0001752724-20-194740.txt : 20200925 0001752724-20-194740.hdr.sgml : 20200925 20200925152151 ACCESSION NUMBER: 0001752724-20-194740 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200731 FILED AS OF DATE: 20200925 PERIOD START: 20200731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND CENTRAL INDEX KEY: 0001383496 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22019 FILM NUMBER: 201199560 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 0001383496 S000031804 First Trust Mid Cap Growth AlphaDEX Fund C000099059 First Trust Mid Cap Growth AlphaDEX Fund FNY NPORT-P 1 primary_doc.xml NPORT-P false 0001383496 XXXXXXXX S000031804 C000099059 First Trust Exchange-Traded AlphaDEX Fund 811-22019 0001383496 549300PGRVU1P76W4537 120 East Liberty Drive Suite 400 Wheaton 60187 630-765-8000 First Trust Mid Cap Growth AlphaDEX Fund S000031804 549300YH33LXOKDV8X75 2020-07-31 2020-07-31 N 341543487.03 3407417.46 338136069.57 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 254495.27000000 N Commerce Bancshares Inc/MO N/A 200525103 15657.00000000 NS USD 896519.82000000 0.265135813857 Long EC CORP US N 1 N N N Exelixis Inc N/A 30161Q104 78431.00000000 NS USD 1810971.79000000 0.535574862599 Long EC CORP US N 1 N N N New York Times Co/The 529900J1WEMMIW7BOH57 650111107 44303.00000000 NS USD 2044140.42000000 0.604531904153 Long EC CORP US N 1 N N N Paylocity Holding Corp 549300VH75FTB4DIEE07 70438V106 15954.00000000 NS USD 2125072.80000000 0.628466759758 Long EC CORP US N 1 N N N Wyndham Hotels & Resorts Inc 549300FE3MQ4RVXXC673 98311A105 10923.00000000 NS USD 482359.68000000 0.142652536481 Long EC CORP US N 1 N N N Qualys Inc 549300EMBXYOW9W1XA17 74758T303 13427.00000000 NS USD 1657965.96000000 0.490325081884 Long EC CORP US N 1 N N N First Industrial Realty Trust N/A 32054K103 12111.00000000 NS USD 531915.12000000 0.157308009369 Long EC CORP US N 1 N N N Carvana Co 5493003WEAK2PJ5WS063 146869102 19365.00000000 NS USD 3000606.75000000 0.887396234839 Long EC CORP US N 1 N N N Fortune Brands Home & Security 54930032LHW54PQUJD44 34964C106 29127.00000000 NS USD 2228215.50000000 0.658970071673 Long EC CORP US N 1 N N N Noble Energy Inc 02VFQXG2D1LR5ZH3K186 655044105 51954.00000000 NS USD 519020.46000000 0.153494556395 Long EC CORP US N 1 N N N Five Below Inc 529900AAXP5Z6BGI7418 33829M101 13062.00000000 NS USD 1422582.42000000 0.420713005213 Long EC CORP US N 1 N N N Dropbox Inc 549300JCDF7UAR6TJR51 26210C104 64148.00000000 NS USD 1459367.00000000 0.431591637607 Long EC CORP US N 1 N N N Dolby Laboratories Inc 549300X04FB2QPCJ5J24 25659T107 14133.00000000 NS USD 983656.80000000 0.290905611238 Long EC CORP US N 1 N N N Generac Holdings Inc 529900S2H2AHJHSFFI84 368736104 19090.00000000 NS USD 3008202.20000000 0.889642505109 Long EC CORP US N 1 N N N Verint Systems Inc 549300KEQJS5FRVUCO94 92343X100 10303.00000000 NS USD 462501.67000000 0.136779749817 Long EC CORP US N 1 N N N Zynga Inc N/A 98986T108 243967.00000000 NS USD 2398195.61000000 0.709239807823 Long EC CORP US N 1 N N N Power Integrations Inc 54930085LGXSCIHD5W31 739276103 15761.00000000 NS USD 1923314.83000000 0.568799073238 Long EC CORP US N 1 N N N Aerojet Rocketdyne Holdings In 549300VULNLWHE8QWI76 007800105 11743.00000000 NS USD 484398.75000000 0.143255568864 Long EC CORP US N 1 N N N LendingTree Inc 549300ISY5YHUJZTON08 52603B107 6432.00000000 NS USD 2227337.28000000 0.658710347829 Long EC CORP US N 1 N N Immunomedics Inc 5493007ZU7DDO8PSIM59 452907108 52538.00000000 NS USD 2218679.74000000 0.656149976197 Long EC CORP US N 1 N N N Stericycle Inc B8PTJH2P0AXSWSMP2136 858912108 16630.00000000 NS USD 1005034.05000000 0.297227696317 Long EC CORP US N 1 N N N Corporate Office Properties Tr YY1J47X6LF9TYY8JY420 22002T108 36739.00000000 