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        <paymentToAgentManagers>
          <paymentToAgentManagerType>Revenue sharing split</paymentToAgentManagerType>
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        <avgPortfolioSecuritiesValue>8209993.36800000</avgPortfolioSecuritiesValue>
        <netIncomeSecuritiesLending>110901.45000000</netIncomeSecuritiesLending>
        <relyOnRuleTypes>
          <relyOnRuleType>Rule 12d1-1 (17 CFR 270.12d1-1)</relyOnRuleType>
          <relyOnRuleType>Rule 32a-4 (17 CFR 270.32a-4)</relyOnRuleType>
        </relyOnRuleTypes>
        <isExpenseLimitationInPlace>Y</isExpenseLimitationInPlace>
        <isExpenseReducedOrWaived>N</isExpenseReducedOrWaived>
        <isFeesWaivedRecoupable>Y</isFeesWaivedRecoupable>
        <isExpenseWaivedRecoupable>N</isExpenseWaivedRecoupable>
        <investmentAdvisers>
          <investmentAdviser>
            <investmentAdviserName>First Trust Advisors L.P.</investmentAdviserName>
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        <transferAgents>
          <transferAgent>
            <transferAgentName>The Bank of New York Mellon</transferAgentName>
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            <transferAgentStateCountry transferAgentState="US-NY" transferAgentCountry="US"/>
            <isTransferAgentAffiliated>N</isTransferAgentAffiliated>
            <isTransferAgentSubAgent>N</isTransferAgentSubAgent>
          </transferAgent>
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        <isTransferAgentHiredOrTerminated>N</isTransferAgentHiredOrTerminated>
        <pricingServices>
          <pricingService>
            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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            <isPricingServiceAffiliated>N</isPricingServiceAffiliated>
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        <isPricingServiceHiredOrTerminated>N</isPricingServiceHiredOrTerminated>
        <custodians>
          <custodian>
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        <shareholderServicingAgents>
          <shareholderServicingAgent>
            <shareholderServiceAgentName>The Bank of New York Mellon</shareholderServiceAgentName>
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            <adminName>The Bank of New York Mellon</adminName>
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          <brokerDealer>
            <brokerDealerName>First Trust Portfolios L.P.</brokerDealerName>
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            <principalName>ABN AMRO Clearing Chicago LLC</principalName>
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      <managementInvestmentQuestion>
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            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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        <brokerDealers>
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        <aggregateCommission>143026.36000000</aggregateCommission>
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          <principalTransaction>
            <principalName>CREDIT SUISSE SECURITIES (USA) LLC</principalName>
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        <isSwingPricing>N</isSwingPricing>
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      <managementInvestmentQuestion>
        <mgmtInvFundName>First Trust Small Cap Value AlphaDEX Fund</mgmtInvFundName>
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            <securitiesAgentName>Brown Brothers Harriman &amp; Co.</securitiesAgentName>
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                <idemnityProvider idemnityProviderName="N/A" idemnityProviderLei="N/A"/>
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              <didIndemnificationRights>N</didIndemnificationRights>
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            <transferAgentName>The Bank of New York Mellon</transferAgentName>
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            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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        <isSwingPricing>N</isSwingPricing>
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      <managementInvestmentQuestion>
        <mgmtInvFundName>First Trust Multi Cap Growth AlphaDEX Fund</mgmtInvFundName>
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          <fundType>Exchange-Traded Fund</fundType>
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        <isFundSecuritiesLending>Y</isFundSecuritiesLending>
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          <securityLending>
            <securitiesAgentName>Brown Brothers Harriman &amp; Co.</securitiesAgentName>
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                <idemnityProvider idemnityProviderName="N/A" idemnityProviderLei="N/A"/>
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              <didIndemnificationRights>N</didIndemnificationRights>
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          <paymentToAgentManagerType>Revenue sharing split</paymentToAgentManagerType>
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        <isExpenseLimitationInPlace>Y</isExpenseLimitationInPlace>
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          <investmentAdviser>
            <investmentAdviserName>First Trust Advisors L.P.</investmentAdviserName>
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            <transferAgentName>The Bank of New York Mellon</transferAgentName>
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          <pricingService>
            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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            <shareholderServiceAgentName>The Bank of New York Mellon</shareholderServiceAgentName>
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            <brokerName>CREDIT SUISSE SECURITIES (USA) LLC</brokerName>
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          <principalTransaction>
            <principalName>Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated</principalName>
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          <principalTransaction>
            <principalName>VIRTU AMERICAS LLC</principalName>
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        <principalAggregatePurchase>541655326</principalAggregatePurchase>
        <isBrokerageResearchPayment>N</isBrokerageResearchPayment>
        <mnthlyAvgNetAssets>557501762.00000000</mnthlyAvgNetAssets>
        <dailyAvgNetAssets>0.00000000</dailyAvgNetAssets>
        <hasLineOfCredit>N</hasLineOfCredit>
        <isInterfundLending>N</isInterfundLending>
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        <isSwingPricing>N</isSwingPricing>
      </managementInvestmentQuestion>
      <managementInvestmentQuestion>
        <mgmtInvFundName>First Trust Industrials/Producer Durables AlphaDEX Fund</mgmtInvFundName>
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        <mgmtInvLei>5493008AE9LL1V8KK557</mgmtInvLei>
        <isFirstFilingByFund>Y</isFirstFilingByFund>
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        <numTerminatedClass>0</numTerminatedClass>
        <sharesOutstandings>
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        <fundTypes>
          <fundType>Exchange-Traded Fund</fundType>
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            <isIndexFundAffiliated>N</isIndexFundAffiliated>
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            <indexFundReturnDiffAfterExpense>-0.77000000</indexFundReturnDiffAfterExpense>
