Co-Chief Investment Officer

0000909012-16-000561.txt : 20160810 0000909012-16-000561.hdr.sgml : 20160810 20160810110035 ACCESSION NUMBER: 0000909012-16-000561 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160810 DATE AS OF CHANGE: 20160810 EFFECTIVENESS DATE: 20160810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC CENTRAL INDEX KEY: 0001383221 IRS NUMBER: 020767178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12572 FILM NUMBER: 161820423 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC DATE OF NAME CHANGE: 20061211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001383221 XXXXXXXX 06-30-2016 06-30-2016 Tradewinds Global Investors, LLC

2049 CENTURY PARK EAST 20TH FLOOR LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-12572 N Emily Alejos and Andrew Thelen Co-Chief Investment Officer 310 552 5114 /s/ EMILY ALEJOS and ANDREW THELEN Los Angeles CA 08-03-2016 2 174 1539502 false 1 028-11405 Nuveen Investments, Inc. 2 028-16475 SEI Investments Management Corporation INFORMATION TABLE 2 aci_13f.xml Aceto Corp COM 004446100 327 14948 SH DFND 1 14893 0 55 Adecoagro SA COM L00849106 10430 950818 SH DFND 1 950549 0 269 Advanced Semiconductor Engineering Inc SPONSORED ADR 00756M404 167 30047 SH DFND 1 25208 0 4839 AES Corp/VA COM 00130H105 24392 1954513 SH DFND 1 1940500 0 14013 Aetna Inc COM 00817Y108 10792 88373 SH DFND 1 88373 0 0 Agilent Technologies Inc COM 00846U101 2439 55000 SH DFND 1 55000 0 0 Agrium Inc COM 008916108 52862 584630 SH DFND 1,2 577623 0 7007 AGRIUM INC JUL16 90 CALL COM 008916108 56 25000 SH Call DFND 1 25000 0 0 Allegiant Travel Co COM 01748X102 262 1735 SH DFND 1 1728 0 7 Allied World Assurance Co Holdings AG SHS H01531104 7245 206180 SH DFND 1 200027 0 6153 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