0001225208-17-017494.txt : 20171120 0001225208-17-017494.hdr.sgml : 20171120 20171120142132 ACCESSION NUMBER: 0001225208-17-017494 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171116 FILED AS OF DATE: 20171120 DATE AS OF CHANGE: 20171120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tae Michael S CENTRAL INDEX KEY: 0001663476 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 171213482 MAIL ADDRESS: STREET 1: C/O MICROSTRATEGY INCORPORATED STREET 2: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 3 1 doc3.xml X0206 3 2017-11-16 0 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001663476 Tae Michael S 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate VP, Corp. Strategy Restricted Stock Unit 0.0000 Common Stock 4928.0000 D Stock Option (Right to Buy) 81.1000 2021-10-01 2027-10-02 Common Stock 23437.0000 D Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on October 1, 2021. Stock option granted under Broadridge's 2007 Omnibus Award Plan on October 2, 2017, and will vest in full on October 1, 2021. taepoa.txt Adam D. Amsterdam, Power of Attorney 2017-11-20 EX-24 2 taepoa.txt EXHIBIT 24 LIMITED POWER OF ATTORNEY Know all by these presents, that the undersigned hereby authorizes Adam D. Amsterdam, Maria Allen and Jeannine Rose to execute for and on behalf of the undersigned in such person's capacity as an Officer or Director of Broadridge Financial Solutions, Inc. (the "Company"), Forms 3, 4 and 5, and any amendments thereto, and cause such form(s) to be filed with the United States Securities and Exchange Commission pursuant to Section 16(a) of the Securities Exchange Act of 1934, relating to the undersigned's beneficial ownership of securities in the Company. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of, and transactions in, securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 9th day of November, 2017. /s/ Michael S. Tae________ Name: Michael S. Tae