0001752724-20-059421.txt : 20200325
0001752724-20-059421.hdr.sgml : 20200325
20200325144848
ACCESSION NUMBER: 0001752724-20-059421
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200131
FILED AS OF DATE: 20200325
PERIOD START: 20200731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
CENTRAL INDEX KEY: 0001383496
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22019
FILM NUMBER: 20741874
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
0001383496
S000017699
First Trust Financials AlphaDEX Fund
C000048899
First Trust Financials AlphaDEX Fund
FXO
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001383496
XXXXXXXX
S000017699
C000048899
First Trust Exchange-Traded AlphaDEX Fund
811-22019
0001383496
549300PGRVU1P76W4537
120 East Liberty Drive
Suite 400
Wheaton
60187
630-765-8000
First Trust Financials AlphaDEX Fund
S000017699
549300RVOY34XNQ51513
2020-07-31
2020-01-31
N
1968412175.56
17990465.20
1950421710.36
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
Arch Capital Group Ltd
549300AYR4P8AFKDCE43
Arch Capital Group Ltd
000000000
333039.00000000
NS
USD
14707002.24000000
0.754042172617
Long
EC
CORP
BM
N
1
N
N
N
Spirit Realty Capital Inc
549300LTU6LVPZSHMJ25
Spirit Realty Capital Inc
84860W300
145222.00000000
NS
USD
7664817.16000000
0.392982559581
Long
EC
CORP
US
N
1
N
N
N
Cullen/Frost Bankers Inc
529900V2E9G9AY665O34
Cullen/Frost Bankers Inc
229899109
73041.00000000
NS
USD
6512335.56000000
0.333893717723
Long
EC
CORP
US
N
1
N
N
N
First Republic Bank/CA
YWC0TIKBQM2JV8L4IV08
First Republic Bank/CA
33616C100
152021.00000000
NS
USD
16856088.48000000
0.864227894432
Long
EC
CORP
US
N
1
N
N
N
Franklin Resources Inc
RIFQSET379FOGTEFKS80
Franklin Resources Inc
354613101
687267.00000000
NS
USD
17387855.10000000
0.891492081309
Long
EC
CORP
US
N
1
N
N
N
Omega Healthcare Investors Inc
549300OJ7ENK42CZ8E73
Omega Healthcare Investors Inc
681936100
84324.00000000
NS
USD
3537391.80000000
0.181365485279
Long
EC
CORP
US
N
1
N
N
N
Comerica Inc
I9Q57JVPWHHZ3ZGBW498
Comerica Inc
200340107
199084.00000000
NS
USD
12175977.44000000
0.624274092896
Long
EC
CORP
US
N
1
N
N
N
Cboe Global Markets Inc
529900RLNSGA90UPEH54
Cboe Global Markets Inc
12503M108
29759.00000000
NS
USD
3666903.98000000
0.188005699512
Long
EC
CORP
US
N
1
N
N
N
Jack Henry & Associates Inc
529900X1QS8C54W0JB21
Jack Henry & Associates Inc
426281101
24513.00000000
NS
USD
3665674.02000000
0.187942638278
Long
EC
CORP
US
N
1
N
N
N
Iron Mountain Inc
SQL3F6CKNNBM3SQGHX24
Iron Mountain Inc
46284V101
112048.00000000
NS
USD
3541837.28000000
0.181593409322
Long
EC
CORP
US
N
1
N
N
N
Assured Guaranty Ltd
549300BBOQUJEPH87M14
Assured Guaranty Ltd
000000000
291397.00000000
NS
USD
13357638.48000000
0.684858992752
Long
EC
CORP
BM
N
1
N
N
N
Prosperity Bancshares Inc
N/A
Prosperity Bancshares Inc
743606105
99348.00000000
NS
USD
6974229.60000000
0.357575470112
Long
EC
CORP
US
N
1
N
N
N
Bank OZK
549300VYK2WBD7SST478
Bank OZK
06417N103
585319.00000000
NS
USD
15908970.42000000
0.815668239104
Long
EC
CORP
US
N
1
N
N
N
Weingarten Realty Investors
549300JMKTJNB8GWHU88
Weingarten Realty Investors
948741103
457237.00000000
NS
USD
13305596.70000000
0.682190760558
Long
EC
CORP
US
N
1
N
N
N
Outfront Media Inc
549300RZWDYU5722I639
Outfront Media Inc
69007J106
266298.00000000
NS
USD
7919702.52000000
0.406050777528
Long
EC
CORP
US
N
1
N
N
N
Global Payments Inc
549300NOMHGVQBX6S778
Global Payments Inc
37940X102
58680.00000000
NS
USD
11469006.00000000
0.588026986116
Long
EC
CORP
US
N
1
N
N
N
STORE Capital Corp
5493004EA6C9IHDZ7N66
STORE Capital Corp
862121100
95893.00000000
NS
USD
3763800.25000000
0.192973664618
Long
EC
CORP
US
N
1
N
N
N
Arthur J Gallagher & Co
54930049QLLMPART6V29
Arthur J Gallagher & Co
363576109
75000.00000000
NS
USD
7692750.00000000
0.394414703196
Long
EC
CORP
US
N
1
N
N
N
MarketAxess Holdings Inc
5493002U1CA1XJOVID83
MarketAxess Holdings Inc
57060D108
47096.00000000
NS
USD
16680461.28000000
0.855223318700
Long
EC
CORP
US
N
1
N
N
N
