Sequans Communications S.A.
|
(Name of Issuer)
|
Ordinary shares, nominal value €0.02
|
(Title of Class of Securities)
|
817323108 (American Depositary Shares, each representing four ordinary shares)
|
(CUSIP Number)
|
Edward E. Murphy
c/o North Sound Management, Inc.
115 East Putnam Avenue
Greenwich, CT 06830
(203) 340-8306
|
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications) |
March 9, 2020
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(Date of Event which Requires Filing of this Statement)
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CUSIP No. 817323108
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SCHEDULE 13D
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Page 2 of 9
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1
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NAME OF REPORTING PERSON
North Sound Trading, LP
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☐
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
OO
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
☐
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7
|
SOLE VOTING POWER
1,600,000
|
8
|
SHARED VOTING POWER
0
|
|
9
|
SOLE DISPOSITIVE POWER
1,600,000
|
|
10
|
SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,600,000
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
☐
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.7%
|
|
14
|
TYPE OF REPORTING PERSON
PN
|
|
CUSIP No. 817323108
|
SCHEDULE 13D
|
Page 3 of 9
|
1
|
NAME OF REPORTING PERSON
North Sound Management, Inc.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☐
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
OO
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
☐
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7
|
SOLE VOTING POWER
1,600,000
|
8
|
SHARED VOTING POWER
0
|
|
9
|
SOLE DISPOSITIVE POWER
1,600,000
|
|
10
|
SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,600,000
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
☐
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.7%
|
|
14
|
TYPE OF REPORTING PERSON
IA, CO
|
|
CUSIP No. 817323108
|
SCHEDULE 13D
|
Page 4 of 9
|
1
|
NAME OF REPORTING PERSON
Brian Miller
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☐
(b) ☐
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
OO
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
☐
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7
|
SOLE VOTING POWER
1,600,000
|
8
|
SHARED VOTING POWER
0
|
|
9
|
SOLE DISPOSITIVE POWER
1,600,000
|
|
10
|
SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,600,000
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
☐
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.7%
|
|
14
|
TYPE OF REPORTING PERSON
IN
|
|
CUSIP No. 817323108
|
SCHEDULE 13D
|
Page 5 of 9
|
CUSIP No. 817323108
|
SCHEDULE 13D
|
Page 6 of 9
|
CUSIP No. 817323108
|
SCHEDULE 13D
|
Page 7 of 9
|
Date
|
Shares Purchased
|
Price Per Share
|
1/6/2020
|
26,101
|
$3.03
|
2/12/2020
|
10,000
|
$4.66
|
3/3/2020
|
3,400
|
$5.68
|
3/6/2020
|
3,163
|
$5.16
|
3/9/2020
|
50,000
|
$4.87
|
3/9/2020
|
34,592
|
$4.90
|
3/10/2020
|
45,725
|
$5.23
|
3/11/2020
|
60,472
|
$4.97
|
3/12/2020
|
28,252
|
$4.05
|
3/13/2020
|
35,691
|
$3.93
|
3/16/2020
|
59,357
|
$3.83
|
3/17/2020
|
97,354
|
$3.98
|
3/18/2020
|
1,193
|
$4.02
|
CUSIP No. 817323108
|
SCHEDULE 13D
|
Page 8 of 9
|
CUSIP No. 817323108
|
SCHEDULE 13D
|
Page 9 of 9
|
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NORTH SOUND TRADING, LP
|
|
||
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|
|
|
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By: North Sound Management, Inc., its
|
|
||
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general partner
|
|
||
|
|
|
|
|
|
By:
|
/s/ Brian Miller
|
|
|
|
|
Name:
|
Brian Miller
|
|
|
|
Title:
|
President
|
|
|
|
|
|
|
|
NORTH SOUND MANAGEMENT, INC.
|
|
||
|
|
|
|
|
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By:
|
/s/ Brian Miller
|
|
|
|
|
Name:
|
Brian Miller
|
|
|
|
Title:
|
President
|
|
|
/s/ Brian Miller |
|
|
Brian Miller
|
|
|
NORTH SOUND TRADING, LP
|
|
||
|
|
|
|
|
|
By: North Sound Management, Inc., its
|
|
||
|
general partner
|
|
||
|
|
|
|
|
|
By:
|
/s/ Brian Miller
|
|
|
|
|
Name:
|
Brian Miller
|
|
|
|
Title:
|
President
|
|
|
|
|
|
|
|
NORTH SOUND MANAGEMENT, INC.
|
|
||
|
|
|
|
|
|
By:
|
/s/ Brian Miller
|
|
|
|
|
Name:
|
Brian Miller
|
|
|
|
Title:
|
President
|
|
|
/s/ Brian Miller |
|
|
Brian Miller
|
|