0001209191-15-012651.txt : 20150212 0001209191-15-012651.hdr.sgml : 20150212 20150212161055 ACCESSION NUMBER: 0001209191-15-012651 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150211 FILED AS OF DATE: 20150212 DATE AS OF CHANGE: 20150212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP CENTRAL INDEX KEY: 0001383414 IRS NUMBER: 208250744 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Pennant Investment CORP DATE OF NAME CHANGE: 20061229 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Private Capital CORP DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bernstein Adam K CENTRAL INDEX KEY: 0001396832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00736 FILM NUMBER: 15606270 MAIL ADDRESS: STREET 1: C/O PENNANTPARK INVESTMENT CORPORATION STREET 2: 445 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-11 0 0001383414 PENNANTPARK INVESTMENT CORP PNNT 0001396832 Bernstein Adam K C/O PENNANTPARK INVESTMENT CORPORATION 590 MADISON AVENUE 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2015-02-11 4 P 0 2750 9.1553 A 23485 D Common Stock 68236 I JAM Investments, LLP /s/ Adam K. Bernstein 2015-02-12