PacWest Bancorp
549300YI8VMFO7G36V04
PacWest Bancorp
695263103
466562.00000000
NS
USD
16352998.10000000
0.838433966005
Long
EC
CORP
US
N
1
N
N
N
LendingTree Inc
549300ISY5YHUJZTON08
LendingTree Inc
52603B107
11768.00000000
NS
USD
3662201.60000000
0.187764603959
Long
EC
CORP
US
N
1
N
N
N
Host Hotels & Resorts Inc
N6EL63S0K3PB1YFTDI24
Host Hotels & Resorts Inc
44107P104
962543.00000000
NS
USD
15727952.62000000
0.806387282117
Long
EC
CORP
US
N
1
N
N
N
Zions Bancorp NA
8WH0EE09O9V05QJZ3V89
Zions Bancorp NA
989701107
275117.00000000
NS
USD
12515072.33000000
0.641659814568
Long
EC
CORP
US
N
1
N
N
N
Fidelity National Information
6WQI0GK1PRFVBA061U48
Fidelity National Information Services Inc
31620M106
51352.00000000
NS
USD
7377228.32000000
0.378237602709
Long
EC
CORP
US
N
1
N
N
N
Huntington Bancshares Inc/OH
549300XTVCVV9I7B5T19
Huntington Bancshares Inc/OH
446150104
947225.00000000
NS
USD
12853843.25000000
0.659028925986
Long
EC
CORP
US
N
1
N
N
N
Western Alliance Bancorp
5493003VJXZ5JXT9S762
Western Alliance Bancorp
957638109
313248.00000000
NS
USD
17300687.04000000
0.887022890901
Long
EC
CORP
US
N
1
N
N
N
Everest Re Group Ltd
549300N24XF2VV0B3570
Everest Re Group Ltd
000000000
25798.00000000
NS
USD
7134952.86000000
0.365815906483
Long
EC
CORP
BM
N
1
N
N
N
Equinix Inc
549300EVUN2BTLJ3GT74
Equinix Inc
29444U700
12238.00000000
NS
USD
7217115.74000000
0.370028476491
Long
EC
CORP
US
N
1
N
N
N
BOK Financial Corp
GRI2NT5QHYW751NMR949
BOK Financial Corp
05561Q201
122574.00000000
NS
USD
9671088.60000000
0.495846029021
Long
EC
CORP
US
N
1
N
N
N
First American Financial Corp
549300B6VEZK3N0A1P55
First American Financial Corp
31847R102
306158.00000000
NS
USD
18975672.84000000
0.972901026439
Long
EC
CORP
US
N
1
N
N
N
Lincoln National Corp
EFQMQROEDSNBRIP7LE47
Lincoln National Corp
534187109
121034.00000000
NS
USD
6593932.32000000
0.338077262213
Long
EC
CORP
US
N
1
N
N
N
M&T Bank Corp
549300WYXDDBYRASEG81
M&T Bank Corp
55261F104
63114.00000000
NS
USD
10635971.28000000
0.545316493530
Long
EC
CORP
US
N
1
N
N
N
Prudential Financial Inc
5PRBRS5FEH7NREC8OR45
Prudential Financial Inc
744320102
152380.00000000
NS
USD
13875722.80000000
0.711421674927
Long
EC
CORP
US
N
1
N
N
N
MFA Financial Inc
YW72IMH2RRC8Z1TGLG58
MFA Financial Inc
55272X102
1867215.00000000
NS
USD
14564277.00000000
0.746724512070
Long
EC
CORP
US
N
1
N
N
N
Park Hotels & Resorts Inc
5493005UZ5TQN0H6HS73
Park Hotels & Resorts Inc
700517105
276079.00000000
NS
USD
6057173.26000000
0.310557108128
Long
EC
CORP
US
N
1
N
N
N
Reinsurance Group of America I
LORM1GNEU1DKEW527V90
Reinsurance Group of America Inc
759351604
65697.00000000
NS
USD
9463652.85000000
0.485210598289
Long
EC
CORP
US
N
1
N
N
N
Western Union Co/The
28ID94QU1140NC23S047
Western Union Co/The
959802109
533389.00000000
NS
USD
14348164.10000000
0.735644195498
Long
EC
CORP
US
N
1
N
N
N
TD Ameritrade Holding Corp
ZI85ER3E6RXD4HPHW309
TD Ameritrade Holding Corp
87236Y108
215557.00000000
NS
USD
10234646.36000000
0.524740178272
Long
EC
CORP
US
N
1
N
N
N
American Homes 4 Rent
549300ZJUO7A58PNUW40
American Homes 4 Rent
02665T306
136248.00000000
NS
USD
3723657.84000000
0.190915524587
Long
EC
CORP
US
N
1
N
N
N
Wyndham Destinations Inc
T4VNTWMFQ7JQB65L7T35
Wyndham Destinations Inc
98310W108
69088.00000000
NS
USD
3352840.64000000
0.171903369522
Long
EC
CORP
US
N
1
N
N
N
CIT Group Inc
N8O96ZZJQRFYQUJY7K79
CIT Group Inc
125581801
391304.00000000
NS
USD
17886505.84000000
0.917058385117
Long
EC
CORP
US
N
1
N
N
N
Wintrust Financial Corp
Q774KI4AW80FHFW33O61
Wintrust Financial Corp
97650W108
151100.00000000
NS
USD
9561608.00000000
0.490232853193
Long
EC
CORP
US
N
1
N
N
N
Citizens Financial Group Inc
2138004JDDA4ZQUPFW65
Citizens Financial Group Inc
174610105
351743.00000000
NS
USD
13112979.04000000
0.672315067574
Long
EC
CORP
US
N
1
N
N
N
Erie Indemnity Co
549300WA5KP94KRUFZ80
Erie Indemnity Co
29530P102
21514.00000000
NS
USD
3582081.00000000
0.183656743614
Long
EC
CORP
US
N
1
N
N
N
BNP PARIBAS SECURITIES CORP.