NS USD 972848.72000000 0.287709241204 Long EC CORP US N 1 N N N LHC Group Inc 5299009NPLWAMRQYZX73 50187A107 10682.00000000 NS USD 2084165.02000000 0.616368736600 Long EC CORP US N 1 N N N Proto Labs Inc 529900QHG5MGWT2WQQ09 743713109 12416.00000000 NS USD 1491409.92000000 0.441067976538 Long EC CORP US N 1 N N N Amedisys Inc 5299001RBS9GK9STN379 023436108 9378.00000000 NS USD 2195952.48000000 0.649428640603 Long EC CORP US N 1 N N N Smartsheet Inc 549300N9WF42OK9VL589 83200N103 27426.00000000 NS USD 1309317.24000000 0.387216081876 Long EC CORP US N 1 N N N Syneos Health Inc 549300F1ZGKDS8P6GU13 87166B102 31964.00000000 NS USD 1994233.96000000 0.589772620985 Long EC CORP US N 1 N N N Cogent Communications Holdings N/A 19239V302 12033.00000000 NS USD 1084293.63000000 0.320667839837 Long EC CORP US N 1 N N N ACI Worldwide Inc 5493003BPVMZUJ6F5C02 004498101 34493.00000000 NS USD 924067.47000000 0.273282726440 Long EC CORP US N 1 N N N FibroGen Inc 549300Q914ULWWY95822 31572Q808 22970.00000000 NS USD 929595.90000000 0.274917698423 Long EC CORP US N 1 N N N Zendesk Inc 549300SLI6BN94BKKO36 98936J101 21032.00000000 NS USD 1917066.80000000 0.566951287520 Long EC CORP US N 1 N N N HD Supply Holdings Inc 549300B7Z7O7RWEXS689 40416M105 26870.00000000 NS USD 943137.00000000 0.278922328871 Long EC CORP US N 1 N N N CyrusOne Inc 5493006S177ZK2ZNBU43 23283R100 19195.00000000 NS USD 1601246.90000000 0.473551047670 Long EC CORP US N 1 N N N Enphase Energy Inc 5493008U7KIGMI59Z314 29355A107 48928.00000000 NS USD 2953294.08000000 0.873404036356 Long EC CORP US N 1 N N N Clean Harbors Inc 5493000SJVZVZJKHJF48 184496107 15524.00000000 NS USD 925230.40000000 0.273626650116 Long EC CORP US N 1 N N N Radian Group Inc 54930005OUP720S5U385 750236101 60026.00000000 NS USD 895587.92000000 0.264860214746 Long EC CORP US N 1 N N N Sarepta Therapeutics Inc 549300IKDPIED8J8IG21 803607100 11613.00000000 NS USD 1782827.76000000 0.527251577232 Long EC CORP US N 1 N N N PTC Inc 54930050SSMU8SKDJ030 69370C100 17952.00000000 NS USD 1535973.12000000 0.454247049701 Long EC CORP US N 1 N N N Tradeweb Markets Inc N/A 892672106 24019.00000000 NS USD 1298707.33000000 0.384078318427 Long EC CORP US N 1 N N N Choice Hotels International In 5493003CYRY5RFGTIR97 169905106 11797.00000000 NS USD 991419.88000000 0.293201456224 Long EC CORP US N 1 N N N CACI International Inc SYRPI2D1O9WRTS2WX210 127190304 6440.00000000 NS USD 1338360.80000000 0.395805393285 Long EC CORP US N 1 N N N Ultragenyx Pharmaceutical Inc 529900EV44GVDN1DCX77 90400D108 29754.00000000 NS USD 2325572.64000000 0.687762368255 Long EC CORP US N 1 N N N Chegg Inc 549300AKX7O8JG0O3G77 163092109 34602.00000000 NS USD 2801723.94000000 0.828578845067 Long EC CORP US N 1 N N N Rexford Industrial Realty Inc 549300MSLO0DF0EMX355 76169C100 11235.00000000 NS USD 527258.55000000 0.155930880331 Long EC CORP US N 1 N N N Royal Gold Inc 5493001NGRU6SFL04184 780287108 11232.00000000 NS USD 1571693.76000000 0.464811033616 Long EC CORP US N 1 N N N Cohen & Steers Inc 549300XXIA338A0X2K65 19247A100 27362.00000000 NS USD 1646645.16000000 0.486977080585 Long EC CORP US N 1 N N N TCF Financial Corp 549300UK6KFVK4A0D603 872307103 15823.00000000 NS USD 434974.27000000 0.128638825947 Long EC CORP US N 1 N N N Exponent Inc 529900NY3F5Q2NWPUZ42 30214U102 17257.00000000 NS USD 1450623.42000000 0.429005820599 Long EC CORP US N 1 N N N Globus Medical Inc 5299003M2P4CIK0RF205 379577208 19514.00000000 NS USD 940184.52000000 0.278049165590 Long EC CORP US N 1 N N N HealthEquity Inc 529900LRJU1RAFQHM467 42226A107 15867.00000000 NS USD 818102.52000000 0.241944765324 Long EC CORP US N 1 N N N ABIOMED Inc 5493001EZN4ZTB4Z5887 003654100 7706.00000000 NS USD 2311337.64000000 0.683552524561 Long EC CORP