EX-99.2

2013 Broadridge Financial Solutions, Inc.

Broadridge and the Broadridge logo are registered trademarks of Broadridge Financial Solutions, Inc.

May 7, 2013

Earnings Webcast & Conference Call

Third Quarter Fiscal Year 2013

Exhibit 99.2

Forward-Looking Statements

This presentation and other written or oral statements made from time to time by representatives of Broadridge may contain “forward-

looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Statements that are not historical in

nature, and which may be identified by the use of words like “expects,” “assumes,” “projects,” “anticipates,” “estimates,” “we believe,”

“could be” and other words of similar meaning, are forward-looking statements. In particular, information appearing in the “Fiscal Year

2013 Financial Guidance” section are forward-looking statements. These statements are based on management’s expectations and

assumptions and are subject to risks and uncertainties that may cause actual results to differ materially from those expressed. These

risks and uncertainties include those risk factors discussed in Part I, “Item 1A. Risk Factors” of our Annual Report on Form 10-K for

the fiscal year ended June 30, 2012 (the “2012 Annual Report”), as they may be updated in any future reports filed with the Securities

and Exchange Commission. All forward-looking statements speak only as of the date of this presentation and are expressly qualified

in their entirety by reference to the factors discussed in the 2012 Annual Report. These risks include: the success of Broadridge in

retaining and selling additional services to its existing clients and in obtaining new clients; Broadridge’s reliance on a relatively small

number of clients, the continued financial health of those clients, and the continued use by such clients of Broadridge’s services with

favorable pricing terms; changes in laws and regulations affecting the investor communication services provided by Broadridge;

declines in participation and activity in the securities markets; overall market and economic conditions and their impact on the

securities markets; any material breach of Broadridge security affecting its clients’ customer information; the failure of Broadridge’s

outsourced data center services provider to provide the anticipated levels of service; any significant slowdown or failure of

Broadridge’s systems or error in the performance of Broadridge’s services; Broadridge’s failure to keep pace with changes in

technology and demands of its clients; Broadridge’s ability to attract and retain key personnel; the impact of new acquisitions and

divestitures; and competitive conditions. Broadridge disclaims any obligation to update or revise forward-looking statements that may

be made to reflect events or circumstances that arise after the date made or to reflect the occurrence of unanticipated events, other

than as required by law.

Non-GAAP Financial Measures

In certain circumstances, results have been presented that are not generally accepted accounting principles measures (“Non-GAAP”)

and should be viewed in addition to, and not as a substitute for, the Company’s reported results. Net earnings, diluted earnings per

share and pre-tax earnings margins excluding Acquisition Amortization and Other Costs and Restructuring and Impairment Charges

are Non-GAAP measures. These measures are adjusted to exclude costs incurred by the Company in connection with amortization

and other charges associated with the Company’s acquisitions, and the termination of the Penson outsourcing services agreement,

as Broadridge believes this information helps investors understand the effect of these items on reported results and provides a better

representation of our actual performance. Free cash flow is a Non-GAAP measure and is defined as cash flow from operating

activities, less capital expenditures and purchases of intangibles. Management believes this Non-GAAP measure provides investors

with a more complete understanding of Broadridge’s underlying operational results. These Non-GAAP measures are indicators that

management uses to provide additional meaningful comparisons between current results and prior reported results, and as a basis

for planning and forecasting for future periods. Accompanying this presentation is a reconciliation of Non-GAAP measures to the

comparable GAAP measures.

Use of Material Contained Herein

The information contained in this presentation is being provided for your convenience and information only. This information is

accurate as of the date of its initial presentation. If you plan to use this information for any purpose, verification of its continued

accuracy is your responsibility. Broadridge assumes no duty to update or revise the information contained in this presentation. You

may reproduce information contained in this presentation provided you do not alter, edit, or delete any of the content and provided

you identify the source of the information as Broadridge Financial Solutions, Inc., which owns the copyright.

Broadridge and the Broadridge logo are registered trademarks of Broadridge Financial Solutions, Inc.

