0001445546-14-001026.txt : 20140214
0001445546-14-001026.hdr.sgml : 20140214
20140214150312
ACCESSION NUMBER: 0001445546-14-001026
CONFORMED SUBMISSION TYPE: 497
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
CENTRAL INDEX KEY: 0001383496
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: 497
SEC ACT: 1933 Act
SEC FILE NUMBER: 333-140895
FILM NUMBER: 14615333
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
0001383496
S000017696
First Trust Consumer Discretionary AlphaDEX Fund
C000048896
First Trust Consumer Discretionary AlphaDEX Fund
FXD
0001383496
S000017697
First Trust Consumer Staples AlphaDEX Fund
C000048897
First Trust Consumer Staples AlphaDEX Fund
FXG
0001383496
S000017698
First Trust Energy AlphaDEX Fund
C000048898
First Trust Energy AlphaDEX Fund
FXN
0001383496
S000017699
First Trust Financials AlphaDEX Fund
C000048899
First Trust Financials AlphaDEX Fund
FXO
0001383496
S000017700
First Trust Health Care AlphaDEX Fund
C000048900
First Trust Health Care AlphaDEX Fund
FXH
0001383496
S000017701
First Trust Industrials/Producer Durables AlphaDEX Fund
C000048901
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
0001383496
S000017702
First Trust Materials AlphaDEX Fund
C000048902
First Trust Materials AlphaDEX Fund
FXZ
0001383496
S000017703
First Trust Technology AlphaDEX Fund
C000048903
First Trust Technology AlphaDEX Fund
FXL
0001383496
S000017704
First Trust Utilities AlphaDEX Fund
C000048904
First Trust Utilities AlphaDEX Fund
FXU
497
1
adex1_497.txt
SUPPLEMENT TO STATEMENT OF ADDITIONAL INFORMATION
FIRST TRUST EXCHANGE-TRADED ALPHADEX(R) FUND
FIRST TRUST CONSUMER DISCRETIONARY ALPHADEX(R) FUND
FIRST TRUST CONSUMER STAPLES ALPHADEX(R) FUND
FIRST TRUST ENERGY ALPHADEX(R) FUND
FIRST TRUST FINANCIALS ALPHADEX(R) FUND
FIRST TRUST HEALTH CARE ALPHADEX(R) FUND
FIRST TRUST INDUSTRIALS/PRODUCER DURABLES ALPHADEX(R) FUND
FIRST TRUST MATERIALS ALPHADEX(R) FUND
FIRST TRUST TECHNOLOGY ALPHADEX(R) FUND
FIRST TRUST UTILITIES ALPHADEX(R) FUND
SUPPLEMENT DATED FEBRUARY 14, 2014
TO THE STATEMENT OF ADDITIONAL INFORMATION DATED DECEMBER 2, 2013
Notwithstanding anything to the contrary in the prospectus or
statement of additional information for First Trust Exchange-Traded
AlphaDEX(R) Fund, with respect to the funds set forth above, the following
disclosure is added to the end of the Additional Information section of
the Statement of Additional Information, as follows:
Policy Regarding Investment in Other Investment Companies. Each of
First Trust Consumer Discretionary AlphaDEX(R) Fund, First Trust Consumer
Staples AlphaDEX(R) Fund, First Trust Energy AlphaDEX(R) Fund, First Trust
Financials AlphaDEX(R) Fund, First Trust Health Care AlphaDEX(R) Fund,
First Trust Industrials/Producer Durables AlphaDEX(R) Fund, First Trust
Materials AlphaDEX(R) Fund, First Trust Technology AlphaDEX(R) Fund and
First Trust Utilities AlphaDEX(R) Fund will not rely on Sections
12(d)(1)(F) or 12(d)(1)(G) of the 1940 Act to invest in other investment
companies.
PLEASE KEEP THIS SUPPLEMENT WITH YOUR FUND'S STATEMENT OF ADDITIONAL
INFORMATION FOR FUTURE REFERENCE