US N 1 N N N Horizon Therapeutics Plc 529900P0GSQ79OOZEV53 000000000 41876.00000000 NS USD 2562392.44000000 0.757799202923 Long EC CORP US N 1 N N N MSA Safety Inc 529900DVA3258XK11O39 553498106 8137.00000000 NS USD 964478.61000000 0.285233873814 Long EC CORP US N 1 N N N CoreSite Realty Corp 549300H0YYORITFM2B74 21870Q105 3844.00000000 NS USD 496068.20000000 0.146706679542 Long EC CORP US N 1 N N N Eaton Vance Corp 4JJ8ORNW1AFZPSV8GJ79 278265103 12057.00000000 NS USD 435739.98000000 0.128865276204 Long EC CORP US N 1 N N N IAA Inc 549300PZCOPC5178W747 449253103 36206.00000000 NS USD 1569530.10000000 0.464171155119 Long EC CORP US N 1 N N N Ares Management Corp 529900JUV61FH7B8VW38 03990B101 23452.00000000 NS USD 936672.88000000 0.277010636928 Long EC CORP US N 1 N N N Arrowhead Pharmaceuticals Inc 549300O3CSB8T7OZ3D66 04280A100 32333.00000000 NS USD 1392582.31000000 0.411840804730 Long EC CORP US N 1 N N N National Instruments Corp 549300TP4OOPCYWDUP86 636518102 12024.00000000 NS USD 426852.00000000 0.126236754494 Long EC CORP US N 1 N N N Zillow Group Inc 2549002XEELQDIR6FU05 98954M200 40399.00000000 NS USD 2762887.61000000 0.817093430320 Long EC CORP US N 1 N N N RealPage Inc 5493001RSFZX4122A604 75606N109 28641.00000000 NS USD 1804669.41000000 0.533711003471 Long EC CORP US N 1 N N N Blueprint Medicines Corp 5299004CC60O9T5HVM83 09627Y109 11935.00000000 NS USD 873403.30000000 0.258299358926 Long EC CORP US N 1 N N N Nuance Communications Inc AEMSOT3SS15TNMJCE605 67020Y100 73579.00000000 NS USD 2012385.65000000 0.595140782395 Long EC CORP US N 1 N N N Pegasystems Inc 549300FMCOKPL06FYN26 705573103 18404.00000000 NS USD 2151243.56000000 0.636206472363 Long EC CORP US N 1 N N N Planet Fitness Inc 549300LLE5HUPF6H8G33 72703H101 15369.00000000 NS USD 802261.80000000 0.237260047713 Long EC CORP US N 1 N N N Nexstar Media Group Inc 52990083ZRR5UT591988 65336K103 22251.00000000 NS USD 1950300.15000000 0.576779682948 Long EC CORP US N 1 N N N Two Harbors Investment Corp 549300ZUIBT6KH4HU823 90187B408 184718.00000000 NS USD 1003018.74000000 0.296631690690 Long EC CORP US N 1 N N N Parsons Corp 549300ZXH0VRBSEPX752 70202L102 38534.00000000 NS USD 1342139.22000000 0.396922819179 Long EC CORP US N 1 N N N American States Water Co 529900L26LIS2V8PWM23 029899101 5921.00000000 NS USD 455206.48000000 0.134622278119 Long EC CORP US N 1 N N N Hubbell Inc 54930088VDQ6840Y6597 443510607 3712.00000000 NS USD 501008.64000000 0.148167759989 Long EC CORP US N 1 N N N Jazz Pharmaceuticals PLC 635400GAUMJCLEZRRV50 000000000 4219.00000000 NS USD 456706.75000000 0.135065966366 Long EC CORP IE N 1 N N N Toro Co/The YJKE4YIT6BWQHVEW0D14 891092108 21049.00000000 NS USD 1501846.15000000 0.444154376050 Long EC CORP US N 1 N N N Lennox International Inc S7DWAC87RDMPBF77GJ92 526107107 3994.00000000 NS USD 1070951.16000000 0.316721952012 Long EC CORP US N 1 N N N Viavi Solutions Inc 5493006K3E3N1QOBF092 925550105 36538.00000000 NS USD 505320.54000000 0.149442956689 Long EC CORP US N 1 N N N FTI Consulting Inc 549300K17GM8EQD0FQ48 302941109 16253.00000000 NS USD 1941258.32000000 0.574105661803 Long EC CORP US N 1 N N N Columbia Sportswear Co 549300OTMCIEUXAH5Z60 198516106 11556.00000000 NS USD 876407.04000000 0.259187681785 Long EC CORP US N 1 N N N Builders FirstSource Inc 549300W0SKP6L3H7DP63 12008R107 89948.00000000 NS USD 2130868.12000000 0.630180661504 Long EC CORP US N 1 N N N Silicon Laboratories Inc 4PRDF8Q9TDHRVZKZSZ47 826919102 4641.00000000 NS USD 466466.91000000 0.137952425659 Long EC CORP US N 1 N N N Acceleron Pharma Inc 529900TQRID2UY164805 00434H108 19543.00000000 NS USD 1938079.31000000 0.573165504781 Long EC CORP US N 1 N N N Wayfair Inc 54930027N9ZAVYFDHK53 94419L101 11776.00000000 NS USD 3133475.84000000 