0001225208-18-002969.txt : 20180215 0001225208-18-002969.hdr.sgml : 20180215 20180215093849 ACCESSION NUMBER: 0001225208-18-002969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUN LESLIE A CENTRAL INDEX KEY: 0001217068 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 18616416 MAIL ADDRESS: STREET 1: 435 DEVON PARK DRIVE STREET 2: 700 BUILDING CITY: WAYNE STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0306 4 2018-02-13 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001217068 BRUN LESLIE A 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Common Stock 2018-02-13 4 M 0 12600.0000 18.9600 A 37846.0000 D Common Stock 2018-02-13 4 S 0 7058.0000 95.2387 D 30788.0000 D Stock Option (Right to Buy) 18.9600 2018-02-13 4 M 0 12600.0000 0.0000 D 2008-04-29 2018-04-28 Common Stock 12600.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.18 - $95.33, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Adam D. Amsterdam, Power of Attorney 2018-02-15