0001752724-21-047825.txt : 20210309
0001752724-21-047825.hdr.sgml : 20210309
20210309144911
ACCESSION NUMBER: 0001752724-21-047825
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210131
FILED AS OF DATE: 20210309
PERIOD START: 20210131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Virtus AllianzGI Equity & Convertible Income Fund
CENTRAL INDEX KEY: 0001383441
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0131
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21989
FILM NUMBER: 21725338
BUSINESS ADDRESS:
STREET 1: 101 MUNSON STREET
CITY: GREENFIELD
STATE: MA
ZIP: 01301
BUSINESS PHONE: (866) 270-7598
MAIL ADDRESS:
STREET 1: 101 MUNSON STREET
CITY: GREENFIELD
STATE: MA
ZIP: 01301
FORMER COMPANY:
FORMER CONFORMED NAME: AllianzGI Equity & Convertible Income Fund
DATE OF NAME CHANGE: 20130502
FORMER COMPANY:
FORMER CONFORMED NAME: AGIC Equity & Convertible Income Fund
DATE OF NAME CHANGE: 20100825
FORMER COMPANY:
FORMER CONFORMED NAME: Nicholas-Applegate Equity & Convertible Income Fund
DATE OF NAME CHANGE: 20070118
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001383441
XXXXXXXX
AllianzGI Equity & Convertible Income Fund
811-21989
0001383441
549300E7CGC36IOELF91
C/O ALLIANZ GLOBAL INVESTORS U.S. LLC
1633 BROADWAY
NEW YORK
10019
212-739-3367
AllianzGI Equity & Convertible Income Fund
549300E7CGC36IOELF91
2021-01-31
2021-01-31
N
861342144.88
4814808.15
856527336.73
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
174704.70000000
N
Honeywell International Inc
ISRPG12PN4EIEOEMW547
Honeywell International Inc
438516106
24900.00000000
NS
USD
4864713.00000000
0.567957704487
Long
EC
CORP
US
N
1
N
N
N
LENDINGTREE INC
549300ISY5YHUJZTON08
LendingTree Inc
52603BAC1
1715000.00000000
PA
USD
1767928.12000000
0.206406502651
Long
DBT
CORP
US
N
2
2025-07-15
Fixed
0.50000000
N
N
N
N
Y
LendingTree Inc
LendingTree Inc
USD
XXXX
N
N
N
ZYNGA INC
549300XNQ0U2EL088Z74
Zynga Inc
98986TAB4
1660000.00000000
PA
USD
2237846.00000000
0.261269652938
Long
DBT
CORP
US
N
2
2024-06-01
Fixed
0.25000000
N
N
N
N
Y
Zynga Inc
Zynga Inc
USD
XXXX
N
N
N
BOFA FINANCE LLC
549300CGZYSEY3ZSIW16
BofA Finance LLC
09709THH7
1150000.00000000
PA
USD
1291450.00000000
0.150777441024
Long
DBT
CORP
US
N
2
2022-09-01
Fixed
0.13000000
N
N
N
N
N
Charter Communications Inc
Charter Communications Inc
USD
XXXX
N
N
N
NIO INC
549300JBU4TV5OCKJV96
NIO Inc
62914VAC0
1015000.00000000
PA
USD
1048417.68000000
0.122403294680
Long
DBT
CORP
KY
N
2
2026-02-01
None
0.00000000
N
N
N
N
N
NIO Inc
NIO Inc
USD
XXXX
N
N
N
ENVISTA HOLDINGS CORP
549300BX623VURJZ5269
Envista Holdings Corp
29415FAA2
860000.00000000
PA
USD
1586242.74000000
0.185194642596
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
2.38000000
N
N
N
N
Y
Envista Holdings Corp
Envista Holdings Corp
USD
XXXX
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
VISA INC FEB21 220 CALL
000000000
-220.00000000
NC
USD
-8580.00000000
-0.00100171934
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Visa Inc
Visa Inc
100.00000000
220.00000000
USD
2021-02-19
XXXX
9680.00000000
N
N
N
salesforce.com Inc
RCGZFPDMRW58VJ54VR07
salesforce.com Inc
79466L302
39121.00000000
NS
USD
8824132.76000000
1.030221965090
Long
EC
CORP
US
N
1
N
N
N
Intuit Inc
VI90HBPH7XSFMB9E4M29
Intuit Inc
461202103
22375.00000000
NS
USD
8082521.25000000
0.943638446013
Long
EC
CORP
US
N
1
N
N
N
Dow Inc
5493003S21INSLK2IP73
Dow Inc
260557103
14533.00000000
NS
USD
754262.70000000
0.088060551911
Long
EC
CORP
US
N
1
N
N
N
Dollar General Corp
OPX52SQVOZI8IVSWYU66
Dollar General Corp
256677105
36200.00000000
NS
USD
7044882.00000000
0.822493538489
Long
EC
CORP
US
N
1
N
N
N
Zillow Group Inc
2549002XEELQDIR6FU05
Zillow Group Inc
98954MAC5
1690000.00000000
PA
USD
2900547.00000000
0.338640330041
Long
DBT
CORP
US
N
2
2023-07-01
Fixed
1.50000000
N
N
N
N
Y
Zillow Group Inc
Zillow Group Inc
USD
XXXX
N
N
N
Accenture PLC
N/A
Accenture PLC
000000000
20700.00000000
NS
USD
5007744.00000000
0.584656646116
Long
EC
CORP
IE
N
1
N
N
N
NIO INC
549300JBU4TV5OCKJV96
NIO Inc
62914VAD8
1190000.00000000
PA
USD
1197531.51000000
0.139812409790
Long
DBT
CORP
KY
N
2
2027-02-01
Fixed
0.50000000
N
N
N
N
N
NIO Inc
NIO Inc
USD
XXXX
N
N
N
ETSY INC
54930089Q7XT501AEA40
Etsy Inc
29786AAK2
3375000.00000000
PA
USD
4493897.96000000
0.524664860920
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
0.13000000
N
N
N
N
Y
Etsy Inc
Etsy Inc
USD
XXXX
N
N
N
SHOPIFY INC
549300HGQ43STJLLP808
Shopify Inc
82509LAA5
2000000.00000000
PA
USD
2367500.00000000
0.276406823048
Long
DBT
CORP
CA
N
2
2025-11-01
Fixed
0.13000000
N
N
N
N
Y
Shopify Inc
Shopify Inc
USD
XXXX
N
N
N
CHEGG INC
549300AKX7O8JG0O3G77
Chegg Inc
163092AE9
2810000.00000000
PA
USD
3269435.00000000
0.381708190713
Long
DBT
CORP
US
N
2
2026-09-01
None
0.00000000
N
N
N
N
Y
Chegg Inc
Chegg Inc
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F739
69490.00000000
NS
USD
3698257.80000000
0.431773469614
Long
EP
CORP
US
N
1
N
N
N
Workday Inc
549300J0DYC0N31V7G13
Workday Inc
98138HAF8
1510000.00000000
PA
USD
2426221.95000000
0.283262640426