0.926690797578 Long EC CORP US N 1 N N Neurocrine Biosciences Inc 549300FECER0XBN49756 64125C109 19080.00000000 NS USD 2296468.80000000 0.679155229703 Long EC CORP US N 1 N N N Scotts Miracle-Gro Co/The 2TH9E0JTOUXOEGI2R879 810186106 17307.00000000 NS USD 2744370.99000000 0.811617344901 Long EC CORP US N 1 N N N Cable One Inc 549300648QS85T0XSH18 12685J105 787.00000000 NS USD 1434354.72000000 0.424194532640 Long EC CORP US N 1 N N N Caesars Entertainment Inc 5299000BKFWWVND5L441 12769G100 34859.00000000 NS USD 1082371.95000000 0.320099524246 Long EC CORP US N 1 N N N Agree Realty Corp N/A 008492100 7086.00000000 NS USD 474549.42000000 0.140342738532 Long EC CORP US N 1 N N N Zscaler Inc 529900MZ0RTK1BWRNF46 98980G102 21255.00000000 NS USD 2759961.75000000 0.816228139609 Long EC CORP US N 1 N N N NeoGenomics Inc N/A 64049M209 45075.00000000 NS USD 1723217.25000000 0.509622428684 Long EC CORP US N 1 N N N Bruker Corp LEBZ6VLQ6I8XB1NHVY15 116794108 11444.00000000 NS USD 510631.28000000 0.151013549264 Long EC CORP US N 1 N N N Nutanix Inc 549300X7J6E8TKVIXW09 67059N108 39276.00000000 NS USD 871534.44000000 0.257746664266 Long EC CORP US N 1 N N N Tandem Diabetes Care Inc 549300JEPFOD0K4D3I05 875372203 23527.00000000 NS USD 2457630.42000000 0.726816995041 Long EC CORP US N 1 N N N Eagle Materials Inc 529900KRXRGXL61SG039 26969P108 13257.00000000 NS USD 1063609.11000000 0.314550621988 Long EC CORP US N 1 N N N RenaissanceRe Holdings Ltd EK6GB9U3U58PDI411C94 000000000 8166.00000000 NS USD 1472983.08000000 0.435618442561 Long EC CORP BM N 1 N N N Guardant Health Inc N/A 40131M109 11475.00000000 NS USD 977440.50000000 0.289067209316 Long EC CORP US N 1 N N N Mercury Systems Inc 549300P3B84SGK7HH679 589378108 11837.00000000 NS USD 916538.91000000 0.271056238148 Long EC CORP US N 1 N N N SEI Investments Co 5LJTIFADGZ6XH1RVOC11 784117103 16931.00000000 NS USD 885999.23000000 0.262024465809 Long EC CORP US N 1 N N N Everbridge Inc 549300WCY0UMR64ATW81 29978A104 16821.00000000 NS USD 2402038.80000000 0.710376388728 Long EC CORP US N 1 N N N Q2 Holdings Inc 549300M9RKR9DZXWS696 74736L109 21703.00000000 NS USD 2041167.15000000 0.603652592459 Long EC CORP US N 1 N N N STAG Industrial Inc 549300QWYX2W6FASVQ07 85254J102 15874.00000000 NS USD 517492.40000000 0.153042649563 Long EC CORP US N 1 N N N frontdoor Inc 5493008RB0JZJI3QGZ06 35905A109 31503.00000000 NS USD 1322968.49000000 0.391253287968 Long EC CORP US N 1 N N N American Homes 4 Rent 549300ZJUO7A58PNUW40 02665T306 34607.00000000 NS USD 1003603.00000000 0.296804479118 Long EC CORP US N 1 N N N Bio-Rad Laboratories Inc 549300ZC1GPV35XYDK53 090572207 3090.00000000 NS USD 1621910.10000000 0.479661960364 Long EC CORP US N 1 N N N UniFirst Corp/MA 5493003XBTNWBC8UK019 904708104 7803.00000000 NS USD 1455103.44000000 0.430330736928 Long EC CORP US N 1 N N N Iron Mountain Inc SQL3F6CKNNBM3SQGHX24 46284V101 17834.00000000 NS USD 502740.46000000 0.148679926586 Long EC CORP US N 1 N N N Crowdstrike Holdings Inc 549300YBY08K9KM4HX32 22788C105 23208.00000000 NS USD 2627145.60000000 0.776949233289 Long EC CORP US N 1 N N N MongoDB Inc 549300TPTG69WKWE1Z37 60937P106 10283.00000000 NS USD 2355629.64000000 0.696651393326 Long EC CORP US N 1 N N N Americold Realty Trust 549300R7N1V5YV8MWH02 03064D108 12822.00000000 NS USD 517367.70000000 0.153005770918 Long EC CORP US N 1 N N N Navistar International Corp WNDD3CRVXJGC8I7GX671 63934E108 49521.00000000 NS USD 1586157.63000000 0.469088563079 Long EC CORP US N 1 N N N Catalent Inc N/A 148806102 25401.00000000 NS USD 2218523.34000000 0.656103722628 Long EC CORP US N 1 N N N Sealed Air Corp Q0M0CZB4YN6JZ65WXI09 81211K100 28342.00000000 NS USD 1011242.56000000 0.299063794432 Long EC CORP US N 1 N N N Avalara Inc N/A 