0001225208-17-010930.txt : 20170606 0001225208-17-010930.hdr.sgml : 20170606 20170606151251 ACCESSION NUMBER: 0001225208-17-010930 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170606 FILED AS OF DATE: 20170606 DATE AS OF CHANGE: 20170606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHIFELLITE ROBERT CENTRAL INDEX KEY: 0001391090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 17893970 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 4 1 doc4.xml X0306 4 2017-06-06 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001391090 SCHIFELLITE ROBERT 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 Corporate Senior VP Common Stock 2017-06-06 4 M 0 25875.0000 25.6700 A 105041.6729 D Common Stock 2017-06-06 4 M 0 25875.0000 23.5300 A 130916.6729 D Common Stock 2017-06-06 4 M 0 25875.0000 21.3900 A 156791.6729 D Common Stock 2017-06-06 4 S 0 12000.0000 75.8187 D 144791.6729 D Common Stock 2017-06-06 4 S 0 64666.0000 76.0091 D 80125.6729 D Stock Option (Right to Buy) 25.6700 2017-06-06 4 M 0 25875.0000 0.0000 D 2011-02-08 2020-02-08 Common Stock 25875.0000 0.0000 D Stock Option (Right to Buy) 23.5300 2017-06-06 4 M 0 25875.0000 0.0000 D 2011-02-08 2020-02-08 Common Stock 25875.0000 0.0000 D Stock Option (Right to Buy) 21.3900 2017-06-06 4 M 0 25875.0000 0.0000 D 2011-02-08 2020-02-08 Common Stock 25875.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.69 - $75.99, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.69 - $76.49, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Adam D. Amsterdam, Power of Attorney 2017-06-06