0000950172-15-000041.txt : 20150311 0000950172-15-000041.hdr.sgml : 20150311 20150311142147 ACCESSION NUMBER: 0000950172-15-000041 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150311 DATE AS OF CHANGE: 20150311 EFFECTIVENESS DATE: 20150311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC CENTRAL INDEX KEY: 0001383221 IRS NUMBER: 020767178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-176355 FILM NUMBER: 15692116 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC DATE OF NAME CHANGE: 20061211 D/A 1 primary_doc.xml X0707 D/A LIVE 0001383221 Tradewinds Global Investors, LLC 2049 CENTURY PARK EAST 20TH FLOOR LOS ANGELES CA CALIFORNIA 90067 (310) 552-8900 DELAWARE Tradewinds NWQ Global Investors, LLC Limited Liability Company true John Amboian Nuveen Investments, Inc. 333 West Wacker Drive Chicago IL ILLINOIS 60606 Director Member of Board of Managers Glenn Richter Nuveen Investments, Inc. 333 West Wacker Drive Chicago IL ILLINOIS 60606 Director Member of Board of Managers Emily Alejos Tradewinds Global Investors, LLC 2049 Century Park East, 20th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Director Co-Chief Investment Officer, Executive Managing Director and Member of the Board of Managers Andrew Thelen Tradewinds Global Investors, LLC 2049 Century Park East, 20th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer Director Co-Chief Investment Officer, Executive Managing Director and Member of the Board of Managers Jeffrey P. Cusack Tradewinds Global Investors, LLC 2049 Century Park East, 20th Floor Los Angeles CA CALIFORNIA 90067 Executive Officer President, Executive Managing Director and Member of the Board of Managers Other Banking and Financial Services Decline to Disclose 06b true 0000950172-13-000040 2012-03-23 true true true Limited Liability Company interests in the form of "Units" false 0 Indefinite 0 Indefinite Offering consists of the issuance and grant of certain units, which represent a profits interest in the Issuer, which were granted without cash consideration. false 34 0 0 0 false Tradewinds Global Investors, LLC /s/ Lucas A. Satre Lucas A. Satre Vice President and Assistant Secretary 2015-03-11