-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DveWteI9DlHkZ4jmidb6bsnnHFjZe0PGFmrcp1eUquW3GTFz7e5iYeZiWNrNPag6 MChgVXTodl3zXeHc/mgqkw== 0001225208-09-018063.txt : 20090828 0001225208-09-018063.hdr.sgml : 20090828 20090828112439 ACCESSION NUMBER: 0001225208-09-018063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090827 FILED AS OF DATE: 20090828 DATE AS OF CHANGE: 20090828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHELDON DAN CENTRAL INDEX KEY: 0001241820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 091041865 MAIL ADDRESS: STREET 1: 1981 MARCUS AVENUE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 4 1 doc4.xml X0303 4 2009-08-27 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001241820 SHELDON DAN 1981 MARCUS AVENUE LAKE SUCCESS NY 11042 1 Corporate Vice President Common Stock 2009-08-27 4 M 0 19655 17.9 A 35200.1011 D Common Stock 2009-08-27 4 S 0 100 20.46 D 35100.1011 D Common Stock 2009-08-27 4 S 0 200 20.55 D 34900.1011 D Common Stock 2009-08-27 4 S 0 600 20.48 D 34300.1011 D Common Stock 2009-08-27 4 S 0 1048 20.51 D 33252.1011 D Common Stock 2009-08-27 4 S 0 1100 20.56 D 32152.1011 D Common Stock 2009-08-27 4 S 0 1600 20.49 D 30552.1011 D Common Stock 2009-08-27 4 S 0 1700 20.54 D 28852.1011 D Common Stock 2009-08-27 4 S 0 1900 20.53 D 26952.1011 D Common Stock 2009-08-27 4 S 0 2100 20.52 D 24852.1011 D Common Stock 2009-08-27 4 S 0 3100 20.47 D 21752.1011 D Common Stock 2009-08-27 4 S 0 5000 20.5 D 16752.1011 D Stock Option (Right to Buy) 17.9 2009-08-27 4 M 0 19655 0 D 2007-04-02 2009-10-17 Common Stock 19655 0 D Adam D. Amsterdam, Power of Attorney 2009-08-28 -----END PRIVACY-ENHANCED MESSAGE-----