Long
DBT
CORP
US
N
2
2022-10-01
Fixed
0.25000000
N
N
N
N
Y
Workday Inc
Workday Inc
USD
XXXX
N
N
N
Union Pacific Corp
549300LMMRSZZCZ8CL11
Union Pacific Corp
907818108
19700.00000000
NS
USD
3890159.00000000
0.454178031824
Long
EC
CORP
US
N
1
N
N
N
Prospect Capital Corp
549300FSD8T39P5Q0O47
Prospect Capital Corp
74348TAT9
2450000.00000000
PA
USD
2646000.00000000
0.308921838980
Long
DBT
CORP
US
N
2
2025-03-01
Fixed
6.38000000
N
N
N
N
N
Prospect Capital Corp
Prospect Capital Corp
USD
XXXX
N
N
N
McDonald's Corp
UE2136O97NLB5BYP9H04
McDonald's Corp
580135101
21300.00000000
NS
USD
4426992.00000000
0.516853556233
Long
EC
CORP
US
N
1
N
N
N
REPLIGEN CORP
54930006QJ0T5AUO1E71
Repligen Corp
759916AB5
1120000.00000000
PA
USD
2049727.25000000
0.239306693680
Long
DBT
CORP
US
N
2
2024-07-15
Fixed
0.38000000
N
N
N
N
Y
Repligen Corp
Repligen Corp
USD
XXXX
N
N
N
UnitedHealth Group Inc
549300GHBMY8T5GXDE41
UnitedHealth Group Inc
91324P102
38500.00000000
NS
USD
12842830.00000000
1.499406901480
Long
EC
CORP
US
N
1
N
N
N
MEDALLIA INC
5493009P6W6C5BK60J60
Medallia Inc
584021AA7
1330000.00000000
PA
USD
1690512.89000000
0.197368235374
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
0.13000000
N
N
N
N
Y
Medallia Inc
Medallia Inc
USD
XXXX
N
N
N
Wells Fargo & Co
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746101
79875.00000000
NS
USD
2386665.00000000
0.278644346497
Long
EC
CORP
US
N
1
N
N
N
ROYAL CARIBBEAN CRUISES
K2NEH8QNVW44JIWK7Z55
Royal Caribbean Cruises Ltd
780153BE1
1100000.00000000
PA
USD
1249042.52000000
0.145826346275
Long
DBT
CORP
LR
N
2
2023-11-15
Fixed
2.88000000
N
N
N
N
Y
Royal Caribbean Cruises Ltd
Royal Caribbean Cruises Ltd
USD
XXXX
N
N
N
DR Horton Inc
529900ZIUEYVSB8QDD25
DR Horton Inc
23331A109
85750.00000000
NS
USD
6585600.00000000
0.768872132574
Long
EC
CORP
US
N
1
N
N
N
AbbVie Inc
FR5LCKFTG8054YNNRU85
AbbVie Inc
00287Y109
64750.00000000
NS
USD
6635580.00000000
0.774707322866
Long
EC
CORP
US
N
1
N
N
N
ON Semiconductor Corp
ZV20P4CNJVT8V1ZGJ064
ON Semiconductor Corp
682189AP0
1745000.00000000
PA
USD
3108281.25000000
0.362893408850
Long
DBT
CORP
US
N
2
2023-10-15
Fixed
1.63000000
N
N
N
N
Y
ON Semiconductor Corp
ON Semiconductor Corp
USD
XXXX
N
N
N
KKR & CO INC
549300JOHU21WRN2Z451
KKR & Co Inc
48251W401
25830.00000000
NS
USD
1502531.10000000
0.175421266265
Long
EP
CORP
US
N
1
N
N
N
GCB144A3C7 ESCROW 12/23 FIXED 7.75
N/A
GCB144A3C7 ESCROW 12/23 FIXED 7.75
190ESCAE3
2509000.00000000
PA
USD
48875.32000000
0.005706218342
Long
DBT
CORP
US
N
2
2023-12-01
Fixed
7.75000000
Y
N
N
N
N
N
SQUARE INC
549300OHIIUWSTIZME52
Square Inc
852234AH6
3190000.00000000
PA
USD
3615200.65000000
0.422076505322
Long
DBT
CORP
US
N
2
2027-11-01
Fixed
0.25000000
N
N
N
N
Y
Square Inc
Square Inc
USD
XXXX
N
N
N
SPLUNK INC
549300XGDSGBP6UEI867
Splunk Inc
848637AC8
790000.00000000
PA
USD
1016359.97000000
0.118660540815
Long
DBT
CORP
US
N
2
2023-09-15
Fixed
0.50000000
N
N
N
N
Y
Splunk Inc
Splunk Inc
USD
XXXX
N
N
N
Thermo Fisher Scientific Inc
HCHV7422L5HDJZCRFL38
Thermo Fisher Scientific Inc
883556102
13750.00000000
NS
USD
7008375.00000000
0.818231327765
Long
EC
CORP
US
N
1
N
N
N
Costco Wholesale Corp
29DX7H14B9S6O3FD6V18
Costco Wholesale Corp
22160K105
28050.00000000
NS
USD
9885661.50000000
1.154155982661
Long
EC
CORP
US
N
1
N
N
N
EVERBRIDGE INC
549300WCY0UMR64ATW81
Everbridge Inc
29978AAC8
1100000.00000000
PA
USD
1506928.63000000
0.175934680118
Long
DBT
CORP
US
N
2
2024-12-15
Fixed
0.13000000
N
N
N
N
Y
Everbridge Inc
Everbridge Inc
USD
XXXX
N
N
N
SQUARE INC
549300OHIIUWSTIZME52
Square Inc
852234AE3
1120000.00000000
PA
USD
2118017.10000000
0.247279568225
Long
DBT
CORP
US
N
2
2025-03-01
Fixed
0.13000000
N
N
N
N
Y
Square Inc
Square Inc
USD
XXXX
N
N
N
NIKE Inc
787RXPR0UX0O0XUXPZ81
NIKE Inc
654106103
87100.00000000
NS
USD
11635689.00000000
1.358472578869
Long
EC
CORP
US
N
1
N
N
N
BROADCOM INC
549300WV6GIDOZJTV909
Broadcom Inc
11135F200
4635.00000000
NS
USD
6807656.25000000
0.794797312131
Long
EP
CORP
US
N
1
N
N
N
LIVE NATION ENTERTAINMEN
5493007B9BM9ZXJINO78
Live Nation Entertainment Inc
538034AT6
485000.00000000
PA
USD
499771.01000000
0.058348518321
Long
DBT
CORP
US
N
2
2025-02-15
Fixed
2.00000000
N
N
N
N
Y
Live Nation Entertainment Inc
Live Nation Entertainment Inc
USD
XXXX
N
N
N
Micron Technology Inc
B3DXGBC8GAIYWI2Z0172
Micron Technology Inc
595112103
82500.00000000
NS
USD
6457275.00000000
0.753890123887
Long
EC
CORP
US
N
1
N
N
N
CHEGG INC
549300AKX7O8JG0O3G77
Chegg Inc
163092AD1
820000.00000000
PA
USD
1569480.00000000
0.183237584219
Long
DBT
CORP
US
N
2
2025-03-15
Fixed
0.13000000
N
N
N
N
Y
Chegg Inc
Chegg Inc
USD
XXXX
N
N
N
Synaptics Inc
549300AJ3LI4FWNRQX29
Synaptics Inc
87157DAD1
900000.00000000
PA
USD
1254080.69000000
0.146414555172
Long
DBT
CORP
US
N
2
2022-06-15
Fixed
0.50000000
N
N
N
N
Y
Synaptics Inc
Synaptics Inc
USD
XXXX
N
N
N
SNAP INC
549300JNC0L6VP8A2Q35
Snap Inc
83304AAB2
2390000.00000000
PA
USD
5725975.41000000
0.668510526687
Long
DBT
CORP
US
N
2
2026-08-01
Fixed
0.75000000
N
N
N
N
N
Snap Inc
Snap Inc
USD
XXXX
N
N
N
ZSCALER INC.