Today’s Agenda

Opening Remarks and Other

Rich Daly, CEO

Key Topics

Third Quarter and YTD 2013

Dan Sheldon, CFO

Highlights and Segment Results

Summary

Rich Daly, CEO

Q&A

Rich Daly, CEO

Dan Sheldon, CFO

Closing Remarks

Rich Daly, CEO

Opening Remarks

Key Topics:

Financial Highlights

Closed Sales Performance

Financial Highlights

Solid Revenue Growth

Total revenues and recurring revenues were up 5% for the quarter

•

Primarily due to net new business (closed sales less client losses)

•

Event-driven activity was slightly positive

•

Equity positions grew +7%, while equity trade volumes remained challenging at -2%

Year-to-date total and recurring revenues were up 4%

Non-GAAP diluted earnings per share (EPS) growing for the quarter and YTD

Third quarter Non-GAAP diluted EPS of $0.39 was up 22%

YTD Non-GAAP diluted EPS of $0.74 was up 14%

Primarily due to higher revenues and cost containment

YTD opportunistically repurchased ~6M shares or ~5% of diluted shares outstanding

Third quarter opportunistically repurchased 2M shares at an average cost of $22.73 per share

Board authorized an additional 6M shares for repurchase

Approximately 10M shares available under share repurchase plans

Reaffirming fiscal year 2013 guidance

4-7% recurring revenue growth (3-4% total revenue growth)

$1.60-1.70 GAAP diluted EPS

$1.76-1.86 Non-GAAP diluted EPS

We believe we are well positioned for FY14 and beyond

Closed Sales Performance

Recurring revenue closed sales were up ~50% for the quarter

No large transactions of >$5M

Transactions of <$5M:

Year-to-date recurring revenue closed sales were down ~26%

Primarily due to longer than anticipated sales cycles for large transactions

Excluding large transactions, closed sales were at the same level as previous YTD

Pipeline remains robust

Continued progress on pending large transactions

Reaffirming fiscal year 2013 recurring revenue closed sales guidance of

$110-150M

Achievement requires closing at least one of the large pending transactions

•

ICS recurring revenue closed sales were $15M vs. $10M in prior quarter

•

SPS recurring revenue closed sales were $9M vs. $6M in prior quarter

Key Financial Drivers and Free Cash Flow

Historical CAGR

3Q YTD

Actual

Forecast

(FY07-FY12)

FY13

FY12

FY13

Total Revenue Growth

3-4%

Closed Sales

(Recurring)

4-5%

(2%)

Client Losses

(1%)

(1)%

Net New Business

3-4%

Internal Growth

(a)

(2%)

(1%)

Acquisitions

Total Recurring

3-4%

(1%)

Event-Driven

(b)

(1%)

Distribution

(c)

FX/Other

(0%)

EBIT Margin

(Non-GAAP)

13.0%

8.9%

13.9%

14.9 - 15.7%

Tax Rate

(Non-GAAP)

35.9%

36.0%

35.6%

37.0%

Free Cash Flow

(d)

(Non-GAAP)

$37M

$244M

$196-249M

(a) Internal Growth includes SPS Equity & Fixed Income Trades, ICS Equity & Mutual Fund Stock Record Growth, Transaction Reporting and Time & Materials

(b) Event-Driven includes ICS Proxy Contest/Specials, Mutual Fund Proxy and Marketing Communications

(d) Guidance does not take into consideration the effect of any future acquisitions, additional debt and/or share repurchases

Segment Results & Forecast –

Investor Communication Solutions

Revenue/Growth

EBIT/Growth

Margin/Growth

Q3:

$404M / 8%

$51M / 38%

12.6% / 270 bps

Q3 YTD:

$1,071M / 7%

$95M / 69%

8.8% / 320 bps

FY13:

$1,695 to 1,707M / 4%

$291 to 299M / 20 to 23%

17.2 to 17.5% / 230 to 260 bps

FY13 revenue and margin guidance remains on track

Recurring fee revenue growth YTD of 8% was driven primarily by net new

business

Position growth in-line with expectations as YTD activities represent only

~25% of full year

Expecting over $200M in equity proxy revenues in Q4 of FY13

Client revenue retention levels maintained at ~99%

(Non-GAAP)

