<SEC-DOCUMENT>0001445546-16-007522-index.html : 20160318 <SEC-HEADER>0001445546-16-007522.hdr.sgml : 20160318 <ACCEPTANCE-DATETIME>20160318090118 ACCESSION NUMBER: 0001445546-16-007522 CONFORMED SUBMISSION TYPE: 497K PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160318 DATE AS OF CHANGE: 20160318 EFFECTIVENESS DATE: 20160318 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND CENTRAL INDEX KEY: 0001383496 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 497K SEC ACT: 1933 Act SEC FILE NUMBER: 333-140895 FILM NUMBER: 161514677 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001383496 <SERIES-ID>S000017339 <SERIES-NAME>First Trust Small Cap Core AlphaDEX Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000047997 <CLASS-CONTRACT-NAME>First Trust Small Cap Core AlphaDEX Fund <CLASS-CONTRACT-TICKER-SYMBOL>FYX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>497K <SEQUENCE>1 <FILENAME>summary_fyx.txt <DESCRIPTION>SUMMARY PROSPECTUS <TEXT> Document 1 - file: summary_fyx.txt
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