RCNB6OTYUAMMP879YW96
BNP PARIBAS SECURITIES CORP.
000000000
13460527.12000000
PA
USD
13460527.12000000
0.690134192441
Long
RA
CORP
US
N
2
Repurchase
N
1.56000000
2020-02-03
13460527.12000000
USD
13727479.23000000
USD
UST
N
N
Apple Hospitality REIT Inc
549300EVZAR0FBZO4F16
Apple Hospitality REIT Inc
03784Y200
439510.00000000
NS
USD
6601440.20000000
0.338462198453
Long
EC
CORP
US
N
1
N
N
N
Willis Towers Watson PLC
549300WHC56FF48KL350
Willis Towers Watson PLC
000000000
17683.00000000
NS
USD
3736241.07000000
0.191560678911
Long
EC
CORP
GB
N
1
N
N
N
LPL Financial Holdings Inc
549300XROQ4Y8G2L7682
LPL Financial Holdings Inc
50212V100
193550.00000000
NS
USD
17831761.50000000
0.914251590068
Long
EC
CORP
US
N
1
N
N
N
Medical Properties Trust Inc
254900U6E39J1MQCCY14
Medical Properties Trust Inc
58463J304
169163.00000000
NS
USD
3746960.45000000
0.192110271850
Long
EC
CORP
US
N
1
N
N
N
Santander Consumer USA Holding
5493004SHNXEHHZ58X76
Santander Consumer USA Holdings Inc
80283M101
764022.00000000
NS
USD
20338265.64000000
1.042762471929
Long
EC
CORP
US
N
1
N
N
Capital One Financial Corp
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040H105
173502.00000000
NS
USD
17315499.60000000
0.887782345121
Long
EC
CORP
US
N
1
N
N
N
SEI Investments Co
5LJTIFADGZ6XH1RVOC11
SEI Investments Co
784117103
163611.00000000
NS
USD
10677253.86000000
0.547433091176
Long
EC
CORP
US
N
1
N
N
N
Commerce Bancshares Inc/MO
N/A
Commerce Bancshares Inc/MO
200525103
52565.00000000
NS
USD
3556547.90000000
0.182347636980
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley Institutional Liquidity Funds - Treasury Portfolio
549300D1XR6GP7EZ0T47
Morgan Stanley Institutional Liquidity Funds - Treasury Portfolio
61747C582
1142720.57000000
NS
USD
1142720.57000000
0.058588384446
Long
STIV
RF
US
N
1
N
N
N
JPMorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625H100
51236.00000000
NS
USD
6781596.96000000
0.347699009090
Long
EC
CORP
US
N
1
N
N
N
KeyCorp
RKPI3RZGV1V1FJTH5T61
KeyCorp
493267108
352872.00000000
NS
USD
6602235.12000000
0.338502954767
Long
EC
CORP
US
N
1
N
N
N
Moody's Corp
549300GCEDD8YCF5WU84
Moody's Corp
615369105
45126.00000000
NS
USD
11587905.54000000
0.594123080072
Long
EC
CORP
US
N
1
N
N
N
WEX Inc
T9M5IGROL1TL1G5OV478
WEX Inc
96208T104
34097.00000000
NS
USD
7396321.24000000
0.379216515111
Long
EC
CORP
US
N
1
N
N
N
Crown Castle International Cor
54930012H97VSM0I2R19
Crown Castle International Corp
22822V101
25123.00000000
NS
USD
3764430.32000000
0.193005968914
Long
EC
CORP
US
N
1
N
N
N
Morningstar Inc
529900YGNQPOVAXQ7F29
Morningstar Inc
617700109
23601.00000000
NS
USD
3702760.89000000
0.189844117830
Long
EC
CORP
US
N
1
N
N
N
Cincinnati Financial Corp
254900Q4WEDMZBOZ0002
Cincinnati Financial Corp
172062101
67926.00000000
NS
USD
7128833.70000000
0.365502171255
Long
EC
CORP
US
N
1
N
N
N
Northern Trust Corp
549300GLF98S992BC502
Northern Trust Corp
665859104
67225.00000000
NS
USD
6575277.25000000
0.337120798803
Long
EC
CORP
US
N
1
N
N
N
Equity Commonwealth
549300YPGVU9PR4L0606
Equity Commonwealth
294628102
543868.00000000
NS
USD
17833431.72000000
0.914337223856
Long
EC
CORP
US
N
1
N
N
N
American Tower Corp
5493006ORUSIL88JOE18
American Tower Corp
03027X100
15539.00000000
NS
USD
3601007.86000000
0.184627141959
Long
EC
CORP
US
N
1
N
N
N
Alleghany Corp
549300DCJE6AYX159479
Alleghany Corp
017175100
13401.00000000
NS
USD
10689441.66000000
0.548057971423
Long
EC
CORP
US
N
1
N
N
N
Hartford Financial Services Gr
IU7C3FTM7Y3BQM112U94
Hartford Financial Services Group Inc/The
416515104
235051.00000000
NS
USD
13933823.28000000
0.714400542507
Long
EC
CORP
US
N
1
N
N
N
Associated Banc-Corp
549300N3CIN473IW5094
Associated Banc-Corp
045487105
648101.00000000
NS
USD
12916652.93000000
0.662249238787
Long
EC
CORP