529900MZ0RTK1BWRNF46
Zscaler Inc
98980GAA0
1815000.00000000
PA
USD
2715622.47000000
0.317050297585
Long
DBT
CORP
US
N
2
2025-07-01
Fixed
0.13000000
N
N
N
N
Y
Zscaler Inc
Zscaler Inc
USD
XXXX
N
N
N
ALARM.COM HLDGS INC
549300HIH92U1EKIHZ32
Alarm.com Holdings Inc
011642AA3
1590000.00000000
PA
USD
1586047.26000000
0.185171820207
Long
DBT
CORP
US
N
2
2026-01-15
None
0.00000000
N
N
N
N
N
Alarm.com Holdings Inc
Alarm.com Holdings Inc
USD
XXXX
N
N
N
MATCH GROUP FINANCECO 3
5493003IEL8HSZKWUI17
Match Group Financeco 3 Inc
44932KAA4
975000.00000000
PA
USD
1774661.62000000
0.207192642184
Long
DBT
CORP
US
N
2
2030-01-15
Fixed
2.00000000
N
N
N
N
N
Match Group Inc
Match Group Inc
USD
XXXX
N
N
N
PEBBLEBROOK HOTEL TRUST
5493004Q1NNH6JXCSI52
Pebblebrook Hotel Trust
70509VAA8
1320000.00000000
PA
USD
1411186.85000000
0.164756778853
Long
DBT
US
N
2
2026-12-15
Fixed
1.75000000
N
N
N
N
Y
Pebblebrook Hotel Trust
Pebblebrook Hotel Trust
USD
XXXX
N
N
N
JAZZ INVESTMENTS I LTD
N/A
Jazz Investments I Ltd
472145AE1
1970000.00000000
PA
USD
2500500.98000000
0.291934754767
Long
DBT
CORP
BM
N
2
2026-06-15
Fixed
2.00000000
N
N
N
N
Y
Jazz Pharmaceuticals PLC
Jazz Pharmaceuticals PLC
USD
XXXX
N
N
N
RH
5493008MTS3OGGMHGK69
RH
74967XAA1
1030000.00000000
PA
USD
2553622.94000000
0.298136770479
Long
DBT
CORP
US
N
2
2023-06-15
None
0.00000000
N
N
N
N
Y
RH
RH
USD
XXXX
N
N
N
Horizon Therapeutics Plc
529900P0GSQ79OOZEV53
Horizon Therapeutics Plc
000000000
47200.00000000
NS
USD
3421056.00000000
0.399410019189
Long
EC
CORP
IE
N
1
N
N
N
Liberty Media Corp
549300ZKUTPIBZLWLL89
Liberty Media Corp
531229AB8
1105000.00000000
PA
USD
1357819.54000000
0.158526118405
Long
DBT
CORP
US
N
2
2023-10-15
Fixed
1.38000000
N
N
N
N
Y
Liberty Media Corp-Liberty Braves
Liberty Media Corp-Liberty Braves
USD
XXXX
N
N
N
SPLUNK INC
549300XGDSGBP6UEI867
Splunk Inc
848637AE4
2700000.00000000
PA
USD
2842497.25000000
0.331862992353
Long
DBT
CORP
US
N
2
2027-06-15
Fixed
1.13000000
N
N
N
N
Y
Splunk Inc
Splunk Inc
USD
XXXX
N
N
N
Advanced Micro Devices Inc
R2I72C950HOYXII45366
Advanced Micro Devices Inc
007903107
84000.00000000
NS
USD
7193760.00000000
0.839875120327
Long
EC
CORP
US
N
1
N
N
N
Enphase Energy Inc
5493008U7KIGMI59Z314
Enphase Energy Inc
29355A107
29475.00000000
NS
USD
5374766.25000000
0.627506679532
Long
EC
CORP
US
N
1
N
N
N
REDFIN CORP
549300HXWD3JEMZU3O57
Redfin Corp
75737FAB4
1325000.00000000
PA
USD
1629453.97000000
0.190239575565
Long
DBT
CORP
US
N
2
2025-10-15
None
0.00000000
N
N
N
N
Y
Redfin Corp
Redfin Corp
USD
XXXX
N
N
N
MONGODB INC
549300TPTG69WKWE1Z37
MongoDB Inc
60937PAD8
1980000.00000000
PA
USD
3658050.00000000
0.427079188618
Long
DBT
CORP
US
N
2
2026-01-15
Fixed
0.25000000
N
N
N
N
Y
MongoDB Inc
MongoDB Inc
USD
XXXX
N
N
N
PayPal Holdings Inc
5493005X2GO78EFZ3E94
PayPal Holdings Inc
70450Y103
41200.00000000
NS
USD
9653572.00000000
1.127059416089
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
TARGET CORP FEB21 220 CALL
000000000
-165.00000000
NC
USD
-2145.00000000
-0.00025042983
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Target Corp
Target Corp
100.00000000
220.00000000
USD
2021-02-19
XXXX
14658.42000000
N
N
N
PEGASYSTEMS INC
549300FMCOKPL06FYN26
Pegasystems Inc
705573AA1
1145000.00000000
PA
USD
1343228.13000000
0.156822563904
Long
DBT
CORP
US
N
2
2025-03-01
Fixed
0.75000000
N
N
N
N
Y
Pegasystems Inc
Pegasystems Inc
USD
XXXX
N
N
N
Alphabet Inc
5493006MHB84DD0ZWV18
Alphabet Inc
02079K305
15800.00000000
NS
USD
28872288.00000000
3.370854234521
Long
EC
CORP
US
N
1
N
N
N
OMNICELL INC
5493008RH0GTKHHPZI77
Omnicell Inc
68213NAC3
235000.00000000
PA
USD
316075.00000000
0.036901916196
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
0.25000000
N
N
N
N
Y
Omnicell Inc
Omnicell Inc
USD
XXXX
N
N
N
Visa Inc
549300JZ4OKEHW3DPJ59
Visa Inc
92826C839
54200.00000000
NS
USD
10474150.00000000
1.222862312834
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
JPMORGAN CHASE + CO FEB21 155 CALL
000000000
-350.00000000
NC
USD
-2975.00000000
-0.00034733275
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
JPMorgan Chase & Co
JPMorgan Chase & Co
100.00000000
155.00000000
USD
2021-02-19
XXXX
19569.49000000
N
N
N
Zoetis Inc
549300HD9Q1LOC9KLJ48
Zoetis Inc
98978V103
45325.00000000
NS
USD
6991381.25000000
0.816247298853
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
NETFLIX INC FEB21 590 CALL
000000000
-105.00000000
NC
USD
-41475.00000000
-0.00484222723
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Netflix Inc
Netflix Inc
100.00000000
590.00000000
USD
2021-02-19
XXXX
561.99000000
N
N
N
Exact Sciences Corp
549300VM3X1FYD4N9Z14
Exact Sciences Corp
30063PAB1
2460000.00000000
PA
USD
3532712.35000000
0.412445954554
Long
DBT
CORP
US
N
2
2027-03-15
Fixed
0.38000000
N
N
N
N
Y
Exact Sciences Corp
Exact Sciences Corp
USD
XXXX
N
N
N
GUARDANT HEALTH INC
254900M8C3E5VC8BR186
Guardant Health Inc
40131MAA7
2185000.00000000
PA
USD
2918673.55000000
0.340756613926
Long
DBT
CORP
US
N
2
2027-11-15
None
0.00000000
N
N
N
N
Y
Guardant Health Inc
Guardant Health Inc
USD
XXXX
N
N
N
Square Inc
549300OHIIUWSTIZME52
Square Inc
852234103
11950.00000000
NS
USD
2580722.00000000
0.301300599447
Long
EC
CORP
US
N
1
N
N
N
HUBSPOT INC
529900BLNVEW0MVKJB37
HubSpot Inc
443573AC4
1295000.00000000
PA
USD
1932623.64000000
0.225634787954
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
0.38000000
N
N
N
N
Y
HubSpot Inc
HubSpot Inc
USD
XXXX
N
N
N
PINDUODUO INC
5493000573DS7005T657
Pinduoduo Inc
722304AC6
1550000.00000000
PA
USD
1867483.57000000
0.218029651818
Long
DBT
CORP
KY
N
2
2025-12-01
None
0.00000000
N
N
N
N
Y
Pinduoduo Inc
Pinduoduo Inc
USD
XXXX
