0001225208-17-017494.txt : 20171120
0001225208-17-017494.hdr.sgml : 20171120
20171120142132
ACCESSION NUMBER: 0001225208-17-017494
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171116
FILED AS OF DATE: 20171120
DATE AS OF CHANGE: 20171120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tae Michael S
CENTRAL INDEX KEY: 0001663476
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33220
FILM NUMBER: 171213482
MAIL ADDRESS:
STREET 1: C/O MICROSTRATEGY INCORPORATED
STREET 2: 1850 TOWERS CRESCENT PLAZA
CITY: TYSONS CORNER
STATE: VA
ZIP: 22182
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001383312
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
BUSINESS PHONE: 516-472-5400
MAIL ADDRESS:
STREET 1: 5 DAKOTA DRIVE
CITY: LAKE SUCCESS
STATE: NY
ZIP: 11042
FORMER COMPANY:
FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC
DATE OF NAME CHANGE: 20070126
FORMER COMPANY:
FORMER CONFORMED NAME: BSG LLC
DATE OF NAME CHANGE: 20061212
3
1
doc3.xml
X0206
3
2017-11-16
0
0001383312
BROADRIDGE FINANCIAL SOLUTIONS, INC.
BR
0001663476
Tae Michael S
5 DAKOTA DRIVE
LAKE SUCCESS
NY
11042
1
Corporate VP, Corp. Strategy
Restricted Stock Unit
0.0000
Common Stock
4928.0000
D
Stock Option (Right to Buy)
81.1000
2021-10-01
2027-10-02
Common Stock
23437.0000
D
Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on October 1, 2021.
Stock option granted under Broadridge's 2007 Omnibus Award Plan on October 2, 2017, and will vest in full on October 1, 2021.
taepoa.txt
Adam D. Amsterdam, Power of Attorney
2017-11-20
EX-24
2
taepoa.txt
EXHIBIT 24
LIMITED POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby authorizes
Adam D. Amsterdam, Maria Allen and Jeannine Rose to execute for and on behalf of
the undersigned in such person's capacity as an Officer or Director of
Broadridge Financial Solutions, Inc. (the "Company"), Forms 3, 4 and 5, and any
amendments thereto, and cause such form(s) to be filed with the United States
Securities and Exchange Commission pursuant to Section 16(a) of the Securities
Exchange Act of 1934, relating to the undersigned's beneficial ownership of
securities in the Company. The undersigned hereby grants to each such
attorney-in-fact full power and authority to do and perform every act and thing
whatsoever requisite, necessary, or proper to be done in the exercise of any of
the rights and powers herein granted, as fully to all intents and purposes as
the undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this power of attorney and the
rights and powers herein granted. The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until
the undersigned is no longer required to file Forms 3, 4 and 5 with respect to
the undersigned's holdings of, and transactions in, securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing delivered
to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 9th day of November, 2017.
/s/ Michael S. Tae________
Name: Michael S. Tae