05338G106 17487.00000000 NS USD 2351127.15000000 0.695319831744 Long EC CORP US N 1 N N N Deckers Outdoor Corp 5493008LG4W3I6K8J118 243537107 11852.00000000 NS USD 2480031.00000000 0.733441718641 Long EC CORP US N 1 N N N Cimpress PLC 549300X1IFD75XISOR81 000000000 18295.00000000 NS USD 1829500.00000000 0.541054375632 Long EC CORP IE N 1 N N Mirati Therapeutics Inc 529900GYRW59IDQV6N54 60468T105 4078.00000000 NS USD 494702.18000000 0.146302694246 Long EC CORP US N 1 N N N Blackline Inc 529900P9N7PK9LV5EK56 09239B109 28074.00000000 NS USD 2496059.34000000 0.738181922790 Long EC CORP US N 1 N N N Simpson Manufacturing Co Inc 529900EJUNNL15LZ8056 829073105 22070.00000000 NS USD 2131079.20000000 0.630243086077 Long EC CORP US N 1 N N N Dunkin' Brands Group Inc 549300311IRV47UCTO62 265504100 7136.00000000 NS USD 490457.28000000 0.145047312055 Long EC CORP US N 1 N N N Morningstar Inc 529900YGNQPOVAXQ7F29 617700109 9906.00000000 NS USD 1664604.24000000 0.492288279720 Long EC CORP US N 1 N N N Tenet Healthcare Corp 0W9AIBT6U6ADJ2I8HK17 88033G407 25705.00000000 NS USD 679640.20000000 0.200996066720 Long EC CORP US N 1 N N N Guidewire Software Inc 549300WXSG0J8IXZCK32 40171V100 8401.00000000 NS USD 988461.66000000 0.292326595401 Long EC CORP US N 1 N N N BWX Technologies Inc 549300NP85N265KWMS58 05605H100 24656.00000000 NS USD 1344245.12000000 0.397545615795 Long EC CORP US N 1 N N N Neogen Corp 549300HJT9FC36N4UW43 640491106 11998.00000000 NS USD 921086.46000000 0.272401125727 Long EC CORP US N 1 N N N HubSpot Inc 529900BLNVEW0MVKJB37 443573100 10376.00000000 NS USD 2434313.36000000 0.719921232625 Long EC CORP US N 1 N N N SolarWinds Corp N/A 83417Q105 52687.00000000 NS USD 967333.32000000 0.286078122700 Long EC CORP US N 1 N N N Gentex Corp 549300S3UD8XV1MN0287 371901109 36128.00000000 NS USD 975094.72000000 0.288373470845 Long EC CORP US N 1 N N N Itron Inc 24F6LSZD18II6ICG6S41 465741106 21080.00000000 NS USD 1466324.80000000 0.433649329947 Long EC CORP US N 1 N N N Five9 Inc 254900MXP6EWY0SFFR59 338307101 21030.00000000 NS USD 2540844.60000000 0.751426667740 Long EC CORP US N 1 N N N Alteryx Inc 549300XWZG0JHL7I0827 02156B103 14165.00000000 NS USD 2485815.85000000 0.735152524000 Long EC CORP US N 1 N N N Spirit Realty Capital Inc 549300LTU6LVPZSHMJ25 84860W300 13352.00000000 NS USD 460109.92000000 0.136072416227 Long EC CORP US N 1 N N N Entegris Inc IYX6OWO7BT5DKO3BYG52 29362U104 31532.00000000 NS USD 2267466.12000000 0.670578008102 Long EC CORP US N 1 N N N Tetra Tech Inc 549300UJ1LP7JGJC5P32 88162G103 17651.00000000 NS USD 1564761.15000000 0.462760790941 Long EC CORP US N 1 N N N Woodward Inc YPYKXXTR8TFDH54ZMB45 980745103 6002.00000000 NS USD 449789.88000000 0.133020378622 Long EC CORP US N 1 N N N Envestnet Inc 549300HLWZ5OKIDM8737 29404K106 18990.00000000 NS USD 1541988.00000000 0.456025883887 Long EC CORP US N 1 N N N Chemed Corp 54930020031IDJT2IM79 16359R103 3093.00000000 NS USD 1522343.67000000 0.450216290718 Long EC CORP US N 1 N N N Ionis Pharmaceuticals Inc 549300SI4ZGLG0BLUZ92 462222100 23684.00000000 NS USD 1363251.04000000 0.403166406273 Long EC CORP US N 1 N N N Elastic NV N/A 000000000 25239.00000000 NS USD 2427739.41000000 0.717977059675 Long EC CORP US N 1 N N N Albemarle Corp HDBLS2Q6GV1LSKQPBS54 012653101 24117.00000000 NS USD 1988687.82000000 0.588132411466 Long EC CORP US N 1 N N N Valvoline Inc 549300CMHPBEY6VPOT75 92047W101 96327.00000000 NS USD 1976630.04000000 0.584566456490 Long EC CORP US N 1 N N N Physicians Realty Trust 549300ITOVH0OY7PZC34 71943U104 26569.00000000 NS USD 479304.76000000 0.141749077703 Long EC CORP US N 1 N N N Moderna Inc 549300EI6OKH5K5Q2G38 60770K107 29000.00000000 NS USD 2148900.00000000 0.635513390432 Long EC CORP US N 1 N N N PTC Therapeutics