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
DexCom Inc
252131AH0
440000.00000000
PA
USD
1017258.52000000
0.118765446983
Long
DBT
CORP
US
N
2
2023-12-01
Fixed
0.75000000
N
N
N
N
Y
DexCom Inc
DexCom Inc
USD
XXXX
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
NIKE INC FEB21 150 CALL
000000000
-220.00000000
NC
USD
-10670.00000000
-0.00124572789
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
NIKE Inc
NIKE Inc
100.00000000
150.00000000
USD
2021-02-19
XXXX
-1852.34000000
N
N
N
Chemours Co/The
549300M1BOLNXL8DOV14
Chemours Co/The
163851108
46400.00000000
NS
USD
1222176.00000000
0.142689666469
Long
EC
CORP
US
N
1
N
N
N
LIBERTY MEDIA CORP
549300ZKUTPIBZLWLL89
Liberty Media Corp
531229AJ1
1505000.00000000
PA
USD
1575735.00000000
0.183967858634
Long
DBT
CORP
US
N
2
2049-12-01
Fixed
2.75000000
N
N
N
N
Y
Sirius XM Holdings Inc
Sirius XM Holdings Inc
USD
XXXX
N
N
N
Workday Inc
549300J0DYC0N31V7G13
Workday Inc
98138H101
18475.00000000
NS
USD
4203616.75000000
0.490774382759
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
HOME DEPOT INC/THE FEB21 310 CALL
000000000
-160.00000000
NC
USD
-6880.00000000
-0.00080324348
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Home Depot Inc/The
Home Depot Inc/The
100.00000000
310.00000000
USD
2021-02-19
XXXX
1632.49000000
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
125225.00000000
NS
USD
29047191.00000000
3.391274248279
Long
EC
CORP
US
N
1
N
N
N
BOOKING HOLDINGS INC
FXM8FAOHMYDIPD38UZ17
Booking Holdings Inc
09857LAM0
815000.00000000
PA
USD
1111949.59000000
0.129820677323
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
0.75000000
N
N
N
N
N
Booking Holdings Inc
Booking Holdings Inc
USD
XXXX
N
N
N
Align Technology Inc
549300N5YSE0U3LCP840
Align Technology Inc
016255101
13700.00000000
NS
USD
7197706.00000000
0.840335817824
Long
EC
CORP
US
N
1
N
N
N
Avantor Inc
N/A
Avantor Inc
05352A209
37205.00000000
NS
USD
3445555.05000000
0.402270295674
Long
EP
CORP
US
N
1
N
N
N
IQVIA Holdings Inc
549300W3R20NM4KQPH86
IQVIA Holdings Inc
46266C105
32425.00000000
NS
USD
5765165.00000000
0.673085931151
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MCDONALD'S CORP FEB21 232.5 CALL
000000000
-110.00000000
NC
USD
-3080.00000000
-0.00035959155
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
McDonald's Corp
McDonald's Corp
100.00000000
232.50000000
USD
2021-02-19
XXXX
5300.90000000
N
N
N
Fixed Income Clearing Corp
549300H47WTHXPU08X20
FIXED INC CLEARING CORP.REPO
000000000
42015000.00000000
PA
USD
42015000.00000000
4.905272511254
Long
RA
CORP
US
N
2
Repurchase
N
0.00000000
2021-02-01
32877000.00000000
USD
42855348.67965000
USD
UST
N
N
N
Nutanix Inc
549300X7J6E8TKVIXW09
Nutanix Inc
67059NAB4
1595000.00000000
PA
USD
1622591.52000000
0.189438381055
Long
DBT
CORP
US
N
2
2023-01-15
None
0.00000000
N
N
N
N
Y
Nutanix Inc
Nutanix Inc
USD
XXXX
N
N
N
2020 CASH EXCH TRUST
N/A
2020 Cash Mandatory Exchangeable Trust
901375105
3000.00000000
NS
USD
3454140.00000000
0.403272592931
Long
EP
CORP
US
N
2
N
N
N
FIVE9 INC
254900MXP6EWY0SFFR59
Five9 Inc
338307AC5
1675000.00000000
PA
USD
2364166.79000000
0.276017669094
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
0.50000000
N
N
N
N
Y
Five9 Inc
Five9 Inc
USD
XXXX
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
HONEYWELL INTERNATIONAL INC FEB21 225 CALL
000000000
-60.00000000
NC
USD
-600.00000000
-0.00007005030
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Honeywell International Inc
Honeywell International Inc
100.00000000
225.00000000
USD
2021-02-19
XXXX
2790.78000000
N
N
N
VAIL RESORTS INC
529900PSZHRNU9HKH870
Vail Resorts Inc
91879QAM1
1175000.00000000
PA
USD
1189687.50000000
0.138896617654
Long
DBT
CORP
US
N
2
2026-01-01
None
0.00000000
N
N
N
N
N
Vail Resorts Inc
Vail Resorts Inc
USD
XXXX
N
N
N
PALO ALTO NETWORKS
549300QXR2YVZV231H43
Palo Alto Networks Inc
697435AE5
2395000.00000000
PA
USD
3171308.35000000
0.370251854670
Long
DBT
CORP
US
N
2
2025-06-01
Fixed
0.38000000
N
N
N
N
Y
Palo Alto Networks Inc
Palo Alto Networks Inc
USD
XXXX
N
N
N
DOCUSIGN INC
549300Q7PVDWRZ39JG09
DocuSign Inc
256163AC0
2165000.00000000
PA
USD
2274603.13000000
0.265561066466
Long
DBT
CORP
US
N
2
2024-01-15
None
0.00000000
N
N
N
N
N
DocuSign Inc
DocuSign Inc
USD
XXXX
N
N
N
NVIDIA Corp
549300S4KLFTLO7GSQ80
NVIDIA Corp
67066G104
20027.00000000
NS
USD
10405828.93000000
1.214885793339
Long
EC
CORP
US
N
1
N
N
N
Adobe Inc
FU4LY2G4933NH2E1CP29
Adobe Inc
00724F101
27075.00000000
NS
USD
12421197.75000000
1.450181122930
Long
EC
CORP
US
N
1
N
N
N
TELADOC HEALTH INC
549300I2PVFBC9MFAC61
Teladoc Health Inc
87918AAE5
3150000.00000000
PA
USD
4461187.50000000
0.520845898162
Long
DBT
CORP
US
N
2
2027-06-01
Fixed
1.25000000
N
N
N
N
Y
Teladoc Health Inc
Teladoc Health Inc
USD
XXXX
N
N
N
ELANCO ANIMAL HEALTH INC
549300SHPNDCE059M934
Elanco Animal Health Inc
28414H202
31335.00000000
NS
USD
1446736.95000000
0.168907271018
Long
EP
CORP
US
N
1
N
N
N
BIOMARIN PHARMACEUTICAL
NSLL8ITTRR0J5HEMR848
BioMarin Pharmaceutical Inc
09061GAH4
1195000.00000000
PA
USD
1282434.53000000
0.149724880340
Long
DBT
CORP
US
N
2
2024-08-01
Fixed
0.60000000
N
N
N
N
N
BioMarin Pharmaceutical Inc
BioMarin Pharmaceutical Inc
USD
XXXX
N
N
N
Cheniere Energy Inc
MIHC87W9WTYSYZWV1J40
Cheniere Energy Inc
16411RAG4
4200000.00000000
PA
USD
3445730.99000000
0.402290836758
Long
DBT
CORP
US
N
2
2045-03-15
Fixed
4.25000000
N
N
N
N
Y
Cheniere Energy Inc
Cheniere Energy Inc
USD
XXXX
N
N
N
Crown Castle International Corp
54930012H97VSM0I2R19
Crown Castle International Corp
22822V101
40491.00000000
NS
USD
6448596.66000000
0.752876923300
Long
EC
US
N
1
N
N
N
