<SEC-DOCUMENT>0001445546-25-003501-index.html : 20250515
<SEC-HEADER>0001445546-25-003501.hdr.sgml : 20250515
<ACCEPTANCE-DATETIME>20250515162159
ACCESSION NUMBER:		0001445546-25-003501
CONFORMED SUBMISSION TYPE:	40-APP/A
PUBLIC DOCUMENT COUNT:		2
FILED AS OF DATE:		20250515
DATE AS OF CHANGE:		20250515

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FIRST TRUST EXCHANGE-TRADED FUND
		CENTRAL INDEX KEY:			0001329377
		ORGANIZATION NAME:           	
		EIN:				000000000

	FILING VALUES:
		FORM TYPE:		40-APP/A
		SEC ACT:		
		SEC FILE NUMBER:	812-15698
		FILM NUMBER:		25953710

	BUSINESS ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
		BUSINESS PHONE:		630-765-8000

	MAIL ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FIRST TRUST ADVISORS LP
		CENTRAL INDEX KEY:			0001125816
		ORGANIZATION NAME:           	
		EIN:				363788904
		STATE OF INCORPORATION:			IL
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		40-APP/A
		SEC ACT:		
		SEC FILE NUMBER:	812-15698-02
		FILM NUMBER:		25953713

	BUSINESS ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE
		STREET 2:		SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
		BUSINESS PHONE:		630-765-8000

	MAIL ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE
		STREET 2:		SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FIRST TRUST EXCHANGE-TRADED FUND II
		CENTRAL INDEX KEY:			0001364608
		ORGANIZATION NAME:           	
		EIN:				000000000
		STATE OF INCORPORATION:			MA

	FILING VALUES:
		FORM TYPE:		40-APP/A
		SEC ACT:		
		SEC FILE NUMBER:	812-15698-11
		FILM NUMBER:		25953722

	BUSINESS ADDRESS:	
		STREET 1:		12O EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
		BUSINESS PHONE:		630-765-8000

	MAIL ADDRESS:	
		STREET 1:		12O EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
		CENTRAL INDEX KEY:			0001383496
		ORGANIZATION NAME:           	
		EIN:				000000000
		STATE OF INCORPORATION:			MA

	FILING VALUES:
		FORM TYPE:		40-APP/A
		SEC ACT:		
		SEC FILE NUMBER:	812-15698-04
		FILM NUMBER:		25953715

	BUSINESS ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
		BUSINESS PHONE:		630-765-8000

	MAIL ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FIRST TRUST EXCHANGE-TRADED FUND III
		CENTRAL INDEX KEY:			0001424212
		ORGANIZATION NAME:           	
		EIN:				000000000

	FILING VALUES:
		FORM TYPE:		40-APP/A
		SEC ACT:		
		SEC FILE NUMBER:	812-15698-10
		FILM NUMBER:		25953721

	BUSINESS ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE
		STREET 2:		SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
		BUSINESS PHONE:		630-765-8000

	MAIL ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE
		STREET 2:		SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	First Trust Exchange-Traded Fund III
		DATE OF NAME CHANGE:	20160419

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	First Trust Exchange Traded Fund III
		DATE OF NAME CHANGE:	20080116

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FIRST TRUST EXCHANGE-TRADED FUND VIII
		CENTRAL INDEX KEY:			0001667919
		ORGANIZATION NAME:           	
		EIN:				000000000

	FILING VALUES:
		FORM TYPE:		40-APP/A
		SEC ACT:		
		SEC FILE NUMBER:	812-15698-05
		FILM NUMBER:		25953716

	BUSINESS ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
		BUSINESS PHONE:		630-765-8000

	MAIL ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
		CENTRAL INDEX KEY:			0001510337
		ORGANIZATION NAME:           	
		EIN:				000000000
		STATE OF INCORPORATION:			MA

	FILING VALUES:
		FORM TYPE:		40-APP/A
		SEC ACT:		
		SEC FILE NUMBER:	812-15698-03
		FILM NUMBER:		25953714

	BUSINESS ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
		BUSINESS PHONE:		630-765-8000

