0001072613-14-000438.txt : 20141104 0001072613-14-000438.hdr.sgml : 20141104 20141104145120 ACCESSION NUMBER: 0001072613-14-000438 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 GROUP MEMBERS: C. RICHARD KRAMLICH GROUP MEMBERS: CHARLES M. LINEHAN GROUP MEMBERS: CHARLES W. NEWHALL III GROUP MEMBERS: EUGENE A. TRAINOR III GROUP MEMBERS: FOREST BASKETT GROUP MEMBERS: KRISHNA S. KOLLURI GROUP MEMBERS: MARK W. PERRY GROUP MEMBERS: MICHAEL JAMES BARRETT GROUP MEMBERS: NEA 12 GP LLC GROUP MEMBERS: NEA PARTNERS 10 LIMITED PARTNERSHIP GROUP MEMBERS: NEA PARTNERS 12 LIMITED PARTNERSHIP GROUP MEMBERS: NEW ENTERPRISE ASSOCIATES 10 LIMITED PARTNERSHIP GROUP MEMBERS: PATRICK J. KERINS GROUP MEMBERS: PETER J. BARRIS GROUP MEMBERS: RYAN D. DRANT GROUP MEMBERS: SCOTT D. SANDELL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Paratek Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001178711 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330960223 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81821 FILM NUMBER: 141192736 BUSINESS ADDRESS: STREET 1: 75 KNEELAND STREET STREET 2: 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: (617) 275-0040 MAIL ADDRESS: STREET 1: 75 KNEELAND STREET STREET 2: 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: Transcept Pharmaceuticals Inc DATE OF NAME CHANGE: 20090130 FORMER COMPANY: FORMER CONFORMED NAME: NOVACEA INC DATE OF NAME CHANGE: 20020724 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: New Enterprise Associates 12, Limited Partnership CENTRAL INDEX KEY: 0001383391 IRS NUMBER: 204670653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1119 ST. PAUL STREET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102440115 MAIL ADDRESS: STREET 1: 1119 ST. PAUL STREET CITY: BALTIMORE STATE: MD ZIP: 21202 SC 13D/A 1 transcept-sch13da3_17719.htm TRANSCEPT PHARMACEUTICALS transcept-sch13da3_17719.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

SCHEDULE 13D
 
Under the Securities Exchange Act of 1934
(Amendment No. 3)*


Transcept Pharmaceuticals, Inc.

(Name of Issuer)
 
Common Stock, $0.001 par value

(Title of Class of Securities)
 
89354M106

(CUSIP Number)
 
Louis S. Citron, Esq.
New Enterprise Associates
1954 Greenspring Drive, Suite 600
Timonium, MD 21093
(410) 842-4000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
 
October 30, 2014

(Date of Event which Requires Filing of this Statement)
 
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See §240.13d-7 for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



 
 
 
 
 
CUSIP No. 89354M106 13D Page 2 of 9 Pages
 
 

Schedule 13D

Item 1.              Security and Issuer.

 
This statement relates to the Common Stock, $0.001 par value (the “Common Stock”) of Transcept Pharmaceuticals, Inc. (the “Issuer”) having its principal executive office at 1003 W. Cutting Blvd., Suite 110, Point Richmond, CA 94804.
 

Item 2.              Identity and Background.

This statement is being filed by New Enterprise Associates 12, Limited Partnership (“NEA 12”),  NEA Partners 12, Limited Partnership (“NEA Partners 12”), which is the sole general partner of NEA 12, NEA 12 GP, LLC (“NEA 12 GP”), which is the sole general partner of NEA Partners 12, New Enterprise Associates 10, Limited Partnership (“NEA 10”), NEA Partners 10, Limited Partnership (“NEA Partners 10”), which is the sole general partner of NEA 10, and Michael James Barrett (“Barrett”), Peter J. Barris (“Barris”), Forest Baskett (“Baskett”), Ryan D. Drant (“Drant”), Patrick J. Kerins (“Kerins”), Krishna S. Kolluri (“Kolluri”) and Scott D. Sandell (“Sandell”) (collectively, the “Managers”) and C. Richard Kramlich (“Kramlich”), Charles M. Linehan (“Linehan”), Charles W. Newhall III (“Newhall”), Mark W. Perry (“Perry”) and Eugene A. Trainor III (“Trainor”).  The Managers are the individual managers of NEA 12 GP.  Barrett, Barris and Sandell (the “NEA 10 Managers”) are also individual general partners of NEA Partners 10.  The persons named in this paragraph are referred to individually herein as a “Reporting Person” and collectively as the “Reporting Persons.”

