0000909012-13-000328.txt : 20130814
0000909012-13-000328.hdr.sgml : 20130814
20130814102644
ACCESSION NUMBER: 0000909012-13-000328
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130814
DATE AS OF CHANGE: 20130814
EFFECTIVENESS DATE: 20130814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC
CENTRAL INDEX KEY: 0001383221
IRS NUMBER: 020767178
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12572
FILM NUMBER: 131035607
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 20TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 552-5114
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 20TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC
DATE OF NAME CHANGE: 20061211
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001383221
XXXXXXXX
06-30-2013
06-30-2013
Tradewinds Global Investors, LLC
2049 CENTURY PARK EAST
20TH FLOOR
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-12572
N
Emily Alejos -- Andrew Thelen
Co-Chief Investment Officers
310 552 5114
/s/ EMILY ALEJOS and ANDREW THELEN
Los Angeles
CA
08-14-2013
1
114
3332333
false
1
028-11405
Nuveen Investments, Inc.
INFORMATION TABLE
2
aci_13f.xml
Adecoagro SA
COM
L00849106
20449
3271843
SH
DFND
1
2128751
0
1143092
Advance Auto Parts Inc
COM
00751Y106
53562
659871
SH
DFND
1
479124
0
180747
Aegon NV
NY REGISTRY SH
007924103
60590
8963064
SH
DFND
1
7885313
0
1077751
Aetna Inc
COM
00817Y108
9334
146898
SH
DFND
1
125712
0
21186
AGCO Corp
COM
001084102
18660
371796
SH
DFND
1
332643
0
39153
Alcoa Inc
COM
013817101
9018
1153168
SH
DFND
1
994193
0
158975
Allscripts Healthcare Solutions Inc
COM
01988P108
30875
2385982
SH
DFND
1
1733748
0
652234
Alumina Ltd
SPONSORED ADR
022205108
12763
3575115
SH
DFND
1
3237443
0
337672
American International Group Inc
COM NEW
026874784
86321
1931126
SH
DFND
1
1343353
0
587773
AngloGold Ashanti Ltd
SPONSORED ADR
035128206
4223
295296
SH
DFND
1
257165
0
38131
Aon PLC
SHS CL A
G0408V102
21060
327270
SH
DFND
1
311718
0
15552
Apache Corp
COM
037411105
61926
738713
SH
DFND
1
502174
0
236539
Arch Coal Inc
COM
039380100
18067
4779751
SH
DFND
1
3403082
0
1376669
Archer-Daniels-Midland Co
COM
039483102
25880
763190
SH
DFND
1
538368
0
224822
AstraZeneca PLC
SPONSORED ADR
046353108
1420
30022
SH
DFND
1
0
0
30022
Axis Capital Holdings Ltd
SHS
G0692U109
82825
1809198
SH
DFND
1
1584770
0
224428
Baker Hughes Inc
COM
057224107
7220
156505
SH
DFND
1
151565
0
4940
Banco Macro SA
SPON ADR B
05961W105
998
69530
SH
DFND
1
69530
0
0
Banco Santander Brasil SA/Brazil
ADS REP 1 UNIT
05967A107
49764
8000635
SH
DFND
1
5776114
0
2224521
Banro Corp
COM
066800103
15512
20683037
SH
DFND
1
13827003
0
6856034
Barrick Gold Corp
COM
067901108
93348
5930637
SH
DFND
1
4599555
0
1331082
Best Buy Co Inc
COM
086516101
36778
1345706
SH
DFND
1
817009
0
528697
BP PLC
SPONSORED ADR
055622104