Recurring revenue closed sales range for FY13 remains $50-70M

YTD event-driven fee revenue 7% ahead of previous year. Full year

event-driven fee revenue guidance remains ~$130M

Full year margins still expected to increase 230-260 bps

Segment Results & Forecast –

Securities Processing Solutions

Revenue/Growth

EBIT/Growth

(Non-GAAP)

Margin/Growth

(Non-GAAP)

Q3:

$170M / 0%

$29M / +16%

16.9% / +230 bps

Q3 YTD:

$487M / 0%

$58M / (20)%

11.9% / (300) bps

FY13:

$658 to 683M / 0 to +4%

$79 to 102M / (13) to +12%

12.0 to 15.0% / (190) to +110 bps

FY13

revenue

and

margin

guidance

remains

track

business

growing

Net new business is building each quarter-

~$65M backlog

•

Recurring revenue closed sales range for FY13 remains $60-80M

•

Client revenue retention rate at ~98%

Equity trade volumes down 2%

High and low guidance range still dependent on trade volumes

Full year margins are expected to be impacted by revenue mix, internal

trade volumes and planned increase in systems investments (e.g. TARP

development)

Summary

Solid operating results year-to-date

Recurring fee revenue continues to grow

Closed sales pipeline robust

Strong Foundation for Growth

Diverse and well positioned products and services

Service profit chain culture built on strong values

High brand recognition and trust

ICS strong value creator

SPS on solid foundation

Vigilant on operating efficiency

Strong client revenue retention rate of ~99%

Reaffirming fiscal year 2013 guidance

4-7% recurring revenue growth (3-4% total revenue growth)

$1.60-1.70 GAAP diluted EPS

$1.76-1.86 Non-GAAP diluted EPS

We believe we are well positioned for FY14 and beyond

Q&A

There are no slides during this portion of the presentation

Closing Comments

There are no slides during this portion of the presentation

Appendix

Segment Results & Forecast –

Other & Foreign Exchange (FX)

YTD

results

expected

and

line

with

full

year

guidance

range

FY13

reflects

higher

average

debt

balance

and

refinancing

our

credit facilities

FY13 transition costs related to the termination of the Penson

outsourcing services agreement including shutdown costs

Corporate

Expenses

Interest

Expense,

net

Restructuring Charges

YTD

3Q13

Low

High

Corporate Expenses

$(8)M

$(23)M

$(30)M

$(37)M

Interest Expense, net

$(4)M

$(11)M

$(17)M

$(21)M

FX -

P&L -

Revenue

$3M

$8M

$13M

EBIT

$4M

$11M

$14M

Transaction Activity

$0M

$(1)M

Restructuring Charges

$(4)M

$(8)M

$(10)M

FY13 Range

Broadridge FY13 Q3 and YTD from Continuing Operations

Revenue

FY12

FY13

FY12

FY13

FY12

FY13

FY12

FY13

YTD Q3

$374

$404

$1,004

$1,071

ICS

$37

$51

$56

$95

Growth % / Margin %

9.9%

12.6%

5.6%

8.8%

$169

$170

$489

$487

SPS

$25

$29

$73

$58

10%

11%

Growth % / Margin %

14.6%

16.9%

14.9%

11.9%

$543

$574

$1,493

$1,558

Total Segments

$62

$80

$129

$153

Margin %

11.4%

13.9%

8.6%

9.8%

Other

(a)

($4)

($8)

($17)

($23)

$10

(b)

$10

$547

$577

$1,503

$1,566

Total Broadridge (Non-GAAP)

(a)

$60

$75

$120

$140

Growth % / Margin %

11.1%

13.0%

8.0%

8.9%

Interest & Other

($3)

($4)

($10)

($11)

Acquisition Amortization and Other Costs

(c)

$20

$17

Total EBT (Non-GAAP)

(d)

$64

$77

$130

$146

Margin %

11.7%

13.4%

8.6%

9.3%

Income taxes

(a)

($23)

($28)

($47)

($53)

Tax Rate

37.2%

35.9%

36.6%

36.0%

Total Net Earnings (Non-GAAP)

(d)

$41

$50

$83

$94

Margin %

7.4%

8.6%

5.5%

6.0%

Acquisition Amortization and Other Costs

(c)

($4)

($12)

($11)

Restructuring and Impairment Charges

(e)

($14)