US
N
1
N
N
N
Chubb Ltd
E0JAN6VLUDI1HITHT809
Chubb Ltd
000000000
45881.00000000
NS
USD
6973453.19000000
0.357535662824
Long
EC
CORP
CH
N
1
N
N
N
Umpqua Holdings Corp
5299002ENJ7CY215BW86
Umpqua Holdings Corp
904214103
807017.00000000
NS
USD
13638587.30000000
0.699263509401
Long
EC
CORP
US
N
1
N
N
N
State Street Corp
549300ZFEEJ2IP5VME73
State Street Corp
857477103
135441.00000000
NS
USD
10243402.83000000
0.525189130924
Long
EC
CORP
US
N
1
N
N
N
Healthpeak Properties Inc
PZ9HF5U52KPF0MH0QN75
Healthpeak Properties Inc
42250P103
207198.00000000
NS
USD
7457056.02000000
0.382330445789
Long
EC
CORP
US
N
1
N
N
N
Citigroup Inc
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967424
178799.00000000
NS
USD
13304433.59000000
0.682131126788
Long
EC
CORP
US
N
1
N
N
N
Loews Corp
R8V1FN4M5ITGZOG7BS19
Loews Corp
540424108
68030.00000000
NS
USD
3500143.50000000
0.179455729056
Long
EC
CORP
US
N
1
N
N
N
Ally Financial Inc
549300JBN1OSM8YNAI90
Ally Financial Inc
02005N100
584267.00000000
NS
USD
18714072.01000000
0.959488499876
Long
EC
CORP
US
N
1
N
N
N
Americold Realty Trust
549300R7N1V5YV8MWH02
Americold Realty Trust
03064D108
101856.00000000
NS
USD
3510976.32000000
0.180011138173
Long
EC
CORP
US
N
1
N
N
N
New York Community Bancorp Inc
529900HVXOTLY61GL030
New York Community Bancorp Inc
649445103
594185.00000000
NS
USD
6571686.10000000
0.336936677083
Long
EC
CORP
US
N
1
N
N
N
First Horizon National Corp
TF3RXI1ZB1TQ30H9JV10
First Horizon National Corp
320517105
646927.00000000
NS
USD
10350832.00000000
0.530697127960
Long
EC
CORP
US
N
1
N
N
N
Evercore Inc
529900P6KLPT95DW3W58
Evercore Inc
29977A105
238833.00000000
NS
USD
18299384.46000000
0.938227069704
Long
EC
CORP
US
N
1
N
N
N
OneMain Holdings Inc
549300E3VEW8SMS5XW09
OneMain Holdings Inc
68268W103
423612.00000000
NS
USD
17948440.44000000
0.920233831722
Long
EC
CORP
US
N
1
N
N
N
FleetCor Technologies Inc
549300DG6RR0NQSFLN74
FleetCor Technologies Inc
339041105
12414.00000000
NS
USD
3913265.22000000
0.200636877615
Long
EC
CORP
US
N
1
N
N
N
Globe Life Inc
5493001JFHKQOPP6XA71
Globe Life Inc
37959E102
67860.00000000
NS
USD
7075083.60000000
0.362746351848
Long
EC
CORP
US
N
1
N
N
N
First Citizens BancShares Inc/
549300N3Z00ZHE2XC526
First Citizens BancShares Inc/NC
31946M103
20130.00000000
NS
USD
10604886.60000000
0.543722752042
Long
EC
CORP
US
N
1
N
N
N
Pinnacle Financial Partners In
54930098EZ8JMSAZGS24
Pinnacle Financial Partners Inc
72346Q104
167395.00000000
NS
USD
9886348.70000000
0.506882621716
Long
EC
CORP
US
N
1
N
N
N
Regions Financial Corp
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EP100
832409.00000000
NS
USD
12960608.13000000
0.664502864234
Long
EC
CORP
US
N
1
N
N
N
Eaton Vance Corp
4JJ8ORNW1AFZPSV8GJ79
Eaton Vance Corp
278265103
229452.00000000
NS
USD
10497429.00000000
0.538213297372
Long
EC
CORP
US
N
1
N
N
N
Fair Isaac Corp
RI6HET5SJUEY30V1PS26
Fair Isaac Corp
303250104
47656.00000000
NS
USD
19175821.28000000
0.983162829768
Long
EC
CORP
US
N
1
N
N
N
Texas Capital Bancshares Inc
549300466Q2SXRX0YM48
Texas Capital Bancshares Inc
88224Q107
251613.00000000
NS
USD
13828650.48000000
0.709008231735
Long
EC
CORP
US
N
1
N
N
N
Visa Inc
549300JZ4OKEHW3DPJ59
Visa Inc
92826C839
38011.00000000
NS
USD
7563048.67000000
0.387764791061
Long
EC
CORP
US
N
1
N
N
N
Athene Holding Ltd
549300H316CT32FQXI76
Athene Holding Ltd
000000000
379655.00000000
NS
USD
16537771.80000000
0.847907491603
Long
EC
CORP
BM
N
1
N
N
N
Fidelity National Financial In
549300CAZYIH39SYQ287
Fidelity National Financial Inc
31620R303
314978.00000000
NS
USD
15355177.50000000
0.787274742607
Long
EC
CORP
US
N
1
N
N
N
Raymond James Financial Inc
RGUZHJ05YTITL6D76949
Raymond James Financial Inc
754730109
119754.00000000
NS
USD
10949108.22000000
0.561371326100
Long
EC
CORP
US
