0001752724-20-194642.txt : 20200925
0001752724-20-194642.hdr.sgml : 20200925
20200925151230
ACCESSION NUMBER: 0001752724-20-194642
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200731
FILED AS OF DATE: 20200925
PERIOD START: 20200731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
CENTRAL INDEX KEY: 0001383496
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22019
FILM NUMBER: 201199488
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
0001383496
S000017703
First Trust Technology AlphaDEX Fund
C000048903
First Trust Technology AlphaDEX Fund
FXL
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001383496
XXXXXXXX
S000017703
C000048903
First Trust Exchange-Traded AlphaDEX Fund
811-22019
0001383496
549300PGRVU1P76W4537
120 East Liberty Drive
Suite 400
Wheaton
60187
630-765-8000
First Trust Technology AlphaDEX Fund
S000017703
549300TO803NY738YI90
2020-07-31
2020-07-31
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0.00000000
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0.00000000
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0.00000000
0.00000000
0.00000000
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CACI International Inc
SYRPI2D1O9WRTS2WX210
CACI International Inc
127190304
31511.00000000
NS
USD
6548616.02000000
0.296984387525
Long
EC
CORP
US
N
1
N
N
N
MKS Instruments Inc
549300KEQATBHAGVF505
MKS Instruments Inc
55306N104
120702.00000000
NS
USD
15382262.88000000
0.697596546541
Long
EC
CORP
US
N
1
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
100746.00000000
NS
USD
20653937.46000000
0.936670732842
Long
EC
CORP
US
N
1
N
N
N
Everbridge Inc
549300WCY0UMR64ATW81
Everbridge Inc
29978A104
197576.00000000
NS
USD
28213852.80000000
1.279518262784
Long
EC
CORP
US
N
1
N
N
N
Cognizant Technology Solutions
5493006IEVQEFQO40L83
Cognizant Technology Solutions Corp
192446102
240556.00000000
NS
USD
16434785.92000000
0.745329213938
Long
EC
CORP
US
N
1
N
N
N
Anaplan Inc
N/A
Anaplan Inc
03272L108
150832.00000000
NS
USD
6849281.12000000
0.310619763352
Long
EC
CORP
US
N
1
N
N
N
Entegris Inc
IYX6OWO7BT5DKO3BYG52
Entegris Inc
29362U104
347208.00000000
NS
USD
24967727.28000000
1.132304164959
Long
EC
CORP
US
N
1
N
N
N
Elastic NV
N/A
Elastic NV
000000000
296464.00000000
NS
USD
28516872.16000000
1.293260405973
Long
EC
CORP
US
N
1
N
N
N
Maxim Integrated Products Inc
SO0H5YEO14Y4PVKQH532
Maxim Integrated Products Inc
57772K101
112756.00000000
NS
USD
7677556.04000000
0.348182619239
Long
EC
CORP
US
N
1
N
N
N
Zebra Technologies Corp
PO0I32GKZ3HZMMDPZZ08
Zebra Technologies Corp
989207105
80106.00000000
NS
USD
22489759.50000000
1.019926566210
Long
EC
CORP
US
N
1
N
N
N
ServiceNow Inc
549300HJTQM36M0E1G39
ServiceNow Inc