($2)

($21)

($5)

IBM Migration costs

($4)

($8)

Non-GAAP Items (Net of Taxes)

($23)

($6)

($41)

($16)

Total Net Earnings (GAAP)

$18

$43

$42

$78

Margin %

3.3%

7.5%

2.8%

5.0%

Diluted Shares

128.4

125.0

127.4

125.9

Diluted EPS (Non-GAAP)

(d)

$0.32

$0.39

$0.65

$0.74

Diluted EPS (GAAP)

$0.14

$0.35

$0.33

$0.62

Earnings

(a)

FY12 Q3 excludes IBM Migration costs of $6M (after tax $4M, or $0.03 EPS impact). FY12 YTD Q3 excludes IBM Migration costs of $13M (after tax $8M, or $0.06 EPS impact).

FY12 Q3 excludes Restructuring and Impairment Charges of $22M (after tax $14M, or $0.11 EPS impact). FY12 Q3 YTD and excludes Restructuring and Impairment Charges of $32M (after tax

$21M, or $0.16 EPS impact).

FY13 Q3 excludes Restructuring Charges of $4M (after tax $2M, or $0.02 EPS impact). FY13 Q3 YTD excludes Restructuring Charges of $8M (after tax $5M, or $0.04 EPS impact).

(b)

Includes impacts of FX P&L and FX transaction activity.

(c)

Represents amortization charges associated with intangible asset values as well as other deal costs associated with the Company’s acquisitions.

(d) FY12 Q3 excludes Acquisition Amortization and Other Costs of $7M (after tax $4M or $0.04 EPS impact), IBM Migration costs of $6M (after tax $4M, or $0.03 EPS impact) and Restructuring and

Impairment Charges of $22M (after tax $14M, or $0.11 EPS impact)

FY12 YTD Q3 excludes Acquisition Amortization and Other Costs of $20M (after tax $13M or $0.10 EPS impact), IBM Migration costs of $13M (after tax $8M, or $0.06 EPS impact) and

Restructuring and Impairment Charges of $32M (after tax $21M, or $0.16 EPS impact).

FY13 Q3 excludes Acquisition Amortization and Other Costs of $6M (after tax $4M or $0.02 EPS impact) and Restructuring Charges of $4M (after tax $2M, or $0.02 EPS impact).

FY13 YTD Q3 excludes Acquisition Amortization and Other Costs of $17M (after tax $11M or $0.08 EPS impact) and Restructuring Charges of $8M (after tax $5M, or $0.04 EPS impact).

(e) FY13 Q3 and FY13 YTD Q3 represents transition costs related to termination of the Penson agreement including shutdown costs.

FY12 Q3 and FY12 Q3 YTD represents Penson OTTI charge and note receivable impairment charge.

Broadridge FY13 Guidance from Continuing Operations

Revenue

Earnings

FY12

FY13 Range

FY12

FY13 Range

Actual

Low

High

($ in millions)

Actual

Low

High

$1,634

$1,695

$1,707

ICS

$243

$291

$299

Growth % / Margin %

14.9%

17.2%

17.5%

$655

$658

$683

SPS

$91

$79

$102

10%

Growth % / Margin %

13.9%

12.0%

15.0%

$2,290

$2,353

$2,390

Total Segments

$334

$370

$401

Margin %

14.6%

15.7%

16.8%

Other

(a)

($28)

($30)

($37)

$13

(b)

$14

$13

$2,304

$2,366

$2,403

Total Broadridge (Non-GAAP)

(a)

$319

$353

$377

Growth % / Margin %

13.9%

14.9%

15.7%

Interest & Other

($13)

($17)

($21)

Acquisition Amortization and Other Costs

(c)

$25

$22

Total EBT (Non-GAAP)

(d)

$331

$358

$378

Margin %

14.4%

15.1%

15.7%

Income taxes

(d)

($118)

($133)

($140)

Recurring Closed Sales

Tax Rate

35.6%

37.0%

FY13 Range

Segments

Low

High

Total Net Earnings (Non-GAAP)

(d)

$213

$226

$238

ICS

$50

$70

Margin %

9.3%

9.5%

9.9%

SPS

$60

$80

Total

$110

$150

Acquisition Amortization and Other Costs

(c)