13722
328758
SH
DFND
1
318466
0
10292
Bunge Ltd
COM
G16962105
77552
1095835
SH
DFND
1
770167
0
325668
Cameco Corp
COM
13321L108
97404
4714604
SH
DFND
1
3792838
0
921766
CBIZ Inc
COM
124805102
7457
1111343
SH
DFND
1
948465
0
162878
Centrais Eletricas Brasileiras SA
SPON ADR PFD B
15234Q108
26996
6799965
SH
DFND
1
4539992
0
2259973
Centrais Eletricas Brasileiras SA
SPONSORED ADR
15234Q207
17168
8098224
SH
DFND
1
6835917
0
1262307
Cisco Systems Inc
COM
17275R102
28905
1187775
SH
DFND
1
857171
0
330604
CNA Financial Corp
COM
126117100
23691
726279
SH
DFND
1
644439
0
81840
CONSOL Energy Inc
COM
20854P109
7820
288547
SH
DFND
1
247753
0
40794
Corning Inc
COM
219350105
19905
1398785
SH
DFND
1
914244
0
484541
Credit Suisse Group AG
SPONSORED ADR
225401108
25213
952886
SH
DFND
1
676015
0
276871
Cresud SACIF y A
SPONSORED ADR
226406106
8903
1198243
SH
DFND
1
965095
0
233148
Dean Foods Co
COM
242370104
3300
329365
SH
DFND
1
162730
0
166635
Dendreon Corp
NOTE 2.875% 1/1
24823QAC1
14723
20449000
PRN
DFND
1
18098000
0
2351000
Dendreon Corp
COM
24823Q107
122
29713
SH
DFND
1
29713
0
0
Devon Energy Corp
COM
25179M103
13845
266859
SH
DFND
1
258922
0
7937
Dollar Tree Inc
COM
256746108
2034
40000
SH
DFND
1
40000
0
0
Domtar Corp
COM NEW
257559203
22472
337928
SH
DFND
1
307118
0
30810
Endurance Specialty Holdings Ltd
SHS
G30397106
32348
628735
SH
DFND
1
568990
0
59745
Exelon Corp
COM
30161N101
63475
2055544
SH
DFND
1
1558875
0
496669
Family Dollar Stores Inc
COM
307000109
9715
155922
SH
DFND
1
133236
0
22686
Forest Laboratories Inc
COM
345838106
31174
760341
SH
DFND
1
658719
0
101622
Freeport-McMoRan Copper & Gold Inc
COM
35671D857
27823
1007709
SH
DFND
1
738191
0
269518
Fresh Del Monte Produce Inc
ORD
G36738105
9743
349466
SH
DFND
1
256323
0
93143
Gafisa SA
SPONS ADR
362607301
52
20900
SH
DFND
1
20900
0
0
General Dynamics Corp
COM
369550108
7124
90952
SH
DFND
1
88062
0
2890
General Motors Co
COM
37045V100
50978
1530416
SH
DFND
1
1157131
0
373285
GlaxoSmithKline PLC
SPONSORED ADR
37733W105
43367
867863
SH
DFND
1
785058
0
82805
Gold Fields Ltd
SPONSORED ADR
38059T106
422
80386
SH
DFND
1
0
0
80386
Industrias Bachoco SAB de CV
SPON ADR B
456463108
3172
91414
SH
DFND
1
54611
0
36803
ING Groep NV
SPONSORED ADR
456837103
74293
8173017
SH
DFND
1
6780233
0
1392784
Ingram Micro Inc
CL A
457153104
57171
3010606
SH
DFND
1
2269841
0
740765
Intel Corp
COM
458140100
11857
489341
SH
DFND
1
480087
0
9254
Interpublic Group of Cos Inc/The
COM
460690100
29902
2055097
SH
DFND
1
1891827
0
163270
IRSA Inversiones y Representaciones SA
GLOBL DEP RCPT
450047204
1976
265996
SH
DFND
1
165800
0
100196
KB Financial Group Inc
SPONSORED ADR
48241A105
71661
2418522
SH
DFND
1
1668447
0
750075
Kinross Gold Corp
COM NO PAR
496902404
74729
14652687
SH
DFND
1
11176690
0
3475997
Korea Electric Power Corp
SPONSORED ADR
