0001225208-24-009968.txt : 20241115 0001225208-24-009968.hdr.sgml : 20241115 20241115143219 ACCESSION NUMBER: 0001225208-24-009968 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241114 FILED AS OF DATE: 20241115 DATE AS OF CHANGE: 20241115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zavery Amit CENTRAL INDEX KEY: 0001781064 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 241467185 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE STREET 2: C/O BROADRIDGE FINANCIAL SOLUTIONS, INC. CITY: LAKE SUCCESS STATE: NY ZIP: 11042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0508 4 2024-11-14 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001781064 Zavery Amit 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 0 Common Stock 2024-11-14 4 A 0 458.0000 0.0000 A 7255.0000 D Stock Option (Right to Buy) 227.5600 2024-11-14 4 A 0 1844.0000 0.0000 A 2024-11-14 2034-11-14 Common Stock 1844.0000 1844.0000 D The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Stock options vest immediately upon grant. Maria Allen, Power of Attorney 2024-11-15