<SEC-DOCUMENT>0001445546-17-005354-index.html : 20171201 <SEC-HEADER>0001445546-17-005354.hdr.sgml : 20171201 <ACCEPTANCE-DATETIME>20171201150951 ACCESSION NUMBER: 0001445546-17-005354 CONFORMED SUBMISSION TYPE: 497K PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20171201 DATE AS OF CHANGE: 20171201 EFFECTIVENESS DATE: 20171201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND CENTRAL INDEX KEY: 0001383496 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 497K SEC ACT: 1933 Act SEC FILE NUMBER: 333-140895 FILM NUMBER: 171234006 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001383496 <SERIES-ID>S000017343 <SERIES-NAME>First Trust Multi Cap Growth AlphaDEX Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000048001 <CLASS-CONTRACT-NAME>First Trust Multi Cap Growth AlphaDEX Fund <CLASS-CONTRACT-TICKER-SYMBOL>FAD </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>497K <SEQUENCE>1 <FILENAME>fad_497k.htm <DESCRIPTION>SUMMARY PRO <TEXT> Document 1 - file: fad_497k.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>fad_dgf.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: fad_dgf.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>imga2b370301.gif <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: imga2b370301.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>imgbffd58562.gif <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: imgbffd58562.gif
</DOCUMENT> </SEC-DOCUMENT>