Co-Chief Investment Officer

0000909012-14-000256.txt : 20140514 0000909012-14-000256.hdr.sgml : 20140514 20140514122444 ACCESSION NUMBER: 0000909012-14-000256 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC CENTRAL INDEX KEY: 0001383221 IRS NUMBER: 020767178 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12572 FILM NUMBER: 14840225 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 20TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC DATE OF NAME CHANGE: 20061211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001383221 XXXXXXXX 03-31-2014 03-31-2014 Tradewinds Global Investors, LLC

2049 CENTURY PARK EAST 20TH FLOOR LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-12572 N Emily Alejos and Andrew Thelen Co-Chief Investment Officer 310 552 5114 /s/ EMILY ALEJOS and ANDREW THELEN Los Angeles CA 05-08-2014 1 97 3999095 false 1 028-11405 Nuveen Investments, Inc. 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