DuPont de Nemours Inc
5493004JF0SDFLM8GD76
DuPont de Nemours Inc
26614N102
14533.00000000
NS
USD
1154646.85000000
0.134805604034
Long
EC
CORP
US
N
1
N
N
N
Illumina Inc
SQ95QG8SR5Q56LSNF682
Illumina Inc
452327109
4325.00000000
NS
USD
1844353.00000000
0.215329146065
Long
EC
CORP
US
N
1
N
N
N
Target Corp
8WDDFXB5T1Z6J0XC1L66
Target Corp
87612E106
32625.00000000
NS
USD
5910671.25000000
0.690073859471
Long
EC
CORP
US
N
1
N
N
N
Viavi Solutions Inc
5493006K3E3N1QOBF092
Viavi Solutions Inc
925550AB1
1745000.00000000
PA
USD
2310276.05000000
0.269725897928
Long
DBT
CORP
US
N
2
2024-03-01
Fixed
1.00000000
N
N
N
N
Y
Viavi Solutions Inc
Viavi Solutions Inc
USD
XXXX
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
ADOBE INC FEB21 525 CALL
000000000
-135.00000000
NC
USD
-12960.00000000
-0.00151308655
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Adobe Inc
Adobe Inc
100.00000000
525.00000000
USD
2021-02-19
XXXX
4651.86000000
N
N
N
TWITTER INC
549300I8RX485XMK6836
Twitter Inc
90184LAF9
1305000.00000000
PA
USD
1545609.38000000
0.180450677254
Long
DBT
CORP
US
N
2
2024-06-15
Fixed
0.25000000
N
N
N
N
Y
Twitter Inc
Twitter Inc
USD
XXXX
N
N
N
2020 MANDATORY EXCHANGE
N/A
2020 Mandatory Exchangeable Trust
901376202
1105.00000000
NS
USD
2509336.77000000
0.292966337721
Long
EP
CORP
US
N
2
N
N
N
OKTA INC
549300N8J06I8MRHU620
Okta Inc
679295AE5
1255000.00000000
PA
USD
1641487.45000000
0.191644490445
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
0.38000000
N
N
N
N
Y
Okta Inc
Okta Inc
USD
XXXX
N
N
N
II-VI INC
549300O5C25A0MMHHU33
II-VI Inc
902104306
3415.00000000
NS
USD
1191561.80000000
0.139115443127
Long
EP
CORP
US
N
1
N
N
N
Nabors Industries Ltd
N/A
Nabors Industries Ltd
000000000
8860.00000000
NS
USD
90283.40000000
0.010540632636
Long
EP
CORP
BM
N
1
N
N
N
NABORS INDUSTRIES INC
549300VFQWRKICUFNU92
Nabors Industries Inc
62957HAH8
409000.00000000
PA
USD
417180.00000000
0.048705976109
Long
DBT
CORP
US
N
2
2025-02-01
Fixed
9.00000000
N
N
N
N
N
N
Activision Blizzard Inc
549300TPQQDBP9GNOF40
Activision Blizzard Inc
00507V109
63000.00000000
NS
USD
5733000.00000000
0.669330651125
Long
EC
CORP
US
N
1
N
N
N
Tesla Inc
54930043XZGB27CTOV49
Tesla Inc
88160RAC5
720000.00000000
PA
USD
7933845.34000000
0.926280458285
Long
DBT
CORP
US
N
2
2021-03-01
Fixed
1.25000000
N
N
N
N
Y
Tesla Inc
Tesla Inc
USD
XXXX
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
ADVANCED MICRO DEVICES INC FEB21 115 CALL
000000000
-350.00000000
NC
USD
-10500.00000000
-0.00122588031
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Advanced Micro Devices Inc
Advanced Micro Devices Inc
100.00000000
115.00000000
USD
2021-02-19
XXXX
32822.46000000
N
N
N
BURLINGTON STORES INC
5299003Z37DVGKKC1W09
Burlington Stores Inc
122017AA4
1450000.00000000
PA
USD
1947737.67000000
0.227399358604
Long
DBT
CORP
US
N
2
2025-04-15
Fixed
2.25000000
N
N
N
N
Y
Burlington Stores Inc
Burlington Stores Inc
USD
XXXX
N
N
N
OKTA INC
549300N8J06I8MRHU620
Okta Inc
679295AD7
1635000.00000000
PA
USD
2475447.34000000
0.289009729619
Long
DBT
CORP
US
N
2
2025-09-01
Fixed
0.13000000
N
N
N
N
Y
Okta Inc
Okta Inc
USD
XXXX
N
N
N
Netflix Inc
549300Y7VHGU0I7CE873
Netflix Inc
64110L106
20700.00000000
NS
USD
11020473.00000000
1.286645799546
Long
EC
CORP
US
N
1
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
DISH Network Corp
25470MAE9
1855000.00000000
PA
USD
1751668.41000000
0.204508173281
Long
DBT
CORP
US
N
2
2025-12-15
None
0.00000000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
Intuitive Surgical Inc
54930052SRG011710797
Intuitive Surgical Inc
46120E602
9025.00000000
NS
USD
6747451.00000000
0.787768318727
Long
EC
CORP
US
N
1
N
N
N
Mastercard Inc
AR5L2ODV9HN37376R084
Mastercard Inc
57636Q104
32500.00000000
NS
USD
10279425.00000000
1.200128070546
Long
EC
CORP
US
N
1
N
N
N
Tesla Inc
54930043XZGB27CTOV49
Tesla Inc
88160RAG6
390000.00000000
PA
USD
4981433.64000000
0.581584898272
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
2.00000000
N
N
N
N
Y
Tesla Inc
Tesla Inc
USD
XXXX
N
N
N
Broadcom Inc
549300WV6GIDOZJTV909
Broadcom Inc
11135F101
19900.00000000
NS
USD
8964950.00000000
1.046662449119
Long
EC
CORP
US
N
1
N
N
N
DISH Network Corp
529900U350CWHH15G169
DISH Network Corp
25470MAB5
2625000.00000000
PA
USD
2427055.47000000
0.283359954308
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
3.38000000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
Assurant Inc
H3F39CAXWQRVWURFXL38
Assurant Inc
04621X207
13170.00000000
NS
USD
1689842.70000000
0.197289990352
Long
EP
CORP
US
N
1
N
N
N
Tesla Inc
54930043XZGB27CTOV49
Tesla Inc
88160R101
24125.00000000
NS
USD
19143911.25000000
2.235061326015
Long
EC
CORP
US
N
1
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505682
1775.00000000
NS
USD
2596434.50000000
0.303135041773
Long
EP
CORP
US
N
1
N
N
N
Home Depot Inc/The
QEKMOTMBBKA8I816DO57
Home Depot Inc/The
437076102
46300.00000000
NS
USD
12538966.00000000
1.463930625713
Long
EC
CORP
US
N
1
N
N
N
PALO ALTO NETWORKS
549300QXR2YVZV231H43
Palo Alto Networks Inc
697435AD7
1130000.00000000
PA
USD
1605000.83000000
0.187384659096
Long
DBT
CORP
US
N
2
2023-07-01
Fixed
0.75000000
N
N
N
N
Y
Palo Alto Networks Inc
Palo Alto Networks Inc
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F770
39700.00000000
NS
USD
2121568.00000000
0.247694137597
Long
EP
CORP
US
N
1
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HAW1
735000.00000000
PA
USD
1138515.00000000
0.132922202383
Long
DBT
CORP
BM
N
2
2025-08-01
Fixed
5.38000000
N
N
N
N
N
Norwegian Cruise Line Holdings Ltd
Norwegian Cruise Line Holdings Ltd
USD
XXXX
N
N
N
Abbott Laboratories
HQD377W2YR662HK5JX27
