp
549300JVQR4N1MMP3Q88
CSX Corp
126408103
31052.00000000
NS
USD
2215249.68000000
0.359038324814
Long
EC
CORP
US
N
1
N
N
N
Archer-Daniels-Midland Co
549300LO13MQ9HYSTR83
Archer-Daniels-Midland Co
039483102
108551.00000000
NS
USD
4649239.33000000
0.753529101381
Long
EC
CORP
US
N
1
N
N
N
Newmont Corp
549300VSP3RIX7FGDZ51
Newmont Corp
651639106
87690.00000000
NS
USD
6068148.00000000
0.983499834045
Long
EC
CORP
US
N
1
N
N
N
EOG Resources Inc
XWTZDRYZPBUHIQBKDB46
EOG Resources Inc
26875P101
106869.00000000
NS
USD
5006812.65000000
0.811483076940
Long
EC
CORP
US
N
1
N
N
N
Micron Technology Inc
B3DXGBC8GAIYWI2Z0172
Micron Technology Inc
595112103
84068.00000000
NS
USD
4208023.74000000
0.682018739481
Long
EC
CORP
US
N
1
N
N
N
KeyCorp
RKPI3RZGV1V1FJTH5T61
KeyCorp
493267108
355598.00000000
NS
USD
4270731.98000000
0.692182226534
Long
EC
CORP
US
N
1
N
N
N
Diamondback Energy Inc
549300R22LSX6OHWEN64
Diamondback Energy Inc
25278X109
103567.00000000
NS
USD
4128180.62000000
0.669078103348
Long
EC
CORP
US
N
1
N
N
N
Huntington Ingalls Industries
5TZLZ6WJTBVJ0QWBG121
Huntington Ingalls Industries Inc
446413106
18126.00000000
NS
USD
3148667.46000000
0.510322741695
Long
EC
CORP
US
N
1
N
N
N
Colgate-Palmolive Co
YMEGZFW4SBUSS5BQXF88
Colgate-Palmolive Co
194162103
14391.00000000
NS
USD
1110985.20000000
0.180063795383
Long
EC
CORP
US
N
1
N
N
N
AT&T Inc
549300Z40J86GGSTL398
AT&T Inc
00206R102
179093.00000000
NS
USD
5297570.94000000
0.858607954244
Long
EC
CORP
US
N
1
N
N
N
Huntington Bancshares Inc/OH
549300XTVCVV9I7B5T19
Huntington Bancshares Inc/OH
446150104
479378.00000000
NS
USD
4443834.06000000
0.720237881563
Long
EC
CORP
US
N
1
N
N
N
Vistra Energy Corp
549300KP43CPCUJOOG15
Vistra Energy Corp
92840M102
290761.00000000
NS
USD
5425600.26000000
0.879358406437
Long
EC
CORP
US
N
1
N
N
N
Lowe's Cos Inc
WAFCR4OKGSC504WU3E95
Lowe's Cos Inc
548661107
7803.00000000
NS
USD
1161944.73000000
0.188323101072
Long
EC
CORP
US
N
1
N
N
N
Corning Inc
549300X2937PB0CJ7I56
Corning Inc
219350105
40707.00000000
NS
USD
1261917.00000000
0.204526184937
Long
EC
CORP
US
N
1
N
N
N
Seagate Technology PLC
396PBGKP6TE3O062MS44
Seagate Technology PLC
000000000
65335.00000000
NS
USD
2954448.70000000
0.478844584236
Long
EC
CORP
US
N
1
N
N
N
General Electric Co
3C7474T6CDKPR9K6YT90
General Electric Co
369604103
634140.00000000
NS
USD
3849229.80000000
0.623866930981
Long
EC
CORP
US
N
1
N
N
N
United Airlines Holdings Inc
98450079DA0B78DD6764
United Airlines Holdings Inc
910047109
156428.00000000
NS
USD
4908710.64000000
0.795583116927
Long
EC
CORP
US
N
1
N
N
N
CBRE Group Inc
52990016II9MJ2OSWA10
CBRE Group Inc
12504L109
95780.00000000
NS
USD
4196121.80000000
0.680089723245
Long
EC
CORP
US
N
1
N
N
N
Exelon Corp
3SOUA6IRML7435B56G12
Exelon Corp
30161N101
149186.00000000
NS
USD
5760071.46000000
0.933568087825
Long
EC
CORP
US
N
1
N
N
N
Parker-Hannifin Corp
5493002CONDB4N2HKI23
Parker-Hannifin Corp
701094104
11816.00000000
NS
USD
2114118.72000000
0.342647445360
Long
EC
CORP
US
N
1
N
N
N
ConocoPhillips
WPTL2Z3FIYTHSP5V2253