Inc 549300UJLWOIWFDGB318 69366J200 27525.00000000 NS USD 1275233.25000000 0.377136119084 Long EC CORP US N 1 N N N Genpact Ltd 529900OSEC6Q0L4L5B35 000000000 38240.00000000 NS USD 1522716.80000000 0.450326639786 Long EC CORP US N 1 N N N PRA Health Sciences Inc 549300R1HR1VWWHIAK47 69354M108 14355.00000000 NS USD 1529668.80000000 0.452382616839 Long EC CORP US N 1 N N N Carlisle Cos Inc XR64VGX1ZPX6G7ZN7Z11 142339100 3887.00000000 NS USD 462863.96000000 0.136886893074 Long EC CORP US N 1 N N N Lamar Advertising Co 529900Y8WW4MKVPTB543 512816109 6974.00000000 NS USD 458401.02000000 0.135567027966 Long EC CORP US N 1 N N N Bio-Techne Corp 54930073RLKQ51TILZ35 09073M104 5288.00000000 NS USD 1455046.08000000 0.430313773342 Long EC CORP US N 1 N N N CRISPR Therapeutics AG 506700O6IRRIQLT3W370 000000000 31670.00000000 NS USD 2706518.20000000 0.800422801223 Long EC CORP CH N 1 N N N Flowserve Corp 6Y0GK87T6V7NJKZJVM41 34354P105 16323.00000000 NS USD 454922.01000000 0.134538149265 Long EC CORP US N 1 N N N SiteOne Landscape Supply Inc 5299008LX7SBD4HIAU03 82982L103 20423.00000000 NS USD 2614756.69000000 0.773285350280 Long EC CORP US N 1 N N N Proofpoint Inc 529900C5FODDK0WSR085 743424103 8377.00000000 NS USD 968967.59000000 0.286561439964 Long EC CORP US N 1 N N N Tempur Sealy International Inc 549300HFEKVR3US71V91 88023U101 32347.00000000 NS USD 2618489.65000000 0.774389331883 Long EC CORP US N 1 N N N Cirrus Logic Inc 549300NKSJEM5ZZSSV18 172755100 15068.00000000 NS USD 1032610.04000000 0.305382990141 Long EC CORP US N 1 N N N Cognex Corp 549300JQTYZCLC43S226 192422103 15588.00000000 NS USD 1042369.56000000 0.308269260160 Long EC CORP US N 1 N N N Etsy Inc 54930089Q7XT501AEA40 29786A106 21909.00000000 NS USD 2593587.42000000 0.767024772985 Long EC CORP US N 1 N N N Zoom Video Communications Inc 549300T9GCHU0ODOM055 98980L101 9182.00000000 NS USD 2331401.62000000 0.689486224573 Long EC CORP US N 1 N N N Adaptive Biotechnologies Corp 549300ZTF7OT1FW66Q96 00650F109 38488.00000000 NS USD 1436372.16000000 0.424791168190 Long EC CORP US N 1 N N N Quidel Corp 549300X2FQ6S98OQLQ46 74838J101 10403.00000000 NS USD 2938535.41000000 0.869039323056 Long EC CORP US N 1 N N N EastGroup Properties Inc 31TIGQQZC4P6JMHKSW85 277276101 3926.00000000 NS USD 520823.16000000 0.154027684967 Long EC CORP US N 1 N N N Western Alliance Bancorp 5493003VJXZ5JXT9S762 957638109 24582.00000000 NS USD 883722.90000000 0.261351266406 Long EC CORP US N 1 N N N New Relic Inc 549300AB8FY2HQILL804 64829B100 20271.00000000 NS USD 1437416.61000000 0.425100052717 Long EC CORP US N 1 N N N Mattel Inc 549300VELLG24KHTJ564 577081102 48139.00000000 NS USD 534824.29000000 0.158168364197 Long EC CORP US N 1 N N N Manhattan Associates Inc 529900Q1GJP7KD52SW51 562750109 19767.00000000 NS USD 1893480.93000000 0.559976027522 Long EC CORP US N 1 N N N Momenta Pharmaceuticals Inc 529900BB2VMRCT4YQ588 60877T100 27982.00000000 NS USD 825189.18000000 0.244040566582 Long EC CORP US N 1 N N N ITT Inc 549300KDSERHTJOXUS80 45073V108 15849.00000000 NS USD 914962.77000000 0.270590112188 Long EC CORP US N 1 N N N Cabot Microelectronics Corp 31F6V1MN00ZW3XWB4J69 12709P103 13343.00000000 NS USD 2011056.96000000 0.594747837034 Long EC CORP US N 1 N N N Boston Beer Co Inc/The 529900Q02MQ0DCQNRM58 100557107 4338.00000000 NS USD 3515688.72000000 1.039726026410 Long EC CORP US N 1 N N N Cloudera Inc 549300PGONC4JOI0RG62 18914U100 182976.00000000 NS USD 2062139.52000000 0.609854938759 Long EC CORP US N 1 N N N LPL Financial Holdings Inc 549300XROQ4Y8G2L7682 50212V100 23750.00000000 NS USD 1876725.00000000 0.555020646684 Long EC CORP US N 1 N N N Wendy's Co/The 529900M0JIUCMWVKHG76 95058W100 85491.00000000 NS USD 1981681.38000000 0.586060334385 Long EC CORP US