81762P102
67488.00000000
NS
USD
29640729.60000000
1.344228139074
Long
EC
CORP
US
N
1
N
N
N
Science Applications Internati
549300LZPNZIXQGZPZ48
Science Applications International Corp
808625107
87980.00000000
NS
USD
7036640.40000000
0.319116639768
Long
EC
CORP
US
N
1
N
N
N
GoDaddy Inc
N/A
GoDaddy Inc
380237107
186396.00000000
NS
USD
13099910.88000000
0.594090262348
Long
EC
CORP
US
N
1
N
N
N
Applied Materials Inc
41BNNE1AFPNAZELZ6K07
Applied Materials Inc
038222105
226109.00000000
NS
USD
14545591.97000000
0.659652926544
Long
EC
CORP
US
N
1
N
N
N
Hewlett Packard Enterprise Co
549300BX44RGX6ANDV88
Hewlett Packard Enterprise Co
42824C109
2107157.00000000
NS
USD
20797639.59000000
0.943187726499
Long
EC
CORP
US
N
1
N
N
N
Arista Networks Inc
635400H1WKBLOQERUU95
Arista Networks Inc
040413106
32539.00000000
NS
USD
8452656.03000000
0.383333954284
Long
EC
CORP
US
N
1
N
N
N
Leidos Holdings Inc
549300IUTGTP6EJP8124
Leidos Holdings Inc
525327102
145921.00000000
NS
USD
13885842.36000000
0.629732813157
Long
EC
CORP
US
N
1
N
N
N
Splunk Inc
549300XGDSGBP6UEI867
Splunk Inc
848637104
171972.00000000
NS
USD
36083165.04000000
1.636397161884
Long
EC
CORP
US
N
1
N
N
N
NCR Corp
549300YKTY8JX1DV2R67
NCR Corp
62886E108
1972924.00000000
NS
USD
36360989.32000000
1.648996690301
Long
EC
CORP
US
N
1
N
N
N
Switch Inc
549300EZ98N5Y55J4X37
Switch Inc
87105L104
1150541.00000000
NS
USD
20698232.59000000
0.938679548447
Long
EC
CORP
US
N
1
N
N
N
Alteryx Inc
549300XWZG0JHL7I0827
Alteryx Inc
02156B103
208004.00000000
NS
USD
36502621.96000000
1.655419831117
Long
EC
CORP
US
N
1
N
N
N
Match Group Inc
15OMOPB0A8K0EFUVD031
Match Group Inc
57667L107
263698.00000000
NS
USD
27081784.60000000
1.228178165886
Long
EC
CORP
US
N
1
N
N
N
Broadcom Inc
549300WV6GIDOZJTV909
Broadcom Inc
11135F101
21653.00000000
NS
USD
6858587.75000000
0.311041825632
Long
EC
CORP
US
N
1
N
N
N
Coupa Software Inc
549300Q95ICR2GFL2K37
Coupa Software Inc
22266L106
123344.00000000
NS
USD
37798768.80000000
1.714201010872
Long
EC
CORP
US
N
1
N
N
N
Teradyne Inc
C3X4YJ278QNZHRJULN75
Teradyne Inc
880770102
404343.00000000
NS
USD
35970353.28000000
1.631281068446
Long
EC
CORP
US
N
1
N
N
N
Apple Inc
HWUPKR0MPOU8FGXBT394
Apple Inc
037833100
56203.00000000
NS
USD
23888523.12000000
1.083361489820
Long
EC
CORP
US
N
1
N
N
N
EPAM Systems Inc
549300XCR4R530HJP604
EPAM Systems Inc
29414B104
108475.00000000
NS
USD
31466428.00000000
1.427024858178
Long
EC
CORP
US
N
1
N
N
N
IBM
VGRQXHF3J8VDLUA7XE92
International Business Machines Corp
459200101
113176.00000000
NS
USD
13913857.44000000
0.631003316932
Long
EC
CORP
US
N
1
N
N
N
Jabil Inc
5493000CGCQY2OQU7669
Jabil Inc
466313103
639110.00000000
NS
USD
22279374.60000000
1.010385461574