($15)

($14)

Restructuring and Impairment Charges

(e)

($58)

($6)

IBM Migration costs

($15)

Non-GAAP Items (Net of Taxes)

($88)

($20)

Total Net Earnings (GAAP)

$125

$205

$218

Margin %

5.4%

8.7%

9.1%

Diluted Shares

128

Diluted EPS (Non-GAAP)

(d)

$1.67

$1.76

$1.86

Diluted EPS (GAAP)

$0.98

$1.60

$1.70

(a) FY12 excludes IBM Migration costs of $25M (after tax $15M, or $0.12 EPS impact) and Restructuring and Impairment Charges of $81M (after tax $58M, or $0.45 EPS

impact). FY13 guidance excludes Restructuring and Impairment Charges of $10M (after tax $6M, or $0.05 EPS impact).

(b) Includes impacts of FX P&L and FX Transaction Activity.

(c) Represents amortization charges associated with intangible asset values as well as other deal costs associated with the Company’s acquisitions.

(d) FY12 excludes Acquisition Amortization and Other Costs of $25M (after tax $15M or $0.12 EPS impact), IBM Migration costs of $25M (after tax $15M, or $0.12 EPS impact)

and Restructuring and Impairment Charges of $81M (after tax $58M, or $0.45 EPS impact). FY13 guidance excludes Acquisition Amortization and Other Costs of $22M (after

tax $14M or $0.11 EPS impact) and Restructuring and Impairment Charges of $10M (after tax $6M, or $0.05 EPS impact).

(e) FY12 represents Penson deferred client conversion and startup costs, other than temporary impairment charges, shutdown costs, cancellation of the note receivable, less

the elimination of the obligation to pay or credit Penson fees. FY13 represents transition costs related to termination of the Penson agreement including shutdown costs.

* Guidance does not take into consideration the effect of any future acquisitions, additional debt and/or share repurchases.

Cash Flow –YTD FY13 Results and FY13 Forecast

Nine Months

Ended

March 2013

Low

High

Free Cash Flow

(Non-GAAP)

Round

Net earnings from continuing operations (GAAP)

77.5

205

218

Depreciation and amortization (includes other LT assets)

70.9

105

Stock-based compensation expense

21.1

Other

3.0

(5)

Subtotal

172.5

173

326

359

Working capital changes

(41.3)

(41)

(15)

Long-term assets & liabilities changes

(58.9)

(59)

(60)

(50)

Net cash flow provided by continuing operating activities

72.3

251

294

Cash Flows From Investing Activities

Capital expenditures & software purchases

(35.6)

(36)

(55)

(45)

Free cash flow (Non-GAAP)

36.7

196

249

Cash Flows From Other Investing and Financing Activities

Stock repurchases net of options proceeds

(111.3)

(111)

Dividends paid

(64.2)

(64)

(86)

Other

0.5

(5)

Net change in cash and cash equivalents

(138.3)

(138)

(6)

Cash and cash equivalents, at the beginning of year

320.5

321

Cash and cash equivalents, at the end of period

182.2

182

315

378

(a) Guidance does not take into consideration the effect of any future acquisitions, additional debt and/or share repurchases.

FY13 Range

(a)

($ millions)

Unaudited

Free Cash Flow - Non-GAAP

Recurring Closed Sales to Revenue Contribution

Recurring Closed Sales to Revenue

($ in millions)

Closed Sales

Revenue Contribution

(a)

Backlog

(b)

Forecast

FY13

ICS

$50-70

~$50-60

~$35-45

~Contribution to revenue growth

~3%

SPS

$60-80

~$40-50

~$85-105

~Contribution to revenue growth

6-8%

Total Recurring Closed Sales

$110-150

~$90-110

~$120-150

~Contribution to revenue growth

4-5%

(a)

Revenue from current year and prior year Closed Sales.

(b)

Closed Sales expected to convert to revenue in future years.

