0001752724-20-059387.txt : 20200325 0001752724-20-059387.hdr.sgml : 20200325 20200325144644 ACCESSION NUMBER: 0001752724-20-059387 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200325 PERIOD START: 20200731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND CENTRAL INDEX KEY: 0001383496 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22019 FILM NUMBER: 20741837 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 0001383496 S000032963 First Trust Mega Cap AlphaDEX Fund C000101702 First Trust Mega Cap AlphaDEX Fund FMK NPORT-P 1 primary_doc.xml NPORT-P false 0001383496 XXXXXXXX S000032963 C000101702 First Trust Exchange-Traded AlphaDEX Fund 811-22019 0001383496 549300PGRVU1P76W4537 120 East Liberty Drive Suite 400 Wheaton 60187 630-765-8000 First Trust Mega Cap AlphaDex Fund S000032963 549300B1VE56P5CH6B16 2020-07-31 2020-01-31 N 24714665.08 16047.24 24698617.84 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 14404.26000000 N Pfizer Inc 765LHXWGK1KXCLTFYQ30 717081103 21120.00000000 NS USD 786508.80000000 3.184424347528 Long EC CORP US N 1 N N N Exxon Mobil Corp J3WHBG0MTS7O8ZVMDC91 30231G102 9487.00000000 NS USD 589332.44000000 2.386094816389 Long EC CORP US N 1 N N N NVIDIA Corp 549300S4KLFTLO7GSQ80 67066G104 703.00000000 NS USD 166210.29000000 0.672953810924 Long EC CORP US N 1 N N N Adobe Inc FU4LY2G4933NH2E1CP29 00724F101 1505.00000000 NS USD 528465.70000000 2.139656977663 Long EC CORP US N 1 N N N Walt Disney Co/The 549300GZKULIZ0WOW665 254687106 2289.00000000 NS USD 316591.59000000 1.281819055831 Long EC CORP US N 1 N N N Southern Co/The 549300FC3G3YU2FBZD92 842587107 7794.00000000 NS USD 548697.60000000 2.221572087776 Long EC CORP US N 1 N N N Cisco Systems Inc 8E6NF1YAL0WT6CWXXV93 17275R102 3451.00000000 NS USD 158642.47000000 0.642313148969 Long EC CORP US N 1 N N N Amgen Inc 62QBXGPJ34PQ72Z12S66 031162100 687.00000000 NS USD 148426.35000000 0.600950024659 Long EC CORP US N 1 N N N Morgan Stanley IGJSJL3JD5P30I6NJZ34 617446448 12950.00000000 NS USD 676767.00000000 2.740100698687 Long EC CORP US N 1 N N N Verizon Communications Inc 2S72QS2UO2OESLG6Y829 92343V104 10782.00000000 NS USD 640882.08000000 2.594809491574 Long EC CORP US N 1 N N N Intel Corp KNX4USFCNGPY45LOCE31 458140100 13826.00000000 NS USD 883896.18000000 3.578727302580 Long EC CORP US N 1 N N N Walmart Inc Y87794H0US1R65VBXU25 931142103 1393.00000000 NS USD 159484.57000000 0.645722651498 Long EC CORP US N 1 N N N Goldman Sachs Group Inc/The 784F5XWPLTWKTBV3E584 38141G104 2879.00000000 NS USD 684482.25000000 2.771338276636 Long EC CORP US N 1 N N N Costco Wholesale Corp 29DX7H14B9S6O3FD6V18 22160K105 563.00000000 NS USD 172007.76000000 0.696426662877 Long EC CORP US N 1 N N N Tesla Inc 54930043XZGB27CTOV49 88160R101 1978.00000000 NS USD 1286827.46000000 5.210119320587 Long EC CORP US N 1 N N N Charter Communications Inc 0J0XRGZE3PBRFEZ7MV65 16119P108 1706.00000000 NS USD 882786.76000000 3.574235472279 Long EC CORP US N 1 N N N CVS Health Corp 549300EJG376EN5NQE29 126650100 4455.00000000 NS USD 302138.10000000 1.223299627360 Long EC CORP US N 1 N N N Comcast Corp 51M0QTTNCGUN7KFCFZ59 20030N101 14721.00000000 NS USD 635799.99000000 2.574233077003 Long EC CORP US N 1 N N N Accenture PLC N/A 000000000 786.00000000 NS USD 161295.06000000 0.653052980716 Long EC CORP IE N 1 N N N Alphabet Inc 5493006MHB84DD0ZWV18 02079K305 247.00000000 NS USD 353896.66000000 1.432860179839 Long EC CORP US N 1 N N N ConocoPhillips WPTL2Z3FIYTHSP5V2253 20825C104 12725.00000000 NS USD 756246.75000000 3.061899070219 Long EC CORP US N 1 N N N PNC Financial Services Group I CFGNEKW0P8842LEUIA51 693475105 3110.00000000 NS USD 461990.50000000 