0001445546-16-007918.txt : 20160408 0001445546-16-007918.hdr.sgml : 20160408 20160408114340 ACCESSION NUMBER: 0001445546-16-007918 CONFORMED SUBMISSION TYPE: 497J PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160408 DATE AS OF CHANGE: 20160408 EFFECTIVENESS DATE: 20160408 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND CENTRAL INDEX KEY: 0001383496 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 497J SEC ACT: 1933 Act SEC FILE NUMBER: 333-140895 FILM NUMBER: 161561883 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187

0001383496 S000017337 First Trust Large Cap Core AlphaDEX Fund

C000047995 First Trust Large Cap Core AlphaDEX Fund FEX

0001383496 S000017338 First Trust Mid Cap Core AlphaDEX Fund

C000047996 First Trust Mid Cap Core AlphaDEX Fund FNX

0001383496 S000017339 First Trust Small Cap Core AlphaDEX Fund

C000047997 First Trust Small Cap Core AlphaDEX Fund FYX

0001383496 S000017340 First Trust Large Cap Value AlphaDEX Fund

C000047998 First Trust Large Cap Value Opportunities AlphaDEX Fund FTA

0001383496 S000017341 First Trust Large Cap Growth AlphaDEX Fund

C000047999 First Trust Large Cap Growth AlphaDEX Fund FTC

0001383496 S000017342 First Trust Multi Cap Value AlphaDEX Fund

C000048000 First Trust Multi Cap Value AlphaDEX Fund FAB

0001383496 S000017343 First Trust Multi Cap Growth AlphaDEX Fund

C000048001 First Trust Multi Cap Growth AlphaDEX Fund FAD

0001383496 S000031804 First Trust Mid Cap Growth AlphaDEX Fund

C000099059 First Trust Mid Cap Growth AlphaDEX Fund FNY

0001383496 S000031805 First Trust Mid Cap Value AlphaDEX Fund

C000099060 First Trust Mid Cap Value AlphaDEX Fund FNK

0001383496 S000031806 First Trust Small Cap Growth AlphaDEX Fund

C000099061 First Trust Small Cap Growth AlphaDEX Fund FYC

0001383496 S000031807 First Trust Small Cap Value AlphaDEX Fund

C000099062 First Trust Small Cap Value AlphaDEX Fund FYT

0001383496 S000032963 First Trust Mega Cap AlphaDEX Fund

C000101702 First Trust Mega Cap AlphaDEX Fund FMK

497J 1 adex_style497j.txt CERTIFICATION OF NO CHANGE IN DEFINITIVE MATERIALS CHAPMAN AND CUTLER LLP 111 WEST MONROE STREET CHICAGO, ILLINOIS 60603 April 8, 2016 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: First Trust Exchange-Traded AlphaDEX(R) Fund (the "Registrant") File No. 333-140895 --------------------------------------------------------------- Ladies and Gentlemen: On behalf of the Registrant, in accordance with the provisions of Rule 497(j) of Regulation C under the Securities Act of 1933, as amended, (the "Securities Act"), this letter serves to certify that the most recent amendment to the Registration Statement on Form N-1A (the "Registration Statement") of the Registrant does not differ from that which would have been filed pursuant to Rule 497(c) of the Securities Act. The Registration Statement relates to First Trust Large Cap Core AlphaDEX(R) Fund, First Trust Mid Cap Core AlphaDEX(R) Fund, First Trust Small Cap Core AlphaDEX(R) Fund, First Trust Large Cap Value AlphaDEX(R) Fund, First Trust Large Cap Growth AlphaDEX(R) Fund, First Trust Multi Cap Value AlphaDEX(R) Fund, First Trust Multi Cap Growth AlphaDEX(R) Fund, First Trust Mid Cap Value AlphaDEX(R) Fund, First Trust Mid Cap Growth AlphaDEX(R) Fund, First Trust Small Cap Value AlphaDEX(R) Fund, First Trust Small Cap Growth AlphaDEX(R) Fund and First Trust Mega Cap AlphaDEX(R) Fund, each a series of the Registrant. Post-Effective Amendment No. 32, which was the most recent amendment to the Registration Statement, was filed electronically with the Securities and Exchange Commission on April 8, 2016. If you have any questions or comments, please telephone the undersigned at (312) 845-3484. Very truly yours, CHAPMAN AND CUTLER LLP By: /s/ Morrison C. Warren --------------------------- Morrison C. Warren Enclosures