Long
EC
CORP
US
N
1
N
N
N
IAC/InterActiveCorp
549300TO56L57RP6P031
IAC/InterActiveCorp
44891N109
331080.00000000
NS
USD
43841613.60000000
1.988248314357
Long
EC
CORP
US
N
1
N
N
N
Tyler Technologies Inc
N/A
Tyler Technologies Inc
902252105
39404.00000000
NS
USD
14077079.00000000
0.638405530603
Long
EC
CORP
US
N
1
N
N
N
Inphi Corp
549300DCMERAAZFGT726
Inphi Corp
45772F107
290817.00000000
NS
USD
37998149.22000000
1.723243054525
Long
EC
CORP
US
N
1
N
N
N
Advanced Micro Devices Inc
R2I72C950HOYXII45366
Advanced Micro Devices Inc
007903107
389711.00000000
NS
USD
30175322.73000000
1.368472317203
Long
EC
CORP
US
N
1
N
N
N
MongoDB Inc
549300TPTG69WKWE1Z37
MongoDB Inc
60937P106
150973.00000000
NS
USD
34584894.84000000
1.568449544199
Long
EC
CORP
US
N
1
N
N
N
QUALCOMM Inc
H1J8DDZKZP6H7RWC0H53
QUALCOMM Inc
747525103
74928.00000000
NS
USD
7913146.08000000
0.358866794876
Long
EC
CORP
US
N
1
N
N
N
salesforce.com Inc
RCGZFPDMRW58VJ54VR07
salesforce.com Inc
79466L302
109446.00000000
NS
USD
21325553.10000000
0.967128979117
Long
EC
CORP
US
N
1
N
N
N
DocuSign Inc
549300Q7PVDWRZ39JG09
DocuSign Inc
256163106
198428.00000000
NS
USD
43025143.24000000
1.951220803650
Long
EC
CORP
US
N
1
N
N
N
Twitter Inc
549300I8RX485XMK6836
Twitter Inc
90184L102
458828.00000000
NS
USD
16701339.20000000
0.757417594500
Long
EC
CORP
US
N
1
N
N
N
Dell Technologies Inc
549300TJB5YBRUPOG437
Dell Technologies Inc
24703L202
497577.00000000
NS
USD
29770031.91000000
1.350092090666
Long
EC
CORP
US
N
1
N
N
N
Zscaler Inc
529900MZ0RTK1BWRNF46
Zscaler Inc
98980G102
312064.00000000
NS
USD
40521510.40000000
1.837679276203
Long
EC
CORP
US
N
1
N
N
N
Synopsys Inc
QG7T915N9S0NY5UKNE63
Synopsys Inc
871607107
105142.00000000
NS
USD
20946389.24000000
0.949933628773
Long
EC
CORP
US
N
1
N
N
N
Facebook Inc
BQ4BKCS1HXDV9HN80Z93
Facebook Inc
30303M102
90292.00000000
NS
USD
22904371.64000000
1.038729521229
Long
EC
CORP
US
N
1
N
N
N
Qorvo Inc
254900YAUJV2EUEVBR11
Qorvo Inc
74736K101
61833.00000000
NS
USD
7923898.95000000
0.359354445167
Long
EC
CORP
US
N
1
N
N
N
New Relic Inc
549300AB8FY2HQILL804
New Relic Inc
64829B100
198382.00000000
NS
USD
14067267.62000000
0.637960577552
Long
EC
CORP
US
N
1
N
N
N
Teradata Corp
549300JU9SOUHV4U4R71
Teradata Corp
88076W103
657134.00000000
NS
USD
13799814.00000000
0.625831365931
Long
EC
CORP
US
N
1
N
N
N
Alphabet Inc
5493006MHB84DD0ZWV18
Alphabet Inc
02079K305
14459.00000000
NS
USD
21514269.05000000
0.975687381481
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley Institutional Liquidity Funds - Treasury Portfolio
549300D1XR6GP7EZ0T47
Morgan Stanley Institutional Liquidity Funds - Treasury Portfolio
61747C582
2747310.57000000
NS
USD
2747310.57000000
0.124592485569
Long
