<SEC-DOCUMENT>0001445546-21-006008-index.html : 20211201 <SEC-HEADER>0001445546-21-006008.hdr.sgml : 20211201 <ACCEPTANCE-DATETIME>20211130183440 ACCESSION NUMBER: 0001445546-21-006008 CONFORMED SUBMISSION TYPE: 497K PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20211201 DATE AS OF CHANGE: 20211130 EFFECTIVENESS DATE: 20211201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND CENTRAL INDEX KEY: 0001383496 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 497K SEC ACT: 1933 Act SEC FILE NUMBER: 333-140895 FILM NUMBER: 211460766 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001383496 <SERIES-ID>S000017702 <SERIES-NAME>First Trust Materials AlphaDEX Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000048902 <CLASS-CONTRACT-NAME>First Trust Materials AlphaDEX Fund <CLASS-CONTRACT-TICKER-SYMBOL>FXZ </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>497K <SEQUENCE>1 <FILENAME>fxz_497k.htm <DESCRIPTION>SUMMARY PROSPECTUS <TEXT> Document 1 - file: fxz_497k.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>fxz_dgf.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: fxz_dgf.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>img16c233542.gif <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: img16c233542.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>img9c0920ff1.gif <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: img9c0920ff1.gif
</DOCUMENT> </SEC-DOCUMENT>