0000950172-15-000041.txt : 20150311
0000950172-15-000041.hdr.sgml : 20150311
20150311142147
ACCESSION NUMBER: 0000950172-15-000041
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20150311
DATE AS OF CHANGE: 20150311
EFFECTIVENESS DATE: 20150311
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC
CENTRAL INDEX KEY: 0001383221
IRS NUMBER: 020767178
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-176355
FILM NUMBER: 15692116
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 20TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 552-5114
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 20TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC
DATE OF NAME CHANGE: 20061211
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001383221
Tradewinds Global Investors, LLC
2049 CENTURY PARK EAST
20TH FLOOR
LOS ANGELES
CA
CALIFORNIA
90067
(310) 552-8900
DELAWARE
Tradewinds NWQ Global Investors, LLC
Limited Liability Company
true
John
Amboian
Nuveen Investments, Inc.
333 West Wacker Drive
Chicago
IL
ILLINOIS
60606
Director
Member of Board of Managers
Glenn
Richter
Nuveen Investments, Inc.
333 West Wacker Drive
Chicago
IL
ILLINOIS
60606
Director
Member of Board of Managers
Emily
Alejos
Tradewinds Global Investors, LLC
2049 Century Park East, 20th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Director
Co-Chief Investment Officer, Executive Managing Director and Member of the Board of Managers
Andrew
Thelen
Tradewinds Global Investors, LLC
2049 Century Park East, 20th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
Director
Co-Chief Investment Officer, Executive Managing Director and Member of the Board of Managers
Jeffrey
P.
Cusack
Tradewinds Global Investors, LLC
2049 Century Park East, 20th Floor
Los Angeles
CA
CALIFORNIA
90067
Executive Officer
President, Executive Managing Director and Member of the Board of Managers
Other Banking and Financial Services
Decline to Disclose
- 06b
true
0000950172-13-000040
2012-03-23
true
true
true
Limited Liability Company interests in the form of "Units"
false
0
Indefinite
0
Indefinite
Offering consists of the issuance and grant of certain units, which represent a profits interest in the Issuer, which were granted without cash consideration.
false
34
0
0
0
false
Tradewinds Global Investors, LLC
/s/ Lucas A. Satre
Lucas A. Satre
Vice President and Assistant Secretary
2015-03-11