N 1 N N N XPO Logistics Inc 54930096DB9LCLPN7H13 983793100 24105.00000000 NS USD 1808357.10000000 0.534801596972 Long EC CORP US N 1 N N N Repligen Corp 54930006QJ0T5AUO1E71 759916109 15062.00000000 NS USD 2273006.42000000 0.672216490506 Long EC CORP US N 1 N N N FLIR Systems Inc VOBD35NEPH6WISIRTJ85 302445101 22948.00000000 NS USD 956013.68000000 0.282730464459 Long EC CORP US N 1 N N N Starwood Property Trust Inc BUGSFQZERKRBFWIG5267 85571B105 31117.00000000 NS USD 465199.15000000 0.137577499670 Long EC CORP US N 1 N N N Axon Enterprise Inc 549300QP2IEEGFE16681 05464C101 23720.00000000 NS USD 1971843.60000000 0.583150919837 Long EC CORP US N 1 N N N Erie Indemnity Co 549300WA5KP94KRUFZ80 29530P102 4853.00000000 NS USD 1019712.36000000 0.301568644036 Long EC CORP US N 1 N N N NuVasive Inc 549300C5ZB4NZ6TWM881 670704105 8361.00000000 NS USD 477747.54000000 0.141288547124 Long EC CORP US N 1 N N N Anaplan Inc N/A 03272L108 30819.00000000 NS USD 1399490.79000000 0.413883911225 Long EC CORP US N 1 N N N GOLDMAN SACHS TR FINL SQ TSY IN N/A 38141W323 3206045.20000000 NS USD 3206045.20000000 0.948152382582 Long STIV RF US N 1 N N Pure Storage Inc 549300NPDB0BZTK3WO90 74624M102 107442.00000000 NS USD 1918914.12000000 0.567497611964 Long EC CORP US N 1 N N N YETI Holdings Inc 549300DSQICIGNT5GO63 98585X104 54470.00000000 NS USD 2663038.30000000 0.787564102045 Long EC CORP US N 1 N N N Cargurus Inc 54930027BKQN6B7X7G78 141788109 36725.00000000 NS USD 1060985.25000000 0.313774644435 Long EC CORP US N 1 N N N Bright Horizons Family Solutio N/A 109194100 3971.00000000 NS USD 425850.04000000 0.125940435914 Long EC CORP US N 1 N N N TopBuild Corp 5493007YSKHOL4RWII46 89055F103 20457.00000000 NS USD 2698687.44000000 0.798106940626 Long EC CORP US N 1 N N N Beyond Meat Inc 549300XQ946NCE51DR09 08862E109 13895.00000000 NS USD 1749380.50000000 0.517359920290 Long EC CORP US N 1 N N N Black Knight Inc 549300TUSNXS3BFFML48 09215C105 19247.00000000 NS USD 1441985.24000000 0.426451174473 Long EC CORP US N 1 N N N Pinterest Inc N/A 72352L106 83985.00000000 NS USD 2879845.65000000 0.851682476129 Long EC CORP US N 1 N N N RBC Bearings Inc N/A 75524B104 3471.00000000 NS USD 424919.82000000 0.125665333645 Long EC CORP US N 1 N N N RH 5493008MTS3OGGMHGK69 74967X103 9352.00000000 NS USD 2688045.36000000 0.794959663255 Long EC CORP US N 1 N N N OneMain Holdings Inc 549300E3VEW8SMS5XW09 68268W103 37936.00000000 NS USD 1088763.20000000 0.321989665694 Long EC CORP US N 1 N N N Omnicell Inc 5493008RH0GTKHHPZI77 68213N109 6592.00000000 NS USD 463351.68000000 0.137031130866 Long EC CORP US N 1 N N N AptarGroup Inc VNPEQDQFAA7IY1T2PX43 038336103 4156.00000000 NS USD 478771.20000000 0.141591283239 Long EC CORP US N 1 N N N Inphi Corp 549300DCMERAAZFGT726 45772F107 19808.00000000 NS USD 2588113.28000000 0.765405856669 Long EC CORP US N 1 N N N Monolithic Power Systems Inc 529900TB7O85LSZ1XU31 609839105 7859.00000000 NS USD 2082713.59000000 0.615939492243 Long EC CORP US N 1 N N N Penumbra Inc 549300RGE06P3ECANU72 70975L107 7808.00000000 NS USD 1732673.28000000 0.512418944894 Long EC CORP US N 1 N N N Helen of Troy Ltd N/A 000000000 9876.00000000 NS USD 1859157.00000000 0.549825105131 Long EC CORP US N 1 N N N Floor & Decor Holdings Inc 549300M5FR3N688XGQ36 339750101 40372.00000000 NS USD 2660514.80000000 0.786817804850 Long EC CORP US N 1 N N N Pool Corp 5493005VZK1KMN6CO617 73278L105 8562.00000000 NS USD 2711585.40000000 0.801921369538 Long EC CORP US N 1 N N N QTS Realty Trust Inc 5493006PA4CJK4OG2J54 74736A103 14526.00000000 NS USD 1045145.70000000 0.309090272838 Long EC CORP US N 1 N N N Advanced Drainage Systems Inc 6QQTOZ5MF5DHM7K92I60 00790R104 47114.00000000 NS USD 2308586.00000000 0.682738757487 Long EC CORP US N 1 