The address of the principal business office of  NEA 12, NEA Partners 12, NEA 12 GP, NEA 10 and NEA Partners 10 is New Enterprise Associates, 1954 Greenspring Drive, Suite 600, Timonium, Maryland 21093.  The address of the principal business office of Baskett, Kolluri and Sandell is New Enterprise Associates, 2855 Sand Hill Road, Menlo Park, California 94025.  The address of the principal business office of Barrett, Barris, Drant and Kerins is New Enterprise Associates, 5425 Wisconsin Avenue, Suite 800, Chevy Chase, MD 20815.

The principal business of NEA 12 and NEA 10 is to invest in growth-oriented businesses.  The principal business of NEA Partners 12 is to act as the general partner of NEA 12.  The principal business of NEA 12 GP is to act as the general partner of NEA Partners 12.  The principal business of NEA Partners 10 is to act as the general partner of NEA 10.  The principal business of each of the Managers is to act as managers of NEA 12 GP, NEA Partners 10 (in the case of the NEA 10 Managers) and a number of affiliated partnerships with similar businesses.

During the five years prior to the date hereof, none of the Reporting Persons has been convicted in a criminal proceeding or has been a party to a civil proceeding ending in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

Each of NEA 12, NEA Partners 12, NEA 10 and NEA Partners 10 is a limited partnership organized under the laws of the State of Delaware.  NEA 12 GP is a limited liability company organized under the laws of the State of Delaware.  Each of the Managers is a United States citizen.




 
 

 
 
CUSIP No. 89354M106 13D Page 3 of 9 Pages
 
 
 
 
Item 3.              Source and Amount of Funds or Other Consideration.

 
Not applicable.
 

Item 4.              Purpose of Transaction.

 Not applicable.
 

Item 5.              Interest in Securities of the Issuer.

 Each of the Reporting Persons  has ceased to beneficially own more than five percent of the Common Stock of the Issuer.
 

Item 6.              Contracts, Arrangements, Undertakings or Relationships with Respect to Securities of the Issuer.

 Not applicable.
 

Item 7.              Material to be Filed as Exhibits.

Exhibit 1 – Agreement regarding filing of joint Schedule 13D.

Exhibit 2 – Power of Attorney regarding filings under the Securities Exchange Act of 1934, as amended.
 
 
 
 
 
 

 
 
 

 
 
 
CUSIP No. 89354M106 13D Page 4 of 9 Pages
 
 

SIGNATURE

 
 
 
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date:       November 4, 2014


NEW ENTERPRISE ASSOCIATES 12, LIMITED PARTNERSHIP

By:
NEA PARTNERS 12, LIMITED PARTNERSHIP
 
General Partner

 
By:
NEA 12 GP, LLC
                                General Partner

By:           *                                                            
        Peter J. Barris
        Manager
 
 
NEA PARTNERS 12, LIMITED PARTNERSHIP

By:
NEA 12 GP, LLC
General Partner

By:           *                                              
        Peter J. Barris
        Manager


NEA 12 GP, LLC

By:           *                                              
        Peter J. Barris
        Manager

 
NEW ENTERPRISE ASSOCIATES 10,
  LIMITED PARTNERSHIP

By:
NEA PARTNERS 10, LIMITED PARTNERSHIP
 
General Partner


By:           *                                              
        Peter J. Barris
        General Partner


 
 

 
 
CUSIP No. 89354M106 13D Page 5 of 9 Pages
 
 
 
 
NEA PARTNERS 10, LIMITED PARTNERSHIP

 
By:           *                                              
        Peter J. Barris
        General Partner

         *                                                      
Michael James Barrett


         *                                                      
Peter J. Barris


         *                                                      
Forest Baskett


         *                                                      
Ryan D. Drant


         *                                                      
Patrick J. Kerins


         *                                                      
Krishna Kolluri


         *                                                      
C. Richard Kramlich


         *                                                      
Charles W. Newhall III


         *                                                      
Scott D. Sandell

*/s/ Louis S. Citron                             
Louis S. Citron
As attorney-in-fact

This Amendment No. 3 to Schedule 13D was executed by Louis S. Citron on behalf of the individuals listed above pursuant to a Power of Attorney a copy of which is attached as Exhibit 2.
 
 
 
 

 
 
CUSIP No. 89354M106 13D Page 6 of 9 Pages
 
 
EXHIBIT 1


AGREEMENT
 
 

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13D need be filed with respect to the ownership by each of the undersigned of shares of stock of Transcept Pharmaceuticals, Inc.

