0001225208-11-011574.txt : 20110408 0001225208-11-011574.hdr.sgml : 20110408 20110408153803 ACCESSION NUMBER: 0001225208-11-011574 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110407 FILED AS OF DATE: 20110408 DATE AS OF CHANGE: 20110408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hogan John CENTRAL INDEX KEY: 0001198858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 11749366 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER NAME: FORMER CONFORMED NAME: HOGAN JOHN P DATE OF NAME CHANGE: 20021016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0303 4 2011-04-07 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001198858 Hogan John 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 President and COO Common Stock 2011-04-07 4 S 0 61.0000 22.9950 D 40396.2642 D Common Stock 2011-04-07 4 S 0 100.0000 23.0525 D 40296.2642 D Common Stock 2011-04-07 4 S 0 200.0000 23.1200 D 40096.2642 D Common Stock 2011-04-07 4 S 0 200.0000 23.1100 D 39896.2642 D Common Stock 2011-04-07 4 S 0 300.0000 23.1000 D 39596.2642 D Common Stock 2011-04-07 4 S 0 300.0000 23.0900 D 39296.2642 D Common Stock 2011-04-07 4 S 0 300.0000 22.9500 D 38996.2642 D Common Stock 2011-04-07 4 S 0 400.0000 23.0800 D 38596.2642 D Common Stock 2011-04-07 4 S 0 400.0000 23.0700 D 38196.2642 D Common Stock 2011-04-07 4 S 0 400.0000 22.9600 D 37796.2642 D Common Stock 2011-04-07 4 S 0 900.0000 23.0500 D 36896.2642 D Common Stock 2011-04-07 4 S 0 1052.0000 22.9700 D 35844.2642 D Common Stock 2011-04-07 4 S 0 1300.0000 23.0600 D 34544.2642 D Common Stock 2011-04-07 4 S 0 1300.0000 22.9800 D 33244.2642 D Common Stock 2011-04-07 4 S 0 1400.0000 23.0400 D 31844.2642 D Common Stock 2011-04-07 4 S 0 1600.0000 22.9900 D 30244.2642 D Common Stock 2011-04-07 4 S 0 2199.0000 23.0000 D 28045.2642 D Common Stock 2011-04-07 4 S 0 2300.0000 23.0100 D 25745.2642 D Common Stock 2011-04-07 4 S 0 2306.0000 23.0200 D 23439.2642 D Common Stock 2011-04-07 4 S 0 2982.0000 23.0300 D 20457.2642 D The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on June 4, 2009. Adam D. Amsterdam, Power of Attorney 2011-04-08