STIV
RF
US
N
1
N
N
N
Fastly Inc
549300E2FZC83FJ3H565
Fastly Inc
31188V100
401399.00000000
NS
USD
38730989.51000000
1.756477882161
Long
EC
CORP
US
N
1
N
N
N
HubSpot Inc
529900BLNVEW0MVKJB37
HubSpot Inc
443573100
152311.00000000
NS
USD
35733683.71000000
1.620547935357
Long
EC
CORP
US
N
1
N
N
N
NetApp Inc
QTX3D84DZDD5JYOCYH15
NetApp Inc
64110D104
154029.00000000
NS
USD
6823484.70000000
0.309449877383
Long
EC
CORP
US
N
1
N
N
N
Skyworks Solutions Inc
549300WZ3ORQ2BVKBD96
Skyworks Solutions Inc
83088M102
53452.00000000
NS
USD
7781542.16000000
0.352898463635
Long
EC
CORP
US
N
1
N
N
N
SS&C Technologies Holdings Inc
529900POY8H7NPPNKK71
SS&C Technologies Holdings Inc
78467J100
242004.00000000
NS
USD
13915230.00000000
0.631065563503
Long
EC
CORP
US
N
1
N
N
N
PTC Inc
54930050SSMU8SKDJ030
PTC Inc
69370C100
87856.00000000
NS
USD
7516959.36000000
0.340899445740
Long
EC
CORP
US
N
1
N
N
N
Cirrus Logic Inc
549300NKSJEM5ZZSSV18
Cirrus Logic Inc
172755100
221242.00000000
NS
USD
15161714.26000000
0.687594509984
Long
EC
CORP
US
N
1
N
N
N
PagerDuty Inc
549300U1SB749EDAGH21
PagerDuty Inc
69553P100
477581.00000000
NS
USD
14556668.88000000
0.660155272280
Long
EC
CORP
US
N
1
N
N
N
Fortinet Inc
549300O0QJWDBAS0QX03
Fortinet Inc
34959E109
199146.00000000
NS
USD
27541891.80000000
1.249044354188
Long
EC
CORP
US
N
1
N
N
N
Marvell Technology Group Ltd
8DF36O58U3QIHUCGZB18
Marvell Technology Group Ltd
000000000
779717.00000000
NS
USD
28436278.99000000
1.289605448474
Long
EC
CORP
US
N
1
N
N
N
NVIDIA Corp
549300S4KLFTLO7GSQ80
NVIDIA Corp
67066G104
71956.00000000
NS
USD
30551798.04000000
1.385545739895
Long
EC
CORP
US
N
1
N
N
N
Monolithic Power Systems Inc
529900TB7O85LSZ1XU31
Monolithic Power Systems Inc
609839105
86510.00000000
NS
USD
22926015.10000000
1.039711067512
Long
EC
CORP
US
N
1
N
N
N
Globant SA
2221008DCMSPYS42DS88
Globant SA
000000000
228037.00000000
NS
USD
39436718.78000000
1.788483205785
Long
EC
CORP
AR
N
1
N
N
N
Five9 Inc
254900MXP6EWY0SFFR59
Five9 Inc
338307101
308766.00000000
NS
USD
37305108.12000000
1.691813148422
Long
EC
CORP
US
N
1
N
N
N
Akamai Technologies Inc
OC1LZNN2LF5WTJ5RIL89
Akamai Technologies Inc
00971T101
127634.00000000
NS
USD
14351166.96000000
0.650835614255
Long
EC
CORP
US
N
1
N
N
N
Workday Inc
549300J0DYC0N31V7G13
Workday Inc
98138H101
72952.00000000
NS
USD
13198475.84000000
0.598560253288
Long
EC
CORP
US
N
1
N
N
N
Pinterest Inc
N/A
Pinterest Inc
72352L106
616529.00000000
NS
USD
21140779.41000000
0.958749361044
Long
EC
CORP
US
N
1
N
N
N
Atlassian Corp PLC
549300AGBII4MWBVJY22
Atlassian Corp PLC
000000000
113731.00000000
NS
USD
20090581.15000000
0.911122124071
Long
EC
CORP
AU
N
1
N
N
N
Lam Research Corp
549300I4GMO6D34U1T02
Lam Research Corp