Revenues and Closed Sales FY07-FY13

($ in millions)

Forecast

Recurring Fee Revenues

FY07

FY08

FY09

FY10

FY11

FY12

CAGR

FY13

ICS

529

567

594

632

720

798

$862-874

Growth

14%

11%

8-10%

SPS

527

534

559

536

594

655

$658-683

Growth

11%

-4%

11%

10%

0-4%

Total Recurring Fee Revenues

1,056

1,101

1,153

1,168

1,313

1,453

$1,520-1,557

Growth

12%

11%

4-7%

Event-Driven

203

200

180

257

135

132

-8%

~$129

Growth

33%

-1%

-10%

43%

-47%

-2%

Distribution

821

808

757

781

704

-3%

~$704

Growth

12%

-2%

-6%

-10%

Other/ FX

(12)

(17)

~$13

Total Revenues

2,068

2,131

2,072

2,209

2,167

2,304

$2,366-2,403

Growth

12%

-3%

-2%

3-4%

Recurring Closed Sales

119

113

120

14%

$110-150

Growth

-32%

30%

16%

25%

-5%

-8-+25%

($ in millions)

Forecast

Event-Driven Fee Revenues

(a)

FY07

FY08

FY09

FY10

FY11

FY12

CAGR

FY13

Mutual Fund Proxy

150

-19%

$27

Mutual Fund Supplemental

-2%

$46

Contest/ Specials/ Other Communications

-5%

$56

Total Event-Driven Fee Revenues

203

200

180

257

135

132

-8%

$129

Growth

33%

-1%

-10%

43%

-47%

-2%

Recurring Distribution Revenues

(b)

593

580

567

564

573

597

~$597

Growth

-2%

-1%

ED Distribution Revenues

(b)

228

190

217

131

107

-14%

~$107

Growth

35%

-17%

14%

-39%

-18%

Total Distribution Revenues

821

808

757

781

704

-3%

~$704

Growth

12%

-2%

-6%

-10%

(a) Includes reclassification of Pre-sale Fulfillment from event-driven revenues to recurring revenues.

(b) Includes reclassification of Pre-sale Fulfillment related distribution revenues and Matrix pass-through administrative services from event-driven revenues to recurring revenues.

Reconciliation of Non-GAAP to GAAP Measures

Nine

Months

Ended

March

2013

Low

High

Free

Cash

Flow

(Non-GAAP)

Round

Net earnings from continuing operations (GAAP)

77.5

205

218

Depreciation and amortization (includes other LT assets)

70.9

105

Stock-based compensation expense

21.1

Other

3.0

(5)

Subtotal

172.5

173

326

359

Working capital changes

(41.3)

(41)

(15)

Long-term assets & liabilities changes

(58.9)

(59)

(60)

(50)

Net cash flow provided by continuing operating activities

72.3

251

294

Cash Flows From Investing Activities

Capital expenditures & software purchases

(35.6)

(36)

(55)

(45)

Free

cash

flow

(Non-GAAP)

36.7

196

249

(a)

Guidance

does

not

take

into

consideration

the

effect

any

future

acquisitions,

additional

debt

and/or

repurchases.

FY13 Range

(a)

millions)

Unaudited

Free

Cash

Flow

Non-GAAP

Reconciliation of EPS Guidance

3Q12

3Q13

YTD12

YTD13

FY10

FY11

FY12

FY13 Range

Actual

Low

High

Guidance

Provided

August

2012

Diluted

EPS

(Non-GAAP)

$0.28

$0.37

$0.55

$0.66

$1.56

$1.37

$1.55

$1.65

$1.75

Acquisition Amortization and Other Costs

$0.04

$0.02

$0.10

$0.08

$0.04

$0.10

$0.12

0.11

Current

Guidance

Diluted

EPS

(Non-GAAP)

$0.32

$0.39

$0.65

$0.74

$1.60

$1.47

$1.67

$1.76

$1.86

Acquisition Amortization and Other Costs

($0.04)

($0.02)

($0.10)

($0.08)

($0.04)

($0.10)

($0.12)

(0.11)

Restructuring and Impairment Charges

($0.11)

($0.02)

($0.16)

($0.04)

$0.00

($0.45)

(0.05)

IBM Migration costs

($0.03)

$0.00

($0.06)

$0.00

($0.03)

($0.12)

0.00

One-time recognition of deferred tax assets

$0.00

$0.06

$0.00

0.00

Current

Guidance

Diluted

EPS

(GAAP)

