0000909012-14-000332.txt : 20140814
0000909012-14-000332.hdr.sgml : 20140814
20140814093420
ACCESSION NUMBER: 0000909012-14-000332
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC
CENTRAL INDEX KEY: 0001383221
IRS NUMBER: 020767178
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12572
FILM NUMBER: 141039872
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 20TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 552-5114
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 20TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC
DATE OF NAME CHANGE: 20061211
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001383221
XXXXXXXX
06-30-2014
06-30-2014
Tradewinds Global Investors, LLC
2049 CENTURY PARK EAST
20TH FLOOR
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-12572
N
Emily Alejos and Andrew Thelen
Co-Chief Investment Officer
310 552 5114
/s/ EMILY ALEJOS and ANDREW THELEN
Los Angeles
CA
08-13-2014
1
93
2951330
false
1
028-11405
Nuveen Investments, Inc.
INFORMATION TABLE
2
aci_13f.xml
Adecoagro SA
COM
L00849106
27828
2947839
SH
DFND
1
1838360
0
1109479
Advance Auto Parts Inc
COM
00751Y106
4019
29785
SH
DFND
1
29181
0
604
Aegon NV
NY REGISTRY SH
007924103
38953
4441584
SH
DFND
1
4146025
0
295559
AES Corp/VA
COM
00130H105
52787
3394655
SH
DFND
1
2199812
0
1194843
Aetna Inc
COM
00817Y108
25877
319153
SH
DFND
1
307465
0
11688
AGCO Corp
COM
001084102
19509
347019
SH
DFND
1
335652
0
11367
Agrium Inc
COM
008916108
101160
1104009
SH
DFND
1
910501
0
193508
Ally Financial Inc
COM
02005N100
22361
935209
SH
DFND
1
901557
0
33652
American International Group Inc
COM NEW
026874784
66994
1227438
SH
DFND
1
681004
0
546434
AngloGold Ashanti Ltd
SPONSORED ADR
035128206
247
14352
SH
DFND
1
14352
0
0
Aon PLC
SHS CL A
G0408V102
934
10362
SH
DFND
1
10218
0
144
Apache Corp
COM
037411105
41183
409293
SH
DFND
1
240146
0
169147
Archer-Daniels-Midland Co
COM
039483102
12980
294271
SH
DFND
1
282133
0
12138
Arctic Cat Inc
COM
039670104
24075
610727
SH
DFND
1
607308
0
3419
Axis Capital Holdings Ltd
SHS
G0692U109
111438
2516674
SH
DFND
1
1912419
0
604255
Banro Corp
COM
066800103
7650
15971398
SH
DFND
1
10369208
0
5602190
Barrick Gold Corp
COM
067901108
76599
4185716
SH
DFND
1
2752162
0
1433554
Best Buy Co Inc
COM
086516101
59229
1910004
SH
DFND
1
1321601
0
588403
Big Lots Inc
COM
089302103
5141
112500
SH
DFND
1
112500
0
0
Bunge Ltd
COM
G16962105
54730
723565
SH
DFND
1
471161
0
252404
Cabot Oil & Gas Corp
COM
127097103
33538
982369
SH
DFND
1
954464
0
27905
Cameco Corp
COM
13321L108
40435
2061977
SH
DFND
1
1699896
0
362081
CBIZ Inc
COM
124805102
4224
467756
SH
DFND
1
457951
0
9805
Centrais Eletricas Brasileiras SA
SPON ADR PFD B
15234Q108
27697
5818640
SH
DFND
1
3383744
0
2434896
Centrais Eletricas Brasileiras SA
SPONSORED ADR
15234Q207
18951
6490206
SH
DFND
1
4951676
0
1538530
CenturyLink Inc
COM
156700106
35640
984525
SH
DFND
1
716735
0
267790
China Mobile Ltd
SPONSORED ADR
16941M109
19479
400725
SH
DFND
1
355770
0
44955
Cisco Systems Inc
COM
17275R102
37088
1492456
SH
DFND
1
942561
0
549895
CNA Financial Corp
COM
126117100
22694
561458
SH
DFND
1
546138
0
15320
Credit Suisse Group AG
SPONSORED ADR
225401108
4907
172981
SH
DFND
1
172678
0
303
Cresud SACIF y A
SPONSORED ADR
226406106
4603
352737
SH
DFND
1
296725
0
56012
CST Brands Inc
COM
12646R105
15652
453691
SH
DFND
1
437992
0
15699
CSX Corp
COM
126408103
16771
544336
SH
DFND
1
522211
0
22125
Dean Foods Co
COM NEW
242370203
65522
3724982
SH
DFND
1
2805083
0
919899
Diamond Offshore Drilling Inc
COM
25271C102
41345
846512
SH
DFND
1
630067
0
216445
DSW Inc
CL A
23334L102
5985
214200
SH
DFND
1
209939
0
4261
Empresa Nacional de Electricidad SA/Chile
SPONSORED ADR
29244T101
609
13468
SH
DFND
1
13468
0
0
Endurance Specialty Holdings Ltd
SHS
G30397106
24074
466635
SH
DFND
1
452732
0
13903
Exelon Corp
COM
30161N101
9718
266391
SH
DFND
1
255832
0
10559
Family Dollar Stores Inc
COM
307000109
33735
510054
SH
DFND
1
359982
0
150072
First Citizens BancShares Inc/NC
CL A