512807108
21128.00000000
NS
USD
7968636.48000000
0.361383323926
Long
EC
CORP
US
N
1
N
N
N
Xerox Holdings Corp
N/A
Xerox Holdings Corp
98421M106
2234863.00000000
NS
USD
37210468.95000000
1.687521194847
Long
EC
CORP
US
N
1
N
N
N
Manhattan Associates Inc
529900Q1GJP7KD52SW51
Manhattan Associates Inc
562750109
217651.00000000
NS
USD
20848789.29000000
0.945507401722
Long
EC
CORP
US
N
1
N
N
N
Ceridian HCM Holding Inc
549300T64GVCHFJ8L449
Ceridian HCM Holding Inc
15677J108
344859.00000000
NS
USD
26999011.11000000
1.224424329326
Long
EC
CORP
US
N
1
N
N
N
Okta Inc
549300N8J06I8MRHU620
Okta Inc
679295105
170659.00000000
NS
USD
37712225.82000000
1.710276225264
Long
EC
CORP
US
N
1
N
N
N
Veeva Systems Inc
549300YZEXPDB92M2F02
Veeva Systems Inc
922475108
116617.00000000
NS
USD
30853359.69000000
1.399221774901
Long
EC
CORP
US
N
1
N
N
N
KLA Corp
549300H0BF5JCG96TJ81
KLA Corp
482480100
140564.00000000
NS
USD
28088904.12000000
1.273851751404
Long
EC
CORP
US
N
1
N
N
N
Autodesk Inc
FRKKVKAIQEF3FCSTPG55
Autodesk Inc
052769106
114288.00000000
NS
USD
27021111.84000000
1.225426613128
Long
EC
CORP
US
N
1
N
N
N
Pegasystems Inc
549300FMCOKPL06FYN26
Pegasystems Inc
705573103
270207.00000000
NS
USD
31584496.23000000
1.432379336264
Long
EC
CORP
US
N
1
N
N
N
Pure Storage Inc
549300NPDB0BZTK3WO90
Pure Storage Inc
74624M102
1577428.00000000
NS
USD
28172864.08000000
1.277659395221
Long
EC
CORP
US
N
1
N
N
N
Smartsheet Inc
549300N9WF42OK9VL589
Smartsheet Inc
83200N103
268431.00000000
NS
USD
12814895.94000000
0.581164632393
Long
EC
CORP
US
N
1
N
N
N
RealPage Inc
5493001RSFZX4122A604
RealPage Inc
75606N109
210252.00000000
NS
USD
13247978.52000000
0.600805234984
Long
EC
CORP
US
N
1
N
N
N
Microchip Technology Inc
5493007PTFULNYZJ1R12
Microchip Technology Inc
595017104
64895.00000000
NS
USD
6601768.35000000
0.299394883441
Long
EC
CORP
US
N
1
N
N
N
Avalara Inc
N/A
Avalara Inc
05338G106
256750.00000000
NS
USD
34520037.50000000
1.565508217766
Long
EC
CORP
US
N
1
N
N
N
CDW Corp/DE
N/A
CDW Corp/DE
12514G108
117647.00000000
NS
USD
13676463.75000000
0.620237344487
Long
EC
CORP
US
N
1
N
N
N
Palo Alto Networks Inc
549300QXR2YVZV231H43
Palo Alto Networks Inc
697435105
89270.00000000
NS
USD
22845978.40000000
1.036081346322
Long
EC
CORP
US
N
1
N
N
N
Citrix Systems Inc
HCTKJGUQOPZ5NBK7NP58
Citrix Systems Inc
177376100
46204.00000000
NS
USD
6596083.04000000
0.299137050595
Long
EC
CORP
US
N
1
N
N
N
Black Knight Inc
549300TUSNXS3BFFML48
Black Knight Inc
09215C105
94187.00000000
NS
USD
7056490.04000000
0.320016835039
Long
EC
CORP
US
N
1
N
N
N
Dropbox Inc
549300JCDF7UAR6TJR51
Dropbox Inc
26210C104
313926.00000000
NS
USD
7141816.50000000
0.323886450602
Long
EC
CORP
US
N
1
N
N
N
Twilio Inc
