0001225208-11-017839.txt : 20110706 0001225208-11-017839.hdr.sgml : 20110706 20110706200903 ACCESSION NUMBER: 0001225208-11-017839 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110706 DATE AS OF CHANGE: 20110706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEBENTHAL ALEXANDRA CENTRAL INDEX KEY: 0001391611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 11954768 MAIL ADDRESS: STREET 1: 521 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10175 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0303 4 2011-07-01 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001391611 LEBENTHAL ALEXANDRA 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 Common Stock 2011-07-01 4 A 0 12.0000 0.0000 A 2539.0000 D The reported transaction reflects the award of additional Deferred Stock Units under Broadridge?s 2007 Omnibus Award Plan in connection with the payment of Broadridge?s regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director?s separation from service with Broadridge. Adam D. Amsterdam, Power of Attorney 2011-07-06