N N N Rapid7 Inc 549300GNVG5D60KEYN14 753422104 18246.00000000 NS USD 1086914.22000000 0.321442850324 Long EC CORP US N 1 N N N WEX Inc T9M5IGROL1TL1G5OV478 96208T104 8462.00000000 NS USD 1340126.94000000 0.396327709641 Long EC CORP US N 1 N N N Nevro Corp 254900SH91I4BOYKUE38 64157F103 7792.00000000 NS USD 1036024.32000000 0.306392725661 Long EC CORP US N 1 N N N Cannae Holdings Inc 549300OGRF1ICI7D2V77 13765N107 33976.00000000 NS USD 1280215.68000000 0.378609617609 Long EC CORP US N 1 N N N Balchem Corp 549300VR70OPMHUI3557 057665200 4906.00000000 NS USD 491875.56000000 0.145466752667 Long EC CORP US N 1 N N N Donaldson Co Inc OZE6KXY9QQPR8EJ8WL20 257651109 10007.00000000 NS USD 483738.38000000 0.143060271746 Long EC CORP US N 1 N N N Lumentum Holdings Inc 549300JLWRRC38DWEF52 55024U109 11435.00000000 NS USD 1061511.05000000 0.313930143965 Long EC CORP US N 1 N N N John Bean Technologies Corp 5493007CT6ATBZ2L6826 477839104 5412.00000000 NS USD 507429.12000000 0.150066545886 Long EC CORP US N 1 N N N W R Grace & Co 5493003X5Z6TVAXIPW56 38388F108 9159.00000000 NS USD 422504.67000000 0.124951079764 Long EC CORP US N 1 N N N Strategic Education Inc 0PYXF82EO1UCNGL5I740 86272C103 9089.00000000 NS USD 1147122.69000000 0.339248838924 Long EC CORP US N 1 N N N ACADIA Pharmaceuticals Inc 529900O3044NO0PEA039 004225108 38414.00000000 NS USD 1596869.98000000 0.472256622025 Long EC CORP US N 1 N N N Mimecast Ltd 254900ELSYFSTT9X2740 000000000 33521.00000000 NS USD 1573140.53000000 0.465238899831 Long EC CORP US N 1 N N N Medpace Holdings Inc 549300H8TYEUVTW14A54 58506Q109 25023.00000000 NS USD 2986495.05000000 0.883222855756 Long EC CORP US N 1 N N N Six Flags Entertainment Corp 549300JYTDUAA4JQ3717 83001A102 24234.00000000 NS USD 421429.26000000 0.124633039159 Long EC CORP US N 1 N N N Charles River Laboratories Int 549300BSQ0R4UZ5KX287 159864107 13348.00000000 NS USD 2656118.52000000 0.785517653700 Long EC CORP US N 1 N N N BJ's Wholesale Club Holdings I 549300UCIWH1C93V0J03 05550J101 62449.00000000 NS USD 2501082.45000000 0.739667451975 Long EC CORP US N 1 N N N Agios Pharmaceuticals Inc 529900ONJHY8EOGYT555 00847X104 34817.00000000 NS USD 1577906.44000000 0.466648364963 Long EC CORP US N 1 N N N RPM International Inc 549300TJCKW4BRXPJ474 749685103 24806.00000000 NS USD 2023921.54000000 0.598552394180 Long EC CORP US N 1 N N N MyoKardia Inc 549300OLNNNZ1NI9UY54 62857M105 14452.00000000 NS USD 1302558.76000000 0.385217336221 Long EC CORP US N 1 N N N Nordson Corp 14OS6Q5N55N95WM84M53 655663102 7363.00000000 NS USD 1425697.69000000 0.421634311835 Long EC CORP US N 1 N N N Teladoc Health Inc 549300I2PVFBC9MFAC61 87918A105 12193.00000000 NS USD 2897422.59000000 0.856880661588 Long EC CORP US N 1 N N N Churchill Downs Inc 529900FODTBQC8MIS994 171484108 13984.00000000 NS USD 1937063.68000000 0.572865143450 Long EC CORP US N 1 N N N Trex Co Inc N/A 89531P105 17896.00000000 NS USD 2493449.68000000 0.737410144729 Long EC CORP US N 1 N N N Axalta Coating Systems Ltd 529900AGLPA40GV6H619 000000000 20642.00000000 NS USD 458252.40000000 0.135523075246 Long EC CORP US N 1 N N N Select Medical Holdings Corp N/A 81619Q105 31601.00000000 NS USD 601683.04000000 0.177941099500 Long EC CORP US N 1 N N N Credit Acceptance Corp N/A 225310101 4446.00000000 NS USD 2080461.24000000 0.615273384660 Long EC CORP US N 1 N N Masimo Corp 549300Q4A8JK0PIYCU29 574795100 8168.00000000 NS USD 1797940.16000000 0.531720902264 Long EC CORP US N 1 N N N Iridium Communications Inc 549300U620NVQ4J1CT96 46269C102 18300.00000000 NS USD 501237.00000000 0.148235294932 Long EC CORP US N 1 N N N 2020-09-24 First Trust Exchange-Traded AlphaDEX Fund Donald P. Swade Donald P. Swade Treasurer, Chief Financial Officer and Chief Accounting Officer