5493004W8TRGD63APX93
Twilio Inc
90138F102
155733.00000000
NS
USD
43203448.86000000
1.959307090155
Long
EC
CORP
US
N
1
N
N
N
SYNNEX Corp
5493004HI6PFLF46NS53
SYNNEX Corp
87162W100
228244.00000000
NS
USD
28471156.56000000
1.291187171045
Long
EC
CORP
US
N
1
N
N
N
VMware Inc
549300BUDHS3LRWBE814
VMware Inc
928563402
44132.00000000
NS
USD
6187747.72000000
0.280618753821
Long
EC
CORP
US
N
1
N
N
Adobe Inc
FU4LY2G4933NH2E1CP29
Adobe Inc
00724F101
47097.00000000
NS
USD
20926139.04000000
0.949015267820
Long
EC
CORP
US
N
1
N
N
N
Grubhub Inc
529900CR2K1AJ5W4RR39
Grubhub Inc
400110102
388858.00000000
NS
USD
28091101.92000000
1.273951423195
Long
EC
CORP
US
N
1
N
N
N
Cadence Design Systems Inc
GCT7RXJOGLXPV0NXZY22
Cadence Design Systems Inc
127387108
213659.00000000
NS
USD
23342245.75000000
1.058587423108
Long
EC
CORP
US
N
1
N
N
N
Zendesk Inc
549300SLI6BN94BKKO36
Zendesk Inc
98936J101
231588.00000000
NS
USD
21109246.20000000
0.957319307574
Long
EC
CORP
US
N
1
N
N
N
Slack Technologies Inc
549300VIZRB02KN4IJ45
Slack Technologies Inc
83088V102
219820.00000000
NS
USD
6495681.00000000
0.294583746772
Long
EC
CORP
US
N
1
N
N
N
Intuit Inc
VI90HBPH7XSFMB9E4M29
Intuit Inc
461202103
23073.00000000
NS
USD
7068875.01000000
0.320578502225
Long
EC
CORP
US
N
1
N
N
N
Intel Corp
KNX4USFCNGPY45LOCE31
Intel Corp
458140100
571137.00000000
NS
USD
27260369.01000000
1.236277095715
Long
EC
CORP
US
N
1
N
N
N
Amdocs Ltd
N/A
Amdocs Ltd
000000000
336771.00000000
NS
USD
20913479.10000000
0.948441130550
Long
EC
CORP
US
N
1
N
N
N
Micron Technology Inc
B3DXGBC8GAIYWI2Z0172
Micron Technology Inc
595112103
530607.00000000
NS
USD
26559533.39000000
1.204493702594
Long
EC
CORP
US
N
1
N
N
N
Paycom Software Inc
254900LSB0HNJUDC6Q18
Paycom Software Inc
70432V102
88260.00000000
NS
USD
25098496.20000000
1.138234628356
Long
EC
CORP
US
N
1
N
N
N
RingCentral Inc
549300C8EH0H1614VE84
RingCentral Inc
76680R206
95913.00000000
NS
USD
27840666.51000000
1.262593999485
Long
EC
CORP
US
N
1
N
N
N
GOLDMAN SACHS TR FINL SQ TSY IN
N/A
GOLDMAN SACHS TR FINL SQ TSY IN
38141W323
5393455.00000000
NS
USD
5393455.00000000
0.244597014839
Long
STIV
RF
US
N
1
N
N
Crowdstrike Holdings Inc
549300YBY08K9KM4HX32
Crowdstrike Holdings Inc
22788C105
340723.00000000
NS
USD
38569843.60000000
1.749169800692
Long
EC
CORP
US
N
1
N
N
N
HP Inc
WHKXQACZ14C5XRO8LW03
HP Inc
40434L105
392096.00000000
NS
USD
6893047.68000000
0.312604607932
Long
EC
CORP
US
N
1
N
N
N
ANSYS Inc
549300VJV8H15Z5FJ571
ANSYS Inc
03662Q105
46853.00000000
NS
USD
14552541.80000000
0.659968106271
Long
EC
CORP
US
N
1
N
N
N
2020-09-24
First Trust Exchange-Traded AlphaDEX Fund
Donald P. Swade
Donald P. Swade
Treasurer, Chief Financial Officer and Chief Accounting Officer