0001209191-23-046048.txt : 20230816 0001209191-23-046048.hdr.sgml : 20230816 20230816170433 ACCESSION NUMBER: 0001209191-23-046048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230814 FILED AS OF DATE: 20230816 DATE AS OF CHANGE: 20230816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Briones Jose A CENTRAL INDEX KEY: 0001927262 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00736 FILM NUMBER: 231178959 MAIL ADDRESS: STREET 1: 55 PLEASANTVILLE ROAD CITY: NEW VERNON STATE: NJ ZIP: 07976 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP CENTRAL INDEX KEY: 0001383414 IRS NUMBER: 208250744 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Pennant Investment CORP DATE OF NAME CHANGE: 20061229 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Private Capital CORP DATE OF NAME CHANGE: 20061212 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-14 0 0001383414 PENNANTPARK INVESTMENT CORP PNNT 0001927262 Briones Jose A C/O PENNANTPARK 1691 MICHIGAN AVENUE MIAMI BEACH FL 33319 1 0 0 0 0 Common Stock 2023-08-14 4 P 0 10000 6.8435 A 232539 D Common Stock 2023-08-14 4 P 0 960 6.82 A 233499 D Common Stock 8520 I By Spouse Includes 3,972.50 shares of Common Stock pursuant to a dividend reinvestment plan since the last filing. Includes 1,192.49 shares of Common Stock pursuant to a dividend reinvestment plan since the last filing. /s/ Jose A. Briones, Jr. 2023-08-16