ConocoPhillips
20825C104
128843.00000000
NS
USD
4817439.77000000
0.780790319273
Long
EC
CORP
US
N
1
N
N
N
Wells Fargo & Co
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746101
211483.00000000
NS
USD
5130577.58000000
0.831542374788
Long
EC
CORP
US
N
1
N
N
N
Raytheon Technologies Corp
I07WOS4YJ0N7YRFE7309
Raytheon Technologies Corp
75513E101
17110.00000000
NS
USD
969794.80000000
0.157180250853
Long
EC
CORP
US
N
1
N
N
N
Consolidated Edison Inc
54930033SBW53OO8T749
Consolidated Edison Inc
209115104
43972.00000000
NS
USD
3378368.76000000
0.547551759582
Long
EC
CORP
US
N
1
N
N
N
Simon Property Group Inc
529900GQL5X8H7AO3T64
Simon Property Group Inc
828806109
31670.00000000
NS
USD
1974624.50000000
0.320038810531
Long
EC
CORP
US
N
1
N
N
N
IFF
BZLRL03D3GPGMOGFO832
International Flavors & Fragrances Inc
459506101
8609.00000000
NS
USD
1084303.55000000
0.175739346087
Long
EC
CORP
US
N
1
N
N
CenturyLink Inc
8M3THTGWLTYZVE6BBY25
CenturyLink Inc
156700106
539778.00000000
NS
USD
5208857.70000000
0.844229686473
Long
EC
CORP
US
N
1
N
N
N
Progressive Corp/The
529900TACNVLY9DCR586
Progressive Corp/The
743315103
27033.00000000
NS
USD
2442161.22000000
0.395815190167
Long
EC
CORP
US
N
1
N
N
N
Ventas Inc
ORQTRC074CWLT3DKHT41
Ventas Inc
92276F100
118274.00000000
NS
USD
4536990.64000000
0.735336307141
Long
EC
CORP
US
N
1
N
N
N
Chubb Ltd
E0JAN6VLUDI1HITHT809
Chubb Ltd
000000000
17103.00000000
NS
USD
2176185.72000000
0.352707002939
Long
EC
CORP
CH
N
1
N
N
N
General Mills Inc
2TGYMUGI08PO8X8L6150
General Mills Inc
370334104
17101.00000000
NS
USD
1081980.27000000
0.175362798663
Long
EC
CORP
US
N
1
N
N
N
PPL Corp
9N3UAJSNOUXFKQLF3V18
PPL Corp
69351T106
209519.00000000
NS
USD
5577395.78000000
0.903960784086
Long
EC
CORP
US
N
1
N
N
N
Omnicom Group Inc
HKUPACFHSSASQK8HLS17
Omnicom Group Inc
681919106
39663.00000000
NS
USD
2131092.99000000
0.345398563449
Long
EC
CORP
US
N
1
N
N
N
Fidelity National Financial In
549300CAZYIH39SYQ287
Fidelity National Financial Inc
31620R303
141265.00000000
NS
USD
4571335.40000000
0.740902760985
Long
EC
CORP
US
N
1
N
N
N
OCCIDENTAL PETROLEUM CORP
IM7X0T3ECJW4C1T7ON55
OCCIDENTAL PETROLEUM-CW27-WI
674599162
38009.00000000
NS
USD
212850.40000000
0.034497895087
Long
EC
CORP
US
N
1
N
N
N
DISH Network Corp
529900U350CWHH15G169
DISH Network Corp
25470M109
91652.00000000
NS
USD
2942945.72000000
0.476980229754
Long
EC
CORP
US
N
1
N
N
N
Cognizant Technology Solutions
5493006IEVQEFQO40L83
Cognizant Technology Solutions Corp
192446102
55665.00000000
NS
USD
3803032.80000000
0.616379516068
Long
EC
CORP
US
N
1
N
N
N
Molson Coors Brewing Co
54930073LBBH6ZCBE225
Molson Coors Brewing Co
60871R209
92052.00000000
NS
USD
3453791.04000000
0.559775884613
Long
EC
CORP
US
N
1
N
N
N
GOLDMAN SACHS TR FINL SQ TSY IN
N/A
GOLDMAN SACHS TR FINL SQ TSY IN
38141W323
7922251.35000000
NS
USD
7922251.35000000
1.284005084910
Long
STIV
RF
US
N
1
N
N
2020-09-24
First Trust Exchange-Traded AlphaDEX Fund
Donald P. Swade
Donald P. Swade
Treasurer, Chief Financial Officer and Chief Accounting Officer