	MAIL ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FIRST TRUST EXCHANGE-TRADED FUND IV
		CENTRAL INDEX KEY:			0001517936
		ORGANIZATION NAME:           	
		EIN:				000000000
		STATE OF INCORPORATION:			MA

	FILING VALUES:
		FORM TYPE:		40-APP/A
		SEC ACT:		
		SEC FILE NUMBER:	812-15698-09
		FILM NUMBER:		25953720

	BUSINESS ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
		BUSINESS PHONE:		630-765-8000

	MAIL ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FIRST TRUST EXCHANGE-TRADED FUND V
		CENTRAL INDEX KEY:			0001549548
		ORGANIZATION NAME:           	
		EIN:				000000000
		STATE OF INCORPORATION:			MA

	FILING VALUES:
		FORM TYPE:		40-APP/A
		SEC ACT:		
		SEC FILE NUMBER:	812-15698-08
		FILM NUMBER:		25953719

	BUSINESS ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
		BUSINESS PHONE:		630-765-8000

	MAIL ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FIRST TRUST EXCHANGE-TRADED FUND VI
		CENTRAL INDEX KEY:			0001552740
		ORGANIZATION NAME:           	
		EIN:				000000000
		STATE OF INCORPORATION:			MA

	FILING VALUES:
		FORM TYPE:		40-APP/A
		SEC ACT:		
		SEC FILE NUMBER:	812-15698-07
		FILM NUMBER:		25953718

	BUSINESS ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
		BUSINESS PHONE:		630-765-8000

	MAIL ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FIRST TRUST EXCHANGE-TRADED FUND VII
		CENTRAL INDEX KEY:			0001561785
		ORGANIZATION NAME:           	
		EIN:				000000000
		STATE OF INCORPORATION:			MA

	FILING VALUES:
		FORM TYPE:		40-APP/A
		SEC ACT:		
		SEC FILE NUMBER:	812-15698-06
		FILM NUMBER:		25953717

	BUSINESS ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
		BUSINESS PHONE:		630-765-8000

	MAIL ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FIRST TRUST PORTFOLIOS L.P.
		CENTRAL INDEX KEY:			0000875626
		ORGANIZATION NAME:           	
		EIN:				363768815
		STATE OF INCORPORATION:			IL
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		40-APP/A
		SEC ACT:		
		SEC FILE NUMBER:	812-15698-01
		FILM NUMBER:		25953712

	BUSINESS ADDRESS:	
		STREET 1:		120 E. LIBERTY DRIVE
		STREET 2:		SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
		BUSINESS PHONE:		630-765-8798

	MAIL ADDRESS:	
		STREET 1:		120 E. LIBERTY DRIVE
		STREET 2:		SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	NIKE SECURITIES L.P.
		DATE OF NAME CHANGE:	20020620

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	NIKE SECURITIES LP
		DATE OF NAME CHANGE:	20020403

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	NIKE SECURITIES L P
		DATE OF NAME CHANGE:	19970924

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FIRST TRUST SERIES FUND
		CENTRAL INDEX KEY:			0001497778
		ORGANIZATION NAME:           	
		EIN:				000000000
		STATE OF INCORPORATION:			MA

	FILING VALUES:
		FORM TYPE:		40-APP/A
		SEC ACT:		
		SEC FILE NUMBER:	812-15698-12
		FILM NUMBER:		25953711

	BUSINESS ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
		BUSINESS PHONE:		630-765-8000

	MAIL ADDRESS:	
		STREET 1:		120 EAST LIBERTY DRIVE, SUITE 400
		CITY:			WHEATON
		STATE:			IL
		ZIP:			60187
</SEC-HEADER>
<DOCUMENT>
<TYPE>40-APP/A
<SEQUENCE>1
<FILENAME>application.htm
<DESCRIPTION>AMENDMENT TO FORM 40-APP
<TEXT>
Document 1 - file: application.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>cac.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: cac.jpg
</DOCUMENT> </SEC-DOCUMENT>