EX-99.D ADVSR CONTR 2 exhibit_d3.htm EXHIBIT A TO AMENDED EXPENSE REIMBURSEMENT, FEE WAIVER AND RECOVERY AGREEMENT

Exhibit A

Name of Fund Expense Cap
(of average net assets)		 Effective Date Expense Cap Term
First Trust Consumer Discretionary AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Consumer Staples AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Energy AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Financials AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Health Care AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Industrials/Producer Durables AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Materials AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Technology AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Utilities AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Large Cap Core AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Mid Cap Core AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Small Cap Core AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Large Cap Value AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Large Cap Growth AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Multi Cap Value AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021
First Trust Multi Cap Growth AlphaDEX® Fund 0.70% October 12, 2010 November 30, 2021