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            <indexFundReturnDailyStdevAfterExpense>0.06000000</indexFundReturnDailyStdevAfterExpense>
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        <isNonDiversifiedCompany>N</isNonDiversifiedCompany>
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        <isFundSecuritiesLending>Y</isFundSecuritiesLending>
        <fundLendSecurities didFundLendSecurities="Y">
          <isFundLiquidated>N</isFundLiquidated>
          <isFundAdverselyImpacted>N</isFundAdverselyImpacted>
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        <securityLendings>
          <securityLending>
            <securitiesAgentName>Brown Brothers Harriman &amp; Co.</securitiesAgentName>
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            <securityAgentIdemnity isSecurityAgentIdemnity="Y">
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                <idemnityProvider idemnityProviderName="N/A" idemnityProviderLei="N/A"/>
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              <didIndemnificationRights>N</didIndemnificationRights>
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        <collateralManagers>
          <collateralManager collateralManagerName="Goldman Sachs Trust - Financial Square Treasury Obligations Fund" collateralManagerLei="549300C0TCI4VJPGCS21" isCollateralManagerAffliliated="N" isCollateralManagerAffliliatedWithFund="N"/>
        </collateralManagers>
        <paymentToAgentManagers>
          <paymentToAgentManagerType>Revenue sharing split</paymentToAgentManagerType>
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        <avgPortfolioSecuritiesValue>980752.56770000</avgPortfolioSecuritiesValue>
        <netIncomeSecuritiesLending>2967.76000000</netIncomeSecuritiesLending>
        <relyOnRuleTypes>
          <relyOnRuleType>Rule 32a-4 (17 CFR 270.32a-4)</relyOnRuleType>
          <relyOnRuleType>Rule 12d1-1 (17 CFR 270.12d1-1)</relyOnRuleType>
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        <isExpenseLimitationInPlace>Y</isExpenseLimitationInPlace>
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        <isFeesWaivedRecoupable>Y</isFeesWaivedRecoupable>
        <isExpenseWaivedRecoupable>N</isExpenseWaivedRecoupable>
        <investmentAdvisers>
          <investmentAdviser>
            <investmentAdviserName>First Trust Advisors L.P.</investmentAdviserName>
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            <isInvestmentAdviserHired>N</isInvestmentAdviserHired>
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        <transferAgents>
          <transferAgent>
            <transferAgentName>The Bank of New York Mellon</transferAgentName>
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            <transferAgentStateCountry transferAgentState="US-NY" transferAgentCountry="US"/>
            <isTransferAgentAffiliated>N</isTransferAgentAffiliated>
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        <isTransferAgentHiredOrTerminated>N</isTransferAgentHiredOrTerminated>
        <pricingServices>
          <pricingService>
            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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            <pricingServiceStateCountry pricingServiceState="US-MA" pricingServiceCountry="US"/>
            <isPricingServiceAffiliated>N</isPricingServiceAffiliated>
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        </pricingServices>
        <isPricingServiceHiredOrTerminated>N</isPricingServiceHiredOrTerminated>
        <custodians>
          <custodian>
            <custodianName>The Bank of New York Mellon</custodianName>
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            <custodyType>Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))</custodyType>
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        <shareholderServicingAgents>
          <shareholderServicingAgent>
            <shareholderServiceAgentName>The Bank of New York Mellon</shareholderServiceAgentName>
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        <isShareholderServiceHiredTerminated>N</isShareholderServiceHiredTerminated>
        <admins>
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            <adminName>The Bank of New York Mellon</adminName>
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        <isAdminHiredOrTerminated>N</isAdminHiredOrTerminated>
        <brokerDealers>
          <brokerDealer>
            <brokerDealerName>First Trust Portfolios L.P.</brokerDealerName>
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            <brokerDealerCommission>0.00000000</brokerDealerCommission>
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        <brokers>
          <broker>
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          <broker>
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          <broker>
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          <broker>
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          <broker>
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          <broker>
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            <grossCommission>5.00000000</grossCommission>
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        <aggregateCommission>449295.00000000</aggregateCommission>
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          <principalTransaction>
            <principalName>GOLDMAN SACHS &amp; CO. LLC</principalName>
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          <principalTransaction>
            <principalName>CREDIT SUISSE SECURITIES (USA) LLC</principalName>
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          <principalTransaction>
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        <isBrokerageResearchPayment>N</isBrokerageResearchPayment>
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        <hasLineOfCredit>N</hasLineOfCredit>
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        <isSwingPricing>N</isSwingPricing>
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      <managementInvestmentQuestion>
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            <indexFundReturnDiffAfterExpense>-0.78000000</indexFundReturnDiffAfterExpense>
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        <fundLendSecurities didFundLendSecurities="Y">
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            <securitiesAgentName>Brown Brothers Harriman &amp; Co.</securitiesAgentName>
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            <pricingServiceName>ICE Data Pricing &amp; Reference Data, LLC</pricingServiceName>
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        <isAdminHiredOrTerminated>N</isAdminHiredOrTerminated>
        <brokerDealers>
          <brokerDealer>
            <brokerDealerName>First Trust Portfolios L.P.</brokerDealerName>
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            <brokerDealerCommission>0.00000000</brokerDealerCommission>
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          <broker>
            <brokerName>CANTOR FITZGERALD &amp; CO.</brokerName>
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            <brokerName>RBC CAPITAL MARKETS, LLC</brokerName>
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            <grossCommission>9.00000000</grossCommission>
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          <broker>
            <brokerName>Esposito Securities, LLC</brokerName>
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</edgarSubmission>
