-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DxXPmehhtJzJJhsVKMUK66s2tIibcJOYELQVa5yKBS4taTSYy8INjdwIx40hhfOv ntsMFBMjg1xRU3sFg05mXw== 0001225208-07-003634.txt : 20070404 0001225208-07-003634.hdr.sgml : 20070404 20070404175828 ACCESSION NUMBER: 0001225208-07-003634 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070402 FILED AS OF DATE: 20070404 DATE AS OF CHANGE: 20070404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALY RICHARD J CENTRAL INDEX KEY: 0001198860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 07749988 MAIL ADDRESS: STREET 1: 51 MERCEDES WAY CITY: EDGEWOOD STATE: NY ZIP: 11717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 JOURNAL SQUARE PLAZA CITY: JERSEY CITY STATE: NJ ZIP: 07306 BUSINESS PHONE: (201) 714-3000 MAIL ADDRESS: STREET 1: 2 JOURNAL SQUARE PLAZA CITY: JERSEY CITY STATE: NJ ZIP: 07306 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0202 4 2007-04-02 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001198860 DALY RICHARD J 2 JOURNAL SQUARE PLAZA JERSEY CITY NJ 07306 1 1 Chief Executive Officer Common Stock 2007-04-02 4 A 0 36190 0 A 36190 D Stock Option (Right to Buy) 13.13 2007-04-02 4 A 0 12284 0 A 2007-07-22 2012-07-21 Common Stock 12284 12284 D Stock Option (Right to Buy) 15.39 2007-04-02 4 A 0 19655 0 A 2007-08-11 2013-08-10 Common Stock 19655 19655 D Stock Option (Right to Buy) 15.97 2007-04-02 4 A 0 44224 0 A 2007-11-11 2013-11-10 Common Stock 44224 44224 D Stock Option (Right to Buy) 17.27 2007-04-02 4 A 0 61422 0 A 2007-04-02 2012-11-11 Common Stock 61422 61422 D Stock Option (Right to Buy) 17.6 2007-04-02 4 A 0 49138 0 A 2007-04-02 2015-01-26 Common Stock 49138 49138 D Stock Option (Right to Buy) 17.71 2007-04-02 4 A 0 10134 0 A 2007-04-02 2011-09-20 Common Stock 10134 10134 D Stock Option (Right to Buy) 17.9 2007-04-02 4 A 0 76163 0 A 2007-04-02 2009-10-17 Common Stock 76163 76163 D Stock Option (Right to Buy) 18.18 2007-04-02 4 A 0 49138 0 A 2008-01-27 2016-01-26 Common Stock 49138 49138 D Stock Option (Right to Buy) 19.19 2007-04-02 4 A 0 49138 0 A 2009-01-26 2017-01-25 Common Stock 49138 49138 D Stock Option (Right to Buy) 20.09 2007-04-02 4 A 0 61422 0 A 2007-04-02 2011-10-21 Common Stock 61422 61422 D Stock Option (Right to Buy) 24.39 2007-04-02 4 A 0 61422 0 A 2007-04-02 2010-10-17 Common Stock 61422 61422 D Represents restricted stock and options acquired by the reporting person in substitution for prior grants of restricted stock and options to purchase shares of Automatic Data Processing, Inc. common stock previously held by the reporting person. This substitution occurred pursuant to the terms of the Employee Matters Agreement, dated as of March 29, 2007, between Broadridge Financial Solutions, Inc. and Automatic Data Processing, Inc. Adam D. Amsterdam, Power of Attorney 2007-04-04 -----END PRIVACY-ENHANCED MESSAGE-----