N
1
N
N
N
Public Storage
549300LMZF40TKJ6DM64
Public Storage
74460D109
16770.00000000
NS
USD
3752455.20000000
0.192391992976
Long
EC
CORP
US
N
1
N
N
N
Voya Financial Inc
549300T065Z4KJ686G75
Voya Financial Inc
929089100
292802.00000000
NS
USD
17489063.46000000
0.896681131424
Long
EC
CORP
US
N
1
N
N
N
Synchrony Financial
549300RS7EWPM9MA6C78
Synchrony Financial
87165B103
495841.00000000
NS
USD
16070206.81000000
0.823934984144
Long
EC
CORP
US
N
1
N
N
N
American Financial Group Inc/O
549300AFOM7IVKIU1G39
American Financial Group Inc/OH
025932104
65135.00000000
NS
USD
7086036.65000000
0.363307925273
Long
EC
CORP
US
N
1
N
N
N
Axis Capital Holdings Ltd
N/A
Axis Capital Holdings Ltd
000000000
60076.00000000
NS
USD
3859883.00000000
0.197899919771
Long
EC
CORP
BM
N
1
N
N
N
Wells Fargo & Co
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746101
265508.00000000
NS
USD
12462945.52000000
0.638987222804
Long
EC
CORP
US
N
1
N
N
N
Welltower Inc
T6IZ0MBEG5ACZDTR7D06
Welltower Inc
95040Q104
43666.00000000
NS
USD
3707680.06000000
0.190096328414
Long
EC
CORP
US
N
1
N
N
N
Corporate Office Properties Tr
YY1J47X6LF9TYY8JY420
Corporate Office Properties Trust
22002T108
243097.00000000
NS
USD
7236997.69000000
0.371047843220
Long
EC
CORP
US
N
1
N
N
N
SBA Communications Corp
5299001HX8ZN8Y8QIT49
SBA Communications Corp
78410G104
14816.00000000
NS
USD
3697480.96000000
0.189573410732
Long
EC
CORP
US
N
1
N
N
N
Signature Bank/New York NY
VLP5AP0XK2GM6GKD1007
Signature Bank/New York NY
82669G104
104564.00000000
NS
USD
14836585.96000000
0.760686054774
Long
EC
CORP
US
N
1
N
N
N
Sterling Bancorp/DE
549300LQK6SKH5ZXO648
Sterling Bancorp/DE
85917A100
677616.00000000
NS
USD
13552320.00000000
0.694840501826
Long
EC
CORP
US
N
1
N
N
N
US Bancorp
N1GZ7BBF3NP8GI976H15
US Bancorp
902973304
120459.00000000
NS
USD
6410827.98000000
0.328689326310
Long
EC
CORP
US
N
1
N
N
N
Webster Financial Corp
KMRURHT0VWKYS6Z5KU67
Webster Financial Corp
947890109
133848.00000000
NS
USD
6004421.28000000
0.307852463295
Long
EC
CORP
US
N
1
N
N
N
Mercury General Corp
5493001Q9EXPCEL4W527
Mercury General Corp
589400100
293128.00000000
NS
USD
14389653.52000000
0.737771398029
Long
EC
CORP
US
N
1
N
N
N
Lazard Ltd
254900RIBCDJSUFG1A11
Lazard Ltd
000000000
178731.00000000
NS
USD
7499552.76000000
0.384509294588
Long
EC
CORP
US
N
1
N
N
N
Travelers Cos Inc/The
549300Y650407RU8B149
Travelers Cos Inc/The
89417E109
104303.00000000
NS
USD
13728360.86000000
0.703866286305
Long
EC
CORP
US
N
1
N
N
N
Chimera Investment Corp
2JBBQFJOL123LOUBE657
Chimera Investment Corp
16934Q208
173688.00000000
NS
USD
3682185.60000000
0.188789202890
Long
EC
CORP
US
N
1
N
N
N
Markel Corp
549300SCNO12JLWIK605
Markel Corp
570535104
3121.00000000
NS
USD
3660839.37000000
0.187694761115
Long
EC
CORP
US
N
1
N
N
N
Fiserv Inc
GI7UBEJLXYLGR2C7GV83
Fiserv Inc
337738108
154414.00000000
NS
USD
18315044.54000000
0.939029977092
Long
EC
CORP
US
N
1
N
N
N
Life Storage Inc
W9EE01AFDDF9DQCQZC68
Life Storage Inc
53223X107
98937.00000000
NS
USD
11197689.66000000
0.574116335996
Long
EC
CORP
US
N
1
N
N
N
MSCI Inc
549300HTIN2PD78UB763
MSCI Inc
55354G100
41496.00000000
NS
USD
11859556.80000000
0.608050901864
Long
EC
CORP
US
N
1
N
N
N
White Mountains Insurance Grou
549300N3FL068JERBG02
White Mountains Insurance Group Ltd
000000000
16003.00000000
NS
USD
17878871.66000000
0.916666973354
Long
EC
CORP
US
N
1
N
N
N
Credit Acceptance Corp
N/A
Credit Acceptance Corp
225310101
32295.00000000
NS
USD
13853909.10000000
0.710303265514
Long
EC
CORP
US
N
1
N
N
N
Progressive Corp/The
529900TACNVLY9DCR586
Progressive Corp/The
743315103
147993.00000000
NS
USD
11941555.17000000
0.612255037286
Long
EC
CORP
US
N
1
N
N
N
Brandywine Realty Trust
5UZ46ZCYUFYYAC0DS831
Brandywine Realty Trust
105368203
453468.00000000