Abbott Laboratories
002824100
49475.00000000
NS
USD
6114615.25000000
0.713884424675
Long
EC
CORP
US
N
1
N
N
N
FedEx Corp
549300E707U7WNPZN687
FedEx Corp
31428X106
15175.00000000
NS
USD
3571284.50000000
0.416949272586
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
CHARLES SCHWAB CORP/THE FEB21 60 CALL
000000000
-120.00000000
NC
USD
-3480.00000000
-0.00040629176
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Charles Schwab Corp/The
Charles Schwab Corp/The
100.00000000
60.00000000
USD
2021-02-19
XXXX
-74.34000000
N
N
N
Freeport-McMoRan Inc
549300IRDTHJQ1PVET45
Freeport-McMoRan Inc
35671D857
178900.00000000
NS
USD
4814199.00000000
0.562060169425
Long
EC
CORP
US
N
1
N
N
N
ServiceNow Inc
549300HJTQM36M0E1G39
ServiceNow Inc
81762P102
21325.00000000
NS
USD
11582887.00000000
1.352307918649
Long
EC
CORP
US
N
1
N
N
N
CLOUDFLARE INC
5493007DY18BGNLDWU14
Cloudflare Inc
18915MAA5
755000.00000000
PA
USD
1631456.59000000
0.190473382464
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
0.75000000
N
N
N
N
Y
Cloudflare Inc
Cloudflare Inc
USD
XXXX
N
N
N
PIONEER NATURAL RESOURCE
FY8JBF7CCL2VE4F1B628
Pioneer Natural Resources Co
723787AN7
1870000.00000000
PA
USD
2588291.98000000
0.302184398443
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
0.25000000
N
N
N
N
Y
Pioneer Natural Resources Co
Pioneer Natural Resources Co
USD
XXXX
N
N
N
GFL ENVIRONMENTAL INC
549300FYK4MBXWIVZU26
GFL Environmental Inc
36168Q120
29470.00000000
NS
USD
2010738.10000000
0.234754690688
Long
EP
CORP
CA
N
1
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
DexCom Inc
252131AJ6
3120000.00000000
PA
USD
3188954.37000000
0.372312036434
Long
DBT
CORP
US
N
2
2025-11-15
Fixed
0.25000000
N
N
N
N
Y
DexCom Inc
DexCom Inc
USD
XXXX
N
N
N
SHIFT4 PAYMENTS INC
N/A
Shift4 Payments Inc
82452JAA7
1260000.00000000
PA
USD
1448108.61000000
0.169067413017
Long
DBT
CORP
US
N
2
2025-12-15
None
0.00000000
N
N
N
N
Y
Shift4 Payments Inc
Shift4 Payments Inc
USD
XXXX
N
N
N
BRIDGEBIO PHARMA INC
54930028YG89VTY2J114
Bridgebio Pharma Inc
10806XAC6
1885000.00000000
PA
USD
1830876.00000000
0.213755699495
Long
DBT
CORP
US
N
2
2029-02-01
Fixed
2.25000000
N
N
N
N
N
Bridgebio Pharma Inc
Bridgebio Pharma Inc
USD
XXXX
N
N
N
Deere & Co
PWFTNG3EI0Y73OXWDH08
Deere & Co
244199105
20500.00000000
NS
USD
5920400.00000000
0.691209695956
Long
EC
CORP
US
N
1
N
N
N
Charles Schwab Corp/The
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513105
48400.00000000
NS
USD
2494536.00000000
0.291238340334
Long
EC
CORP
US
N
1
N
N
N
LIBERTY MEDIA CORP
N/A
Liberty Media Corp-Liberty Formula One
531229AF9
1055000.00000000
PA
USD
1281664.18000000
0.149634941587
Long
DBT
CORP
US
N
2
2023-01-30
Fixed
1.00000000
N
N
N
N
Y
Liberty Media Corp-Liberty Formula One
Liberty Media Corp-Liberty Formula One
USD
XXXX
N
N
N
EQT CORP
4NT01YGM4X7ZX86ISY52
EQT Corp
26884LAJ8
1075000.00000000
PA
USD
1460048.84000000
0.170461440912
Long
DBT
CORP
US
N
2
2026-05-01
Fixed
1.75000000
N
N
N
N
Y
EQT Corp
EQT Corp
USD
XXXX
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MICRON TECHNOLOGY INC FEB21 92.5 CALL
000000000
-415.00000000
NC
USD
-15147.50000000
-0.00176847829
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Micron Technology Inc
Micron Technology Inc
100.00000000
92.50000000
USD
2021-02-19
XXXX
809.38000000
N
N
N
Facebook Inc
BQ4BKCS1HXDV9HN80Z93
Facebook Inc
30303M102
77400.00000000
NS
USD
19994742.00000000
2.334396246631
Long
EC
CORP
US
N
1
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746804
3505.00000000
NS
USD
5061220.00000000
0.590899996177
Long
EP
CORP
US
N
1
N
N
N
BILL.COM HOLDINGS INC
549300IBF9VZZIGOZW63
Bill.com Holdings Inc
090043AA8
1570000.00000000
PA
USD
1719791.36000000
0.200786511562
Long
DBT
CORP
US
N
2
2025-12-01
None
0.00000000
N
N
N
N
Y
Bill.Com Holdings Inc
Bill.Com Holdings Inc
USD
XXXX
N
N
N
JP MORGAN CHASE BANK NA
7H6GLXDRUGQFU57RNE97
JPMorgan Chase Bank NA
48128DAC1
1100000.00000000
PA
USD
1333062.50000000
0.155635721457
Long
DBT
CORP
US
N
2
2023-01-01
Fixed
0.13000000
N
N
N
N
N
Alibaba Group Holding Ltd
Alibaba Group Holding Ltd
USD
XXXX
N
N
N
BOSTON SCIENTIFIC CORP
Y6ZDD9FP4P8JSSJMW954
Boston Scientific Corp
101137206
20265.00000000
NS
USD
2214153.90000000
0.258503588274
Long
EP
CORP
US
N
1
N
N
N
Crowdstrike Holdings Inc
549300YBY08K9KM4HX32
Crowdstrike Holdings Inc
22788C105
30375.00000000
NS
USD
6554925.00000000
0.765290810801
Long
EC
CORP
US
N
1
N
N
N
Aon PLC
635400FALWQYX5E6QC64
Aon PLC
000000000
4600.00000000
NS
USD
934260.00000000
0.109075327772
Long
EC
CORP
IE
N
1
N
N
N
Anthem Inc
8MYN82XMYQH89CTMTH67
Anthem Inc
94973VBG1
540000.00000000
PA
USD
2244942.14000000
0.262098130874
Long
DBT
CORP
US
N
2
2042-10-15
Fixed
2.75000000
N
N
N
N
Y
Anthem Inc
Anthem Inc
USD
XXXX
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
STARBUCKS CORP FEB21 115 CALL
000000000
-245.00000000
NC
USD
-1960.00000000
-0.00022883099
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Starbucks Corp
Starbucks Corp
100.00000000
115.00000000
USD
2021-02-19
XXXX
10414.95000000
N
N
N
ZILLOW GROUP INC
2549002XEELQDIR6FU05
Zillow Group Inc
98954MAH4
1120000.00000000
PA
USD
2349200.00000000
0.274270288788
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
2.75000000
N
N
N
N
Y
Zillow Group Inc
Zillow Group Inc
USD
XXXX
N
N
N
ILLUMINA INC
SQ95QG8SR5Q56LSNF682
Illumina Inc
452327AK5
1650000.00000000
PA
USD
1998973.38000000
0.233381153674
Long
DBT
CORP
US
N
2
2023-08-15
None
0.00000000
N
N
N
N
Y
Illumina Inc
Illumina Inc
USD
XXXX
N
N
N
BENTLEY SYSTEMS INC
549300WVEHPGE0Z56F71
Bentley Systems Inc
08265TAA7
1720000.00000000
PA
USD
1731656.35000000
0.202171755149
Long
