<SEC-DOCUMENT>0001445546-20-005712-index.html : 20201201 <SEC-HEADER>0001445546-20-005712.hdr.sgml : 20201201 <ACCEPTANCE-DATETIME>20201201094944 ACCESSION NUMBER: 0001445546-20-005712 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20201201 DATE AS OF CHANGE: 20201201 EFFECTIVENESS DATE: 20201201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND CENTRAL INDEX KEY: 0001383496 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-140895 FILM NUMBER: 201360004 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001383496 <SERIES-ID>S000032963 <SERIES-NAME>First Trust Mega Cap AlphaDEX Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000101702 <CLASS-CONTRACT-NAME>First Trust Mega Cap AlphaDEX Fund <CLASS-CONTRACT-TICKER-SYMBOL>FMK </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>497 <SEQUENCE>1 <FILENAME>etf1_497e.htm <DESCRIPTION>SUPPLEMENT TO PROSPECTUS, SUMMARY PROSPECTUS & SAI <TEXT> Document 1 - file: etf1_497e.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>cac.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: cac.jpg
</DOCUMENT> </SEC-DOCUMENT>