NS
USD
7083170.16000000
0.363160957570
Long
EC
CORP
US
N
1
N
N
N
American Express Co
R4PP93JZOLY261QX3811
American Express Co
025816109
57374.00000000
NS
USD
7451161.38000000
0.382028221918
Long
EC
CORP
US
N
1
N
N
N
Old Republic International Cor
N/A
Old Republic International Corp
680223104
798175.00000000
NS
USD
17998846.25000000
0.922818186159
Long
EC
CORP
US
N
1
N
N
N
Charles Schwab Corp/The
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513105
225257.00000000
NS
USD
10260456.35000000
0.526063481323
Long
EC
CORP
US
N
1
N
N
N
New Residential Investment Cor
549300WNTHGEO5LP2G31
New Residential Investment Corp
64828T201
221668.00000000
NS
USD
3710722.32000000
0.190252308015
Long
EC
CORP
US
N
1
N
N
N
Aon PLC
VVT2B79I2Z4U3R6BY589
Aon PLC
000000000
17147.00000000
NS
USD
3776626.75000000
0.193631291629
Long
EC
CORP
GB
N
1
N
N
N
SLM Corp
4K8SLPBF5DXXGPW03H93
SLM Corp
78442P106
2003953.00000000
NS
USD
21883166.76000000
1.121971040609
Long
EC
CORP
US
N
1
N
N
N
East West Bancorp Inc
N/A
East West Bancorp Inc
27579R104
293309.00000000
NS
USD
13445284.56000000
0.689352691706
Long
EC
CORP
US
N
1
N
N
N
Virtu Financial Inc
5493001OPW2K42CH3884
Virtu Financial Inc
928254101
446657.00000000
NS
USD
7454705.33000000
0.382209923648
Long
EC
CORP
US
N
1
N
N
N
Allstate Corp/The
OBT0W1ED8G0NWVOLOJ77
Allstate Corp/The
020002101
95267.00000000
NS
USD
11292950.18000000
0.579000434624
Long
EC
CORP
US
N
1
N
N
N
Discover Financial Services
Z1YLO2USPORE63VVUL20
Discover Financial Services
254709108
126303.00000000
NS
USD
9489144.39000000
0.486517574101
Long
EC
CORP
US
N
1
N
N
N
TransUnion
549300ZS772LUNUMRB03
TransUnion
89400J107
125137.00000000
NS
USD
11475062.90000000
0.588337529214
Long
EC
CORP
US
N
1
N
N
N
Aflac Inc
549300N0B7DOGLXWPP39
Aflac Inc
001055102
202518.00000000
NS
USD
10443853.26000000
0.535466417571
Long
EC
CORP
US
N
1
N
N
N
EPR Properties
549300YSSXFHMPOWZ492
EPR Properties
26884U109
50551.00000000
NS
USD
3607824.87000000
0.184976656629
Long
EC
CORP
US
N
1
N
N
N
Jefferies Financial Group Inc
549300HOF34RGOJ5YL07
Jefferies Financial Group Inc
47233W109
835529.00000000
NS
USD
18080847.56000000
0.927022472317
Long
EC
CORP
US
N
1
N
N
N
T Rowe Price Group Inc
549300SIV6FPS9Y7IH33
T Rowe Price Group Inc
74144T108
117237.00000000
NS
USD
15654656.61000000
0.802629325076
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
617446448
279425.00000000
NS
USD
14602750.50000000
0.748697085478
Long
EC
CORP
US
N
1
N
N
N
E*TRADE Financial Corp
549300LYE2HSVYJFJD24
E*TRADE Financial Corp
269246401
236126.00000000
NS
USD
10063690.12000000
0.515975087159
Long
EC
CORP
US
N
1
N
N
N
CBRE Group Inc
52990016II9MJ2OSWA10
CBRE Group Inc
12504L109
291325.00000000
NS
USD
17785391.25000000
0.911874142680
Long
EC
CORP
US
N
1
N
N
N
Howard Hughes Corp/The
549300BVHY25JZC1KI49
Howard Hughes Corp/The
44267D107
28161.00000000
NS
USD
3426630.48000000
0.175686645703
Long
EC
CORP
US
N
1
N
N
N
MetLife Inc
C4BXATY60WC6XEOZDX54
MetLife Inc
59156R108
350309.00000000
NS
USD
17413860.39000000
0.892825397579
Long
EC
CORP
US
N
1
N
N
N
Primerica Inc
254900621R686KJR7022
Primerica Inc
74164M108
54705.00000000
NS
USD
6485824.80000000
0.332534485519
Long
EC
CORP
US
N
1
N
N
N
Popular Inc
5493008CARDZMVQ3LO89
Popular Inc
733174700
243132.00000000
NS
USD
13605666.72000000
0.697575639551
Long
EC
CORP
PR
N
1
N
N
N
Ameriprise Financial Inc
6ZLKQF7QB6JAEKQS5388
Ameriprise Financial Inc
03076C106
85752.00000000
NS
USD
14184238.32000000
0.727239562842
Long
EC
CORP
US
N
1
N
N
N
Lamar Advertising Co
529900Y8WW4MKVPTB543
Lamar Advertising Co
512816109
80012.00000000
NS
USD
7425913.72000000
0.380733750068
Long
EC
CORP
US
N
1
N
N
N
Kimco Realty Corp
549300EA7I6T15IBYS12
Kimco Realty Corp
49446R109
172430.00000000
NS
USD
3284791.50000000