DBT
CORP
US
N
2
2026-01-15
Fixed
0.13000000
N
N
N
N
N
Bentley Systems Inc
Bentley Systems Inc
USD
XXXX
N
N
N
Starbucks Corp
OQSJ1DU9TAOC51A47K68
Starbucks Corp
855244109
86188.00000000
NS
USD
8343860.28000000
0.974149910013
Long
EC
CORP
US
N
1
N
N
N
EXACT SCIENCES CORP
549300VM3X1FYD4N9Z14
Exact Sciences Corp
30063PAC9
645000.00000000
PA
USD
867289.98000000
0.101256544048
Long
DBT
CORP
US
N
2
2028-03-01
Fixed
0.38000000
N
N
N
N
Y
Exact Sciences Corp
Exact Sciences Corp
USD
XXXX
N
N
N
CREE INC
549300OGU88P3AW3TO93
Cree Inc
225447AB7
1190000.00000000
PA
USD
2091110.13000000
0.244138165862
Long
DBT
CORP
US
N
2
2023-09-01
Fixed
0.88000000
N
N
N
N
Y
Cree Inc
Cree Inc
USD
XXXX
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HAS0
1280000.00000000
PA
USD
2469760.00000000
0.288345729796
Long
DBT
CORP
BM
N
2
2024-05-15
Fixed
6.00000000
N
N
N
N
N
Norwegian Cruise Line Holdings Ltd
Norwegian Cruise Line Holdings Ltd
USD
XXXX
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
ATLASSIAN CORP PLC FEB21 270 CALL
000000000
-60.00000000
NC
USD
-9300.00000000
-0.00108577970
N/A
DE
GB
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Atlassian Corp PLC
Atlassian Corp PLC
100.00000000
270.00000000
USD
2021-02-19
XXXX
-1303.92000000
N
N
N
Zoom Video Communications Inc
549300T9GCHU0ODOM055
Zoom Video Communications Inc
98980L101
14425.00000000
NS
USD
5367109.75000000
0.626612779282
Long
EC
CORP
US
N
1
N
N
N
Marvell Technology Group Ltd
8DF36O58U3QIHUCGZB18
Marvell Technology Group Ltd
000000000
59100.00000000
NS
USD
3041286.00000000
0.355071679511
Long
EC
CORP
BM
N
1
N
N
N
SOUTHWEST AIRLINES CO
UDTZ87G0STFETI6HGH41
Southwest Airlines Co
844741BG2
2360000.00000000
PA
USD
3336450.00000000
0.389532225875
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.25000000
N
N
N
N
Y
Southwest Airlines Co
Southwest Airlines Co
USD
XXXX
N
N
N
Akamai Technologies Inc
OC1LZNN2LF5WTJ5RIL89
Akamai Technologies Inc
00971TAJ0
2530000.00000000
PA
USD
3277442.38000000
0.382643056380
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
0.13000000
N
N
N
N
Y
Akamai Technologies Inc
Akamai Technologies Inc
USD
XXXX
N
N
N
DocuSign Inc
549300Q7PVDWRZ39JG09
DocuSign Inc
256163106
17250.00000000
NS
USD
4017352.50000000
0.469027937314
Long
EC
CORP
US
N
1
N
N
N
WAYFAIR INC
54930027N9ZAVYFDHK53
Wayfair Inc
94419LAL5
3485000.00000000
PA
USD
3568713.57000000
0.416649115207
Long
DBT
CORP
US
N
2
2025-10-01
Fixed
0.63000000
N
N
N
N
N
Wayfair Inc
Wayfair Inc
USD
XXXX
N
N
N
21VIANET GROUP INC
529900672GYJQ3T38I58
21Vianet Group Inc
90138VAA5
1010000.00000000
PA
USD
1040165.70000000
0.121439871840
Long
DBT
CORP
KY
N
2
2026-02-01
None
0.00000000
N
N
N
N
N
21Vianet Group Inc
21Vianet Group Inc
USD
XXXX
N
N
N
UBER TECHNOLOGIES INC
549300B2FTG34FILDR98
Uber Technologies Inc
90353TAH3
2110000.00000000
PA
USD
2209864.55000000
0.258002804491
Long
DBT
CORP
US
N
2
2025-12-15
None
0.00000000
N
N
N
N
Y
Uber Technologies Inc
Uber Technologies Inc
USD
XXXX
N
N
N
INPHI CORP
549300DCMERAAZFGT726
Inphi Corp
45772FAE7
1295000.00000000
PA
USD
1883267.43000000
0.219872425460
Long
DBT
CORP
US
N
2
2025-04-15
Fixed
0.75000000
N
N
N
N
Y
Inphi Corp
Inphi Corp
USD
XXXX
N
N
N
Caterpillar Inc
WRJR7GS4GTRECRRTVX92
Caterpillar Inc
149123101
31775.00000000
NS
USD
5809741.00000000
0.678290201709
Long
EC
CORP
US
N
1
N
N
N
QUALCOMM Inc
H1J8DDZKZP6H7RWC0H53
QUALCOMM Inc
747525103
63675.00000000
NS
USD
9951129.00000000
1.161799346415
Long
EC
CORP
US
N
1
N
N
N
ROYAL CARIBBEAN CRUISES
K2NEH8QNVW44JIWK7Z55
Royal Caribbean Cruises Ltd
780153BA9
2375000.00000000
PA
USD
2896558.53000000
0.338174674150
Long
DBT
CORP
LR
N
2
2023-06-15
Fixed
4.25000000
N
N
N
N
Y
Royal Caribbean Cruises Ltd
Royal Caribbean Cruises Ltd
USD
XXXX
N
N
N
Shopify Inc
549300HGQ43STJLLP808
Shopify Inc
82509L107
2410.00000000
NS
USD
2647601.90000000
0.309108861616
Long
EC
CORP
CA
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
SERVICENOW INC FEB21 620 CALL
000000000
-58.00000000
NC
USD
-15515.00000000
-0.00181138410
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
ServiceNow Inc
ServiceNow Inc
100.00000000
620.00000000
USD
2021-02-19
XXXX
1286.13000000
N
N
N
Lam Research Corp
549300I4GMO6D34U1T02
Lam Research Corp
512807108
14475.00000000
NS
USD
7005176.25000000
0.817857872084
Long
EC
CORP
US
N
1
N
N
N
ZENDESK INC
549300SLI6BN94BKKO36
Zendesk Inc
98936JAC5
1850000.00000000
PA
USD
2741049.60000000
0.320018927879
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
0.63000000
N
N
N
N
Y
Zendesk Inc
Zendesk Inc
USD
XXXX
N
N
N
DATADOG INC
549300F6JNO0KRPO1K63
Datadog Inc
23804LAA1
1790000.00000000
PA
USD
2426568.75000000
0.283303129502
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
0.13000000
N
N
N
N
Y
Datadog Inc
Datadog Inc
USD
XXXX
N
N
N
ALTERYX INC
549300XWZG0JHL7I0827
Alteryx Inc
02156BAD5
2425000.00000000
PA
USD
2583525.86000000
0.301627951521
Long
DBT
CORP
US
N
2
2024-08-01
Fixed
0.50000000
N
N
N
N
Y
Alteryx Inc
Alteryx Inc
USD
XXXX
N
N
N
DANAHER CORP
S4BKK9OTCEWQ3YHPFM11
Danaher Corp
235851409
5140.00000000
NS
USD
7050024.00000000
0.823093869591
Long
EP
CORP
US
N
1
N
N
N
Twilio Inc
5493004W8TRGD63APX93
Twilio Inc
90138F102
9450.00000000
NS
USD
3396613.50000000
0.396556344946
Long
EC
CORP
US
N
1
N
N
N
Apple Inc
HWUPKR0MPOU8FGXBT394
Apple Inc
037833100
219200.00000000
NS
USD
28925632.00000000
3.377082173515
Long
EC
CORP
US
N
1
N
N
N
WIX LTD
5493008P6N29Q1AG9464
Wix.com Ltd
92940WAC3
1565000.00000000
PA
USD
1606235.00000000
0.187528749068
Long
DBT
CORP
IL
N
2
2025-08-15
None
0.00000000
N
N
N
N
Y
Wix.com Ltd
Wix.com Ltd
USD
XXXX
N
N
N
APELLIS PHARMACEUTICALS
254900HS0ZFRXXSB9D42