31946M103
626
2554
SH
DFND
1
1442
0
1112
FirstEnergy Corp
COM
337932107
19596
564399
SH
DFND
1
546045
0
18354
Flextronics International Ltd
ORD
Y2573F102
23845
2153988
SH
DFND
1
1794592
0
359396
Freeport-McMoRan Inc
COM
35671D857
36449
998592
SH
DFND
1
639084
0
359508
Fresh Del Monte Produce Inc
ORD
G36738105
19867
648183
SH
DFND
1
581654
0
66529
General Motors Co
COM
37045V100
54605
1504270
SH
DFND
1
1128816
0
375454
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
29967
560331
SH
DFND
1
544342
0
15989
HSBC Holdings PLC
SPON ADR NEW
404280406
35237
693635
SH
DFND
1
670073
0
23562
Impax Laboratories Inc
COM
45256B101
7282
242814
SH
DFND
1
237731
0
5083
Industrias Bachoco SAB de CV
SPON ADR B
456463108
3112
57869
SH
DFND
1
36072
0
21797
ING Groep NV
SPONSORED ADR
456837103
51609
3681134
SH
DFND
1
2800933
0
880201
Ingram Micro Inc
CL A
457153104
69240
2370413
SH
DFND
1
1724066
0
646347
Ingredion Inc
COM
457187102
57953
772290
SH
DFND
1
553266
0
219024
Interpublic Group of Cos Inc/The
COM
460690100
26689
1367959
SH
DFND
1
1326103
0
41856
KB Financial Group Inc
SPONSORED ADR
48241A105
78124
2247519
SH
DFND
1
1452890
0
794629
KBR Inc
COM
48242W106
30708
1287530
SH
DFND
1
930290
0
357240
Kinross Gold Corp
COM NO PAR
496902404
48363
11681973
SH
DFND
1
9004945
0
2677028
KT Corp
SPONSORED ADR
48268K101
5587
369016
SH
DFND
1
362383
0
6633
Loews Corp
COM
540424108
43232
982317
SH
DFND
1
594272
0
388045
Magnachip Semiconductor Corp
COM
55933J203
5305
376268
SH
DFND
1
368153
0
8115
Manpowergroup Inc
COM
56418H100
29867
351999
SH
DFND
1
269195
0
82804
Merck & Co Inc
COM
58933Y105
34928
603760
SH
DFND
1
383151
0
220609
Nippon Telegraph & Telephone Corp
SPONSORED ADR
654624105
84391
2703985
SH
DFND
1
2140887
0
563098
Novartis AG
SPONSORED ADR
66987V109
14877
164331
SH
DFND
1
134601
0
29730
NTT DOCOMO Inc
SPONS ADR
62942M201
205
12001
SH
DFND
1
12001
0
0
Oracle Corp
COM
68389X105
35741
881836
SH
DFND
1
477729
0
404107
Peabody Energy Corp
COM
704549104
31463
1924367
SH
DFND
1
1193377
0
730990
Petrobras Argentina SA
SPONS ADR
71646J109
4567
702614
SH
DFND
1
578488
0
124126
Petroleo Brasileiro SA
SP ADR NON VTG
71654V101
401
25643
SH
DFND
1
25643
0
0
POSCO
SPONSORED ADR
693483109
27041
363259
SH
DFND
1
338886
0
24373
Royal Dutch Shell PLC
SPON ADR B
780259107
82303
945908
SH
DFND
1
761127
0
184781
Sanofi
SPONSORED ADR
80105N105
36535
687140
SH
DFND
1
667510
0
19630
Silver Standard Resources Inc
COM
82823L106
7143
824832
SH
DFND
1
809187
0
15645
SK Telecom Co Ltd
SPONSORED ADR
78440P108
53468
2061218
SH
DFND
1
1591693
0
469525
SkyWest Inc
COM
830879102
12326
1008693
SH
DFND
1
988378
0
20315
Sykes Enterprises Inc
COM
871237103
8440
388404
SH
DFND
1
380665
0
7739
Symantec Corp
COM
871503108
25237
1102037
SH
DFND
1
1016208
0
85829
Talisman Energy Inc
COM
87425E103
64071
6044404
SH
DFND
1
5136583
0
907821
Tata Motors Ltd
SPONSORED ADR
876568502
3215
82303
SH
DFND
1
48866
0
33437
Tech Data Corp
COM
878237106
36401
582223
SH
DFND
1
432892
0
149331
Telecom Italia SpA
SPON ADR SVGS
87927Y201
34501
3502608
SH
DFND
1
3401950
0
100658
Telefonaktiebolaget LM Ericsson
ADR B SEK 10
294821608
46378
3839262
SH
DFND
1
2807051
0
1032211
Teva Pharmaceutical Industries Ltd
ADR
881624209
123131
2348929
SH
DFND
1
1594624
0
754305
Time Inc
COM
887228104
42704
1763165
SH
DFND
1
1197649
0
565516
Time Warner Inc
COM NEW
887317303
13198
187875
SH
DFND
1
180541
0
7334
Total SA
SPONSORED ADR
89151E109
6605
91484
SH
DFND
1
87620
0
3864
Toyota Motor Corp
SP ADR REP2COM
892331307
35169
293906
SH
DFND
1
223847
0
70059
Triumph Group Inc
COM
896818101
34348
491944
SH
DFND
1
481368
0
10576
Turkcell Iletisim Hizmetleri AS
SPON ADR NEW
900111204
6077
389521
SH
DFND
1
389521
0
0
Turquoise Hill Resources Ltd
COM
900435108
23240
6958000
SH
DFND
1
4181474
0
2776526
UBS AG
SHS NEW
H89231338
93069
5080195
SH
DFND
1
3510491
0
1569704
Western Digital Corp
COM
958102105
29362
318120
SH
DFND
1
222735
0
95385
Yamana Gold Inc
COM
98462Y100
7175
872864
SH
DFND
1
841088
0
31776