0.168414424560
Long
EC
CORP
US
N
1
N
N
N
SVB Financial Group
549300D2KJ20JMXE7542
SVB Financial Group
78486Q101
71126.00000000
NS
USD
17093711.58000000
0.876411059680
Long
EC
CORP
US
N
1
N
N
N
BankUnited Inc
96OVUWEW5D4YX6PFXD91
BankUnited Inc
06652K103
293027.00000000
NS
USD
9669891.00000000
0.495784626916
Long
EC
CORP
US
N
1
N
N
N
Euronet Worldwide Inc
YG3575C4DSHJPA5KET68
Euronet Worldwide Inc
298736109
45331.00000000
NS
USD
7145978.84000000
0.366381219099
Long
EC
CORP
US
N
1
N
N
N
Marsh & McLennan Cos Inc
549300XMP3KDCKJXIU47
Marsh & McLennan Cos Inc
571748102
96161.00000000
NS
USD
10756569.46000000
0.551499678395
Long
EC
CORP
US
N
1
N
N
N
Alliance Data Systems Corp
549300G8S4PO686J7H97
Alliance Data Systems Corp
018581108
95481.00000000
NS
USD
9814491.99000000
0.503198458972
Long
EC
CORP
US
N
1
N
N
N
BlackRock Inc
549300LRIF3NWCU26A80
BlackRock Inc
09247X101
7103.00000000
NS
USD
3745767.05000000
0.192049085082
Long
EC
CORP
US
N
1
N
N
N
Service Properties Trust
529900IS770AG1K9QG27
Service Properties Trust
81761L102
146775.00000000
NS
USD
3167404.50000000
0.162395879987
Long
EC
CORP
US
N
1
N
N
N
WR Berkley Corp
SQOAGCLKBDWNVYV1OV80
WR Berkley Corp
084423102
103361.00000000
NS
USD
7600134.33000000
0.389666208575
Long
EC
CORP
US
N
1
N
N
N
VICI Properties Inc
254900RKH6RY9KCJQH63
VICI Properties Inc
925652109
419303.00000000
NS
USD
11237320.40000000
0.576148242214
Long
EC
CORP
US
N
1
N
N
N
People's United Financial Inc
ROPY7PEPIPIDJNF0BO69
People's United Financial Inc
712704105
633912.00000000
NS
USD
9774923.04000000
0.501169720788
Long
EC
CORP
US
N
1
N
N
N
Unum Group
549300E32YFDO6TZ8R31
Unum Group
91529Y106
612317.00000000
NS
USD
16342740.73000000
0.837908060764
Long
EC
CORP
US
N
1
N
N
N
GOLDMAN SACHS TR FINL SQ TSY IN
N/A
GOLDMAN SACHS TR FINL SQ TSY IN
38141W323
2919472.88000000
NS
USD
2919472.88000000
0.149684186988
Long
STIV
RF
US
N
1
N
N
AvalonBay Communities Inc
K9G90K85RBWD2LAGQX17
AvalonBay Communities Inc
053484101
17032.00000000
NS
USD
3690664.08000000
0.189223902728
Long
EC
CORP
US
N
1
N
N
N
Vornado Realty Trust
N/A
Vornado Realty Trust
929042109
268499.00000000
NS
USD
17659179.23000000
0.905403130830
Long
EC
CORP
US
N
1
N
N
N
PNC Financial Services Group I
CFGNEKW0P8842LEUIA51
PNC Financial Services Group Inc/The
693475105
67111.00000000
NS
USD
9969339.05000000
0.511137616908
Long
EC
CORP
US
N
1
N
N
N
Equitable Holdings Inc
549300FIBAKMNHPZ4009
Equitable Holdings Inc
29452E101
432332.00000000
NS
USD
10384614.64000000
0.532429196457
Long
EC
CORP
US
N
1
N
N
N
Kemper Corp
549300FNI1JKTRY2PV09
Kemper Corp
488401100
230388.00000000
NS
USD
17145474.96000000
0.879065018038
Long
EC
CORP
US
N
1
N
N
N
Truist Financial Corp
549300DRQQI75D2JP341
Truist Financial Corp
89832Q109
190218.00000000
NS
USD
9809542.26000000
0.502944681547
Long
EC
CORP
US
N
1
N
N
N
Jones Lang LaSalle Inc
6SYKCME112RT8TQUO411
Jones Lang LaSalle Inc
48020Q107
102561.00000000
NS
USD
17416909.02000000
0.892981703776
Long
EC
CORP
US
N
1
N
N
N
Berkshire Hathaway Inc
5493000C01ZX7D35SD85
Berkshire Hathaway Inc
084670702
47299.00000000
NS
USD
10615314.57000000
0.544257404109
Long
EC
CORP
US
N
1
N
N
N
Mastercard Inc
AR5L2ODV9HN37376R084
Mastercard Inc
57636Q104
35881.00000000
NS
USD
11336243.14000000
0.581220106389
Long
EC
CORP
US
N
1
N
N
N
FactSet Research Systems Inc
549300ZSJE7NBK6K9P30
FactSet Research Systems Inc
303075105
13312.00000000
NS
USD
3808696.32000000
0.195275529377
Long
EC
CORP
US
N
1
N
N
N
Starwood Property Trust Inc
BUGSFQZERKRBFWIG5267
Starwood Property Trust Inc
85571B105
143649.00000000
NS
USD
3686033.34000000
0.188986480227
Long
EC
CORP
US
N
1
N
N
N
Sun Communities Inc
549300H5GEOJYN41ZG57
Sun Communities Inc
866674104
47583.00000000
NS
USD
7716535.11000000
0.395634188699
Long
EC
CORP
US