Apellis Pharmaceuticals Inc
03753UAC0
565000.00000000
PA
USD
817837.50000000
0.095482941983
Long
DBT
CORP
US
N
2
2026-09-15
Fixed
3.50000000
N
N
N
N
N
Apellis Pharmaceuticals Inc
Apellis Pharmaceuticals Inc
USD
XXXX
N
N
N
INTL FLAVOR & FRAGRANCES
BZLRL03D3GPGMOGFO832
International Flavors & Fragrances Inc
459506309
38060.00000000
NS
USD
1598900.60000000
0.186672454157
Long
EP
CORP
US
N
1
N
N
N
COUPA SOFTWARE INC
549300Q95ICR2GFL2K37
Coupa Software Inc
22266LAE6
3650000.00000000
PA
USD
4729749.21000000
0.552200613708
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
0.38000000
N
N
N
N
Y
Coupa Software Inc
Coupa Software Inc
USD
XXXX
N
N
N
SOUTHERN CO
549300FC3G3YU2FBZD92
Southern Co/The
842587602
23000.00000000
NS
USD
1131600.00000000
0.132114872634
Long
EP
CORP
US
N
1
N
N
N
RINGCENTRAL INC
549300C8EH0H1614VE84
RingCentral Inc
76680RAE7
3330000.00000000
PA
USD
4191402.40000000
0.489348351215
Long
DBT
CORP
US
N
2
2025-03-01
None
0.00000000
N
N
N
N
Y
RingCentral Inc
RingCentral Inc
USD
XXXX
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
CROWDSTRIKE HOLDINGS INC FEB21 260 CALL
000000000
-120.00000000
NC
USD
-24960.00000000
-0.00291409263
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Crowdstrike Holdings Inc
Crowdstrike Holdings Inc
100.00000000
260.00000000
USD
2021-02-19
XXXX
-9295.42000000
N
N
N
APTIV PLC
N/A
Aptiv PLC
000000000
15125.00000000
NS
USD
2351181.25000000
0.274501600728
Long
EP
CORP
JE
N
1
N
N
N
LIBERTY BROADBAND CORP
549300MIX43II8JLN536
Liberty Broadband Corp
530307AA5
1005000.00000000
PA
USD
1036450.47000000
0.121006116857
Long
DBT
CORP
US
N
2
2050-09-30
Fixed
2.75000000
N
N
N
N
N
Charter Communications Inc
Charter Communications Inc
USD
XXXX
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MASTERCARD INC FEB21 360 CALL
000000000
-165.00000000
NC
USD
-11467.50000000
-0.00133883642
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Mastercard Inc
Mastercard Inc
100.00000000
360.00000000
USD
2021-02-19
XXXX
7330.72000000
N
N
N
ADVANCED MICRO DEVICES
R2I72C950HOYXII45366
Advanced Micro Devices Inc
007903BD8
10000.00000000
PA
USD
107254.33000000
0.012521997302
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
2.13000000
N
N
N
N
Y
Advanced Micro Devices Inc
Advanced Micro Devices Inc
USD
XXXX
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
CATERPILLAR INC FEB21 220 CALL
000000000
-80.00000000
NC
USD
-2000.00000000
-0.00023350101
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Caterpillar Inc
Caterpillar Inc
100.00000000
220.00000000
USD
2021-02-19
XXXX
6248.00000000
N
N
N
LIVE NATION ENTERTAINMEN
5493007B9BM9ZXJINO78
Live Nation Entertainment Inc
538034AQ2
1320000.00000000
PA
USD
1607268.55000000
0.187649416554
Long
DBT
CORP
US
N
2
2023-03-15
Fixed
2.50000000
N
N
N
N
Y
Live Nation Entertainment Inc
Live Nation Entertainment Inc
USD
XXXX
N
N
N
STANLEY BLACK & DECKER I
549300DJ09SMTO561131
Stanley Black & Decker Inc
854502846
7175.00000000
NS
USD
781859.75000000
0.091282521464
Long
EP
CORP
US
N
1
N
N
N
S&P Global Inc
Y6X4K52KMJMZE7I7MY94
S&P Global Inc
78409V104
11600.00000000
NS
USD
3677200.00000000
0.429314960808
Long
EC
CORP
US
N
1
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024UAD1
2380000.00000000
PA
USD
2933792.18000000
0.342521721630
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
0.50000000
N
N
N
N
Y
Lumentum Holdings Inc
Lumentum Holdings Inc
USD
XXXX
N
N
N
MATCH GROUP FINANCECO 2
549300IPGK4BWL134U96
Match Group Financeco 2 Inc
44932FAA5
2190000.00000000
PA
USD
3773112.00000000
0.440512735344
Long
DBT
CORP
US
N
2
2026-06-15
Fixed
0.88000000
N
N
N
N
N
Match Group Inc
Match Group Inc
USD
XXXX
N
N
N
Eli Lilly and Co
FRDRIPF3EKNDJ2CQJL29
Eli Lilly and Co
532457108
26125.00000000
NS
USD
5433216.25000000
0.634330746610
Long
EC
CORP
US
N
1
N
N
N
PROOFPOINT INC
529900C5FODDK0WSR085
Proofpoint Inc
743424AF0
2065000.00000000
PA
USD
2263913.38000000
0.264313032744
Long
DBT
CORP
US
N
2
2024-08-15
Fixed
0.25000000
N
N
N
N
Y
Proofpoint Inc
Proofpoint Inc
USD
XXXX
N
N
N
JPMorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625H100
69450.00000000
NS
USD
8936131.50000000
1.043297874661
Long
EC
CORP
US
N
1
N
N
N
Amazon.com Inc
ZXTILKJKG63JELOEG630
Amazon.com Inc
023135106
7925.00000000
NS
USD
25409135.00000000
2.966529369279
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
ACTIVISION BLIZZARD INC FEB21 105 CALL
000000000
-250.00000000
NC
USD
-9625.00000000
-0.00112372362
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Activision Blizzard Inc
Activision Blizzard Inc
100.00000000
105.00000000
USD
2021-02-19
XXXX
857.56000000
N
N
N
INSULET CORPORATION
549300TZTYD2PYN92D43
Insulet Corp
45784PAK7
3010000.00000000
PA
USD
4149135.97000000
0.484413724124
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
0.38000000
N
N
N
N
Y
Insulet Corp
Insulet Corp
USD
XXXX
N
N
N
PTC Therapeutics Inc
549300UJLWOIWFDGB318
PTC Therapeutics Inc
69366JAB7
530000.00000000
PA
USD
663631.91000000
0.077479361316
Long
DBT
CORP
US
N
2
2022-08-15
Fixed
3.00000000
N
N
N
N
Y
PTC Therapeutics Inc
PTC Therapeutics Inc
USD
XXXX
N
N
N
MICROCHIP TECHNOLOGY INC
5493007PTFULNYZJ1R12
Microchip Technology Inc
595017AU8
6205000.00000000
PA
USD
7037990.41000000
0.821688941869
Long
DBT
CORP
US
N
2
2024-11-15
Fixed
0.13000000
N
N
N
N
Y
Microchip Technology Inc
Microchip Technology Inc
USD
XXXX
N
N
N
Atlassian Corp PLC
549300AGBII4MWBVJY22
Atlassian Corp PLC
000000000
14900.00000000
NS
USD
3443837.00000000
0.402069712467
Long
EC
CORP
GB
N
1
N
N
N
2021-02-26
AllianzGI Equity & Convertible Income Fund
Amy Hackett
Amy Hackett
VP and Assistant Treasurer