EXECUTED this 4th day of November, 2014
 
 
NEW ENTERPRISE ASSOCIATES 12, LIMITED PARTNERSHIP

By:
NEA PARTNERS 12, LIMITED PARTNERSHIP
 
General Partner

 
By:
NEA 12 GP, LLC
                                General Partner

By:           *                                                            
        Peter J. Barris
        Manager
 
 
NEA PARTNERS 12, LIMITED PARTNERSHIP

By:
NEA 12 GP, LLC
General Partner

By:           *                                              
        Peter J. Barris
        Manager


NEA 12 GP, LLC

By:           *                                              
        Peter J. Barris
        Manager

 
NEW ENTERPRISE ASSOCIATES 10,
  LIMITED PARTNERSHIP

By:
NEA PARTNERS 10, LIMITED PARTNERSHIP
 
General Partner


By:           *                                              
        Peter J. Barris
        General Partner


 
 

 
 
CUSIP No. 89354M106 13D Page 7 of 9 Pages
 
 
 
NEA PARTNERS 10, LIMITED PARTNERSHIP

 
By:           *                                              
        Peter J. Barris
        General Partner

         *                                                      
Michael James Barrett


         *                                                      
Peter J. Barris


         *                                                      
Forest Baskett


         *                                                      
Ryan D. Drant


         *                                                      
Patrick J. Kerins


         *                                                      
Krishna Kolluri


         *                                                      
C. Richard Kramlich


         *                                                      
Charles W. Newhall III


         *                                                      
Scott D. Sandell

*/s/ Louis S. Citron                             
Louis S. Citron
As attorney-in-fact

This Agreement relating to Schedule 13D was executed by Louis S. Citron on behalf of the individuals listed above pursuant to a Power of Attorney a copy of which is attached hereto as Exhibit 2.
 
 
 
 

 
 
CUSIP No. 89354M106 13D Page 8 of 9 Pages
 
EXHIBIT 2

POWER OF ATTORNEY

KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Louis S. Citron, Timothy Schaller, Sasha Keough and Stephanie Brecher, and each of them, with full power to act without the others, his or her true and lawful attorney-in-fact, with full power of substitution, to sign any and all instruments, certificates and documents that may be necessary, desirable or appropriate to be executed on behalf of himself as an individual or in his or her capacity as a direct or indirect general partner, director, officer or manager of any partnership, corporation or limited liability company, pursuant to section 13 or 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and any and all regulations promulgated thereunder, and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Exchange Act or by the Financial Industry Regulatory Authority, granting unto said attorney-in-fact full power and authority to do and perform each and every act and thing necessary, desirable or appropriate, fully to all intents and purposes as he or she might or could do in person, thereby ratifying and confirming all that said attorney-in-fact, or his or her substitutes, may lawfully do or cause to be done by virtue hereof.

IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 1st day of August, 2013.
 
 

/s/ M. James Barrett
M. James Barrett

/s/ Peter J. Barris
Peter J. Barris

/s/ Forest Baskett
Forest Baskett

/s/ Rohini Chakravarthy
Rohini Chakravarthy

/s/ Patrick Chung
Patrick Chung

/s/ Ryan Drant
Ryan Drant

/s/ Anthony A. Florence
Anthony A. Florence

/s/ Robert Garland
Robert Garland

/s/ Paul Hsiao
Paul Hsiao

/s/ Patrick J. Kerins
Patrick J. Kerins

 
 

 
 
CUSIP No. 89354M106 13D Page 9 of 9 Pages
 
 
 
/s/ Suzanne King
Suzanne King

/s/ Krishna S. Kolluri
Krishna S. Kolluri

/s/ C. Richard Kramlich
C. Richard Kramlich

/s/ Edward Mathers
Edward Mathers

/s/ David M. Mott
David M. Mott

/s/ John M. Nehra
John M. Nehra

/s/ Charles W. Newhall III
Charles W. Newhall III

/s/ Jason R. Nunn
Jason R. Nunn

/s/ Jon Sakoda
Jon Sakoda

/s/ Scott D. Sandell
 
Scott D. Sandell

/s/ Peter W. Sonsini
Peter W. Sonsini

/s/ A. Brooke Seawell
A. Brooke Seawell

/s/ Ravi Viswanathan
Ravi Viswanathan

/s/ Paul E. Walker
Paul E. Walker

/s/ Harry Weller
Harry Weller