N
1
N
N
N
Goldman Sachs Group Inc/The
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38141G104
62121.00000000
NS
USD
14769267.75000000
0.757234585297
Long
EC
CORP
US
N
1
N
N
N
Equity LifeStyle Properties In
529900PEQG66LENB6798
Equity LifeStyle Properties Inc
29472R108
101464.00000000
NS
USD
7381506.00000000
0.378456923484
Long
EC
CORP
US
N
1
N
N
N
Taubman Centers Inc
N/A
Taubman Centers Inc
876664103
114862.00000000
NS
USD
3034654.04000000
0.155589636019
Long
EC
CORP
US
N
1
N
N
N
Duke Realty Corp
N/A
Duke Realty Corp
264411505
103001.00000000
NS
USD
3739966.31000000
0.191751675554
Long
EC
CORP
US
N
1
N
N
N
First Hawaiian Inc
5493002DJSH46F5OLV06
First Hawaiian Inc
32051X108
247561.00000000
NS
USD
7194122.66000000
0.368849599129
Long
EC
CORP
US
N
1
N
N
N
MGIC Investment Corp
254900S8483WM4M98R28
MGIC Investment Corp
552848103
1260073.00000000
NS
USD
17376406.67000000
0.890905109274
Long
EC
CORP
US
N
1
N
N
N
Bank of New York Mellon Corp/T
WFLLPEPC7FZXENRZV188
Bank of New York Mellon Corp/The
064058100
283810.00000000
NS
USD
12709011.80000000
0.651603278024
Long
EC
CORP
US
N
1
N
N
N
S&P Global Inc
Y6X4K52KMJMZE7I7MY94
S&P Global Inc
78409V104
39236.00000000
NS
USD
11524790.28000000
0.590887099891
Long
EC
CORP
US
N
1
N
N
N
Brighthouse Financial Inc
5493003T8SZSHOGGAW52
Brighthouse Financial Inc
10922N103
455141.00000000
NS
USD
17704984.90000000
0.907751631657
Long
EC
CORP
US
N
1
N
N
N
Principal Financial Group Inc
CUMYEZJOAF02RYZ1JJ85
Principal Financial Group Inc
74251V102
194782.00000000
NS
USD
10313706.90000000
0.528793688319
Long
EC
CORP
US
N
1
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505104
304179.00000000
NS
USD
9986196.57000000
0.512001918198
Long
EC
CORP
US
N
1
N
N
N
SITE Centers Corp
W2AVA6SODOQ1LCYJQR54
SITE Centers Corp
82981J109
1273551.00000000
NS
USD
16186833.21000000
0.829914532022
Long
EC
CORP
US
N
1
N
N
N
Fifth Third Bancorp
THRNG6BD57P9QWTQLG42
Fifth Third Bancorp
316773100
464676.00000000
NS
USD
13220032.20000000
0.677803786216
Long
EC
CORP
US
N
1
N
N
N
Navient Corp
54930067J0ZNOEBRW338
Navient Corp
63938C108
1044163.00000000
NS
USD
15015063.94000000
0.769836792743
Long
EC
CORP
US
N
1
N
N
N
FNB Corp/PA
PCYSKIGYNYFDTBLVZU83
FNB Corp/PA
302520101
1124736.00000000
NS
USD
13125669.12000000
0.672965700201
Long
EC
CORP
US
N
1
N
N
N
American International Group I
ODVCVCQG2BP6VHV36M30
American International Group Inc
026874784
347852.00000000
NS
USD
17483041.52000000
0.896372380759
Long
EC
CORP
US
N
1
N
N
N
Brown & Brown Inc
549300PC8KTJ71XKFY89
Brown & Brown Inc
115236101
361807.00000000
NS
USD
16245134.30000000
0.832903685070
Long
EC
CORP
US
N
1
N
N
N
Synovus Financial Corp
549300EIUS8UN5JTLE54
Synovus Financial Corp
87161C501
364392.00000000
NS
USD
12761007.84000000
0.654269165084
Long
EC
CORP
US
N
1
N
N
N
Invesco Ltd
ECPGFXU8A2SHKVVGJI15
Invesco Ltd
000000000
794446.00000000
NS
USD
13743915.80000000
0.704663803063
Long
EC
CORP
US
N
1
N
N
N
Brixmor Property Group Inc
5299007UXW6Y0W2EGZ95
Brixmor Property Group Inc
11120U105
165248.00000000
NS
USD
3298350.08000000
0.169109586018
Long
EC
CORP
US
N
1
N
N
N
Janus Henderson Group PLC
2138009WPYMWJN3RVF44
Janus Henderson Group PLC
000000000
730277.00000000
NS
USD
18454099.79000000
0.946159473716
Long
EC
CORP
GB
N
1
N
N
N
RenaissanceRe Holdings Ltd
EK6GB9U3U58PDI411C94
RenaissanceRe Holdings Ltd
000000000
72868.00000000
NS
USD
13804113.92000000
0.707750218666
Long
EC
CORP
BM
N
1
N
N
N
Hanover Insurance Group Inc/Th
JJYR6MFKFF6CF8DBZ078
Hanover Insurance Group Inc/The
410867105
52259.00000000
NS
USD
7242052.22000000
0.371306993843
Long
EC
CORP
US
N
1
N
N
N
2020-03-25
First Trust Exchange-Traded AlphaDEX Fund
Donald P. Swade
Donald P. Swade
Treasurer, Chief Financial Officer and Chief Accounting Officer