1.870511552479 Long EC CORP US N 1 N N N UnitedHealth Group Inc 549300GHBMY8T5GXDE41 91324P102 2252.00000000 NS USD 613557.40000000 2.484177065998 Long EC CORP US N 1 N N N Caterpillar Inc WRJR7GS4GTRECRRTVX92 149123101 3362.00000000 NS USD 441598.70000000 1.787949037718 Long EC CORP US N 1 N N N PepsiCo Inc FJSUNZKFNQ5YPJ5OT455 713448108 2422.00000000 NS USD 343972.44000000 1.392678903039 Long EC CORP US N 1 N N N Bristol-Myers Squibb Co HLYYNH7UQUORYSJQCN42 110122108 5156.00000000 NS USD 324570.20000000 1.314122928265 Long EC CORP US N 1 N N N General Electric Co 3C7474T6CDKPR9K6YT90 369604103 29659.00000000 NS USD 369254.55000000 1.495041351674 Long EC CORP US N 1 N N N TJX Cos Inc/The V167QI9I69W364E2DY52 872540109 8131.00000000 NS USD 480054.24000000 1.943648195659 Long EC CORP US N 1 N N N Berkshire Hathaway Inc 5493000C01ZX7D35SD85 084670702 2192.00000000 NS USD 491950.56000000 1.991814129790 Long EC CORP US N 1 N N N QUALCOMM Inc H1J8DDZKZP6H7RWC0H53 747525103 5627.00000000 NS USD 480039.37000000 1.943587989861 Long EC CORP US N 1 N N N Facebook Inc BQ4BKCS1HXDV9HN80Z93 30303M102 806.00000000 NS USD 162739.46000000 0.658901081243 Long EC CORP US N 1 N N N US Bancorp N1GZ7BBF3NP8GI976H15 902973304 2791.00000000 NS USD 148537.02000000 0.601398106413 Long EC CORP US N 1 N N N JPMorgan Chase & Co 8I5DZWZKVSZI1NUHU748 46625H100 5936.00000000 NS USD 785688.96000000 3.181104971499 Long EC CORP US N 1 N N N Apple Inc HWUPKR0MPOU8FGXBT394 037833100 2254.00000000 NS USD 697635.54000000 2.824593442917 Long EC CORP US N 1 N N N Wells Fargo & Co PBLD0EJDB5FWOLXP3B76 949746101 9228.00000000 NS USD 433162.32000000 1.753791741732 Long EC CORP US N 1 N N N United Technologies Corp I07WOS4YJ0N7YRFE7309 913017109 3315.00000000 NS USD 497913.00000000 2.015954913856 Long EC CORP US N 1 N N N AT&T Inc 549300Z40J86GGSTL398 00206R102 16939.00000000 NS USD 637245.18000000 2.580084376089 Long EC CORP US N 1 N N N Bank of America Corp 9DJT3UXIJIZJI4WXO774 060505104 18796.00000000 NS USD 617072.68000000 2.498409765264 Long EC CORP US N 1 N N N Duke Energy Corp I1BZKREC126H0VB1BL91 26441C204 5443.00000000 NS USD 531400.09000000 2.151537763944 Long EC CORP US N 1 N N N Anthem Inc 8MYN82XMYQH89CTMTH67 036752103 1096.00000000 NS USD 290746.88000000 1.177178746938 Long EC CORP US N 1 N N N Citigroup Inc 6SHGI4ZSSLCXXQSBB395 172967424 10358.00000000 NS USD 770738.78000000 3.120574539809 Long EC CORP US N 1 N N N IBM VGRQXHF3J8VDLUA7XE92 459200101 1235.00000000 NS USD 177506.55000000 0.718690216391 Long EC CORP US N 1 N N N Mondelez International Inc 549300DV9GIB88LZ5P30 609207105 6009.00000000 NS USD 344796.42000000 1.396015041139 Long EC CORP US N 1 N N N Oracle Corp 1Z4GXXU7ZHVWFCD8TV52 68389X105 3124.00000000 NS USD 163853.80000000 0.663412831687 Long EC CORP US N 1 N N N Target Corp 8WDDFXB5T1Z6J0XC1L66 87612E106 6454.00000000 NS USD 714715.96000000 2.893748810682 Long EC CORP US N 1 N N N T-Mobile US Inc 549300QHIJYOHPACPG31 872590104 10552.00000000 NS USD 835612.88000000 3.383237416009 Long EC CORP US N 1 N N N NIKE Inc 787RXPR0UX0O0XUXPZ81 654106103 3267.00000000 NS USD 314612.10000000 1.273804477797 Long EC CORP US N 1 N N N Lowe's Cos Inc WAFCR4OKGSC504WU3E95 548661107 2764.00000000 NS USD 321287.36000000 1.300831334292 Long EC CORP US N 1 N N N Cigna Corp 549300VIWYMSIGT1U456 125523100 3237.00000000 NS USD 622734.06000000 2.521331614724 Long EC CORP US N 1 N N N Chevron Corp N/A 166764100 6867.00000000 NS USD 735730.38000000 2.978832195251 Long EC CORP US N 1 N N N 2020-03-25 First Trust Exchange-Traded AlphaDEX Fund Donald P. Swade Donald P. Swade Treasurer, Chief Financial Officer and Chief Accounting Officer