$0.14

$0.35

$0.33

$0.62

$1.62

$1.34

$0.98

$1.60

$1.70

Reconciliation of EBT Guidance (a)

3Q12

3Q13

YTD12

YTD13

FY10

FY11

FY12

FY13 Range

($ in millions)

Actual

Low

High

Prior

Guidance

Total

EBT

(Non-GAAP)

$57

$72

$110

$129

$342

$276

$306

$336

$356

Margin %

10.4%

12.4%

7.3%

8.2%

15.5%

12.7%

13.3%

14.2%

14.8%

Acquisition Amortization and Other Costs

$20

$17

$19

$25

$22

Current

Guidance

Total

EBT

(Non-GAAP)

$64

$77

$130

$146

$350

$295

$331

$358

$378

Margin %

11.7%

13.4%

8.6%

9.3%

15.9%

13.6%

14.4%

15.1%

15.7%

Acquisition Amortization and Other Costs

($7)

($6)

($20)

($17)

($8)

($19)

($25)

($22)

Restructuring and Impairment Charges

($23)

($4)

($32)

($8)

($81)

($10)

IBM Migration costs

($6)

($13)

($6)

($25)

Total EBT (GAAP)

$29

$68

$66

$121

$342

$270

$201

$326

$346

Margin %

5.3%

11.7%

4.4%

7.7%

15.5%

12.4%

8.7%

13.8%

14.4%

(a) Details may not sum to totals due to rounding

ICS Key Segment Revenue Stats

RC= Recurring

ED= Event-Driven

In millions

Fee Revenues

3Q12

3Q13

YTD FY12

YTD FY13

Type

Proxy

Equities

31.7

34.0

80.1

84.8

Stock Record Position Growth

Pieces

24.5

27.1

66.1

68.1

Mutual Funds

5.5

7.1

19.3

22.7

Pieces

6.6

13.0

29.6

36.7

Contests/Specials

3.0

2.3

9.7

7.3

Pieces

3.0

2.2

10.7

6.7

Total Proxy

40.2

43.4

109.1

114.8

Total Pieces

34.2

42.3

106.5

111.5

Notice and Access Opt-in %

69%

70%

66%

64%

Suppression %

58%

59%

56%

60%

Interims

Mutual Funds (Annual/Semi-Annual Reports/Annual Prospectuses)

33.5

36.6

84.7

99.9

Position Growth

10%

Pieces

168.8

166.9

438.1

470.8

Mutual Funds (Supplemental Prospectuses) & Other

15.9

20.2

34.9

44.0

Pieces

86.8

107.0

191.2

228.6

Total Interims

49.4

56.8

119.6

143.9

Total Pieces

255.7

273.9

629.3

699.4

Transaction

Transaction Reporting/Customer Communications

47.7

50.9

123.9

129.4

Reporting

Fulfillment

31.6

36.0

94.7

101.1

Other

Other - Recurring (a)

25.8

28.5

76.8

80.8

Communications

Other - Event-Driven (b)

12.1

8.1

27.7

23.6

Total Other

37.9

36.6

104.5

104.4

Total Fee Revenues

206.8

223.6

551.6

593.6

Total Distribution Revenues (c)

167.2

180.6

452.2

476.9

Total Revenues as reported - GAAP

374.0

404.2

1,003.8

1,070.5

FY13 Ranges

Low

High

Total RC Fees

170.3

186.0

460.0

496.0

862

874

% RC Growth

10%

Total ED Fees

36.5

37.7

91.6

97.6

129

Low

High

Sales

Losses

-1%

Key

Net New Business

Revenue

Internal growth

-1%

Drivers

Recurring (Excluding Acquisitions)

Acquisitions

Total Recurring

Event-Driven

-1%

Distribution

-1%

TOTAL

(a) Other Recurring fee revenues include revenues from acquisitions.

(b) Other Event-Driven fee revenues include revenues from corporate actions.

(c) Total Distribution Revenues primarily include pass-through revenues related to the physical mailing of Proxy, Interims, Transaction Reporting, and Fulfillment as well as Matrix administrative services.

SPS and Outsourcing Key Segment Revenue Stats

RC= Recurring

ED= Event-Driven

In millions

3Q12

3Q13

YTD FY12

YTD FY13

Type

Equity

Transaction-Based

Equity Trades

35.5

33.8

104.7

94.9

Internal Trade Volume

985

969

970

880

Internal Trade Growth

-11%

-2%

-9%

Trade Volume (Average Trades per Day in '000)

1,005

979

982

888

Non-Transaction

Other Equity Services

87.3

92.3

252.1

264.2

Total Equity

122.8

126.1

356.8

359.1

Fixed

Income

Transaction-Based

Fixed Income Trades (a)

13.6

14.0

40.1

41.5

Internal Trade Volume

299

298

294

293

Internal Trade Growth

Trade Volume (Average Trades per Day in '000)

299

308

294

299

Non-Transaction

Other Fixed Income Services

10.8

12.3

33.5

35.8

Total Fixed Income

24.4

26.2

73.7

77.2

Outsourcing

22.1

17.3

58.4

51.0

# of Clients

Total Net Revenue as reported -

GAAP

169.3

169.6

488.8

487.3

FY13 Ranges

Low

High

Sales

Losses

-1%

-2%

-1%

-2%

Key

Net New Business

Revenue

Transaction & Non-transaction

-1%

Drivers

Concessions

-2%

-4%

-1%

-3%

-4%

Internal growth

-2%

-5%

-4%

-5%

-3%

Acquisitions

TOTAL

10%

11%

Broadridge ICS Definitions

Proxy

Interims

Other

Communications

Transaction

Reporting

Fulfillment

- Refers to the proxy services we provide in connection with annual stockholder meetings for publicly traded corporate issuers. Annual

meetings of public companies include shares held in "street name" (meaning that they are held of record by brokers or banks, which in turn hold

the shares on behalf of their clients, the ultimate beneficial owners) and shares held in "registered name" (shares registered directly in the names

of their owners).

- Refers to the proxy services we provide for funds, classes or trusts of an investment company. Open-ended mutual funds are

not required to have annual meetings. As a result, mutual fund proxy services provided to open-ended mutual funds are driven by a "triggering

event." These triggering events can be a change in directors, fee structures, investment restrictions, or mergers of funds.

Refers to the proxy services we provide when a separate agenda is put forth by one or more stockholders that is in opposition to the

proposals presented by management of the company which is separately distributed and tabulated from the company’s proxy materials.

- Refers to the proxy services we provide in connection with stockholder meetings held outside of the normal annual meeting cycle and

are primarily driven by special events (e.g., mergers and acquisitions in which the company being acquired is a public company and needs to

solicit the approval of its stockholders).

connection with information they are required by regulation to distribute periodically to their investors. These reports contain pertinent information

such as holdings, fund performance, and other required disclosure.

information previously provided in an annual mutual fund prospectus (e.g., change in portfolio managers, closing funds or class of shares to

investors, or restating or clarifying items in the original prospectus). The events could occur at any time throughout the year.

–

Refers to communications provided by corporate issuers and investment companies to investors including newsletters, notices, tax

information, marketing materials and other information not required to be distributed by regulation.

–

Refers primarily to the printing and distribution of account statements, trade confirmations and tax reporting

documents to account holders, including electronic delivery and archival services.

– Refers primarily to the distribution of prospectuses, offering documents, and required regulatory disclosure information

to investors in connection with purchases of securities.

– Refers to the distribution of marketing literature, welcome kits, enrollment kits, and investor information to prospective

investors, existing stockholders and other targeted recipients on behalf of broker-dealers, mutual fund companies and 401(k) administrators.

–

Refers to the services we provide in connection with the distribution of communications material not included in the above definitions

such as non-objecting beneficial owner (NOBO) lists, and corporate actions such as mergers, acquisitions, and tender offer transactions.

Equities

Mutual Funds

Contests

Specials

Mutual

Funds

(Annual/Semi-Annual

Reports/Annual

Prospectuses)

–

Refers

the

services

provide

investment

companies

Other

Transaction Reporting

Post-Sale Fulfillment

Pre-Sale Fulfillment

Other

Mutual

Funds

(Supplemental

Prospectuses)

–

Refers

primarily

information

required

provided

mutual

funds

supplement