500631106
725
64103
SH
DFND
1
0
0
64103
Kroger Co/The
COM
501044101
36882
1067812
SH
DFND
1
685641
0
382171
KT Corp
SPONSORED ADR
48268K101
2031
130839
SH
DFND
1
126976
0
3863
Layne Christensen Co
COM
521050104
2361
121031
SH
DFND
1
97954
0
23077
Loews Corp
COM
540424108
27700
623881
SH
DFND
1
604262
0
19619
Manpowergroup Inc
COM
56418H100
25386
463242
SH
DFND
1
402955
0
60287
Merck & Co Inc
COM
58933Y105
56883
1224598
SH
DFND
1
880232
0
344366
Microsoft Corp
COM
594918104
16906
489390
SH
DFND
1
476345
0
13045
Molson Coors Brewing Co
CL B
60871R209
18692
390559
SH
DFND
1
349914
0
40645
Mosaic Co/The
COM
61945C103
21042
391042
SH
DFND
1
261063
0
129979
Newmont Mining Corp
COM
651639106
5612
187380
SH
DFND
1
176199
0
11181
NII Holdings Inc
CL B NEW
62913F201
37566
5640596
SH
DFND
1
3979484
0
1661112
Nippon Telegraph & Telephone Corp
SPONSORED ADR
654624105
98279
3778510
SH
DFND
1
3220751
0
557759
Nokia OYJ
SPONSORED ADR
654902204
3959
1058672
SH
DFND
1
652500
0
406172
Novartis AG
SPONSORED ADR
66987V109
13740
194315
SH
DFND
1
143296
0
51019
NTT DOCOMO Inc
SPONS ADR
62942M201
3418
218424
SH
DFND
1
107051
0
111373
Old Republic International Corp
COM
680223104
23067
1792329
SH
DFND
1
1593831
0
198498
Peabody Energy Corp
COM
704549104
25115
1715527
SH
DFND
1
1178514
0
537013
Petrobras Argentina SA
SPONS ADR
71646J109
7465
2062049
SH
DFND
1
1643380
0
418669
Petroleo Brasileiro SA
SP ADR NON VTG
71654V101
6011
410036
SH
DFND
1
297225
0
112811
Potash Corp of Saskatchewan Inc
COM
73755L107
566
14857
SH
DFND
1
14857
0
0
Royal Dutch Shell PLC
SPON ADR B
780259107
82941
1251555
SH
DFND
1
1093430
0
158125
SAIC Inc
COM
78390X101
29988
2152728
SH
DFND
1
1515888
0
636840
Sanofi
SPONSORED ADR
80105N105
51205
994079
SH
DFND
1
891581
0
102498
Siemens AG
SPONSORED ADR
826197501
50129
509030
SH
DFND
1
472748
0
36282
Silver Standard Resources Inc
COM
82823L106
9879
1558197
SH
DFND
1
1383743
0
174454
SK Telecom Co Ltd
SPONSORED ADR
78440P108
55536
2731735
SH
DFND
1
2276829
0
454906
SkyWest Inc
COM
830879102
18518
1367686
SH
DFND
1
1167600
0
200086
Southwest Airlines Co
COM
844741108
26615
2064743
SH
DFND
1
1215018
0
849725
Superior Energy Services Inc
COM
868157108
7690
296457
SH
DFND
1
254717
0
41740
Sykes Enterprises Inc
COM
871237103
5997
380547
SH
DFND
1
324253
0
56294
Talisman Energy Inc
COM
87425E103
63525
5557733
SH
DFND
1
4828487
0
729246
Tech Data Corp
COM
878237106
43276
919004
SH
DFND
1
686958
0
232046
Telecom Italia SpA
SPON ADR SVGS
87927Y201
56233
10095606
SH
DFND
1
8677032
0
1418574
Telefonaktiebolaget LM Ericsson
ADR B SEK 10
294821608
36204
3209602
SH
DFND
1
2755807
0
453795
Telekomunikasi Indonesia Persero Tbk PT
SPONSORED ADR
715684106
386
9028
SH
DFND
1
0
0
9028
Teva Pharmaceutical Industries Ltd
ADR
881624209
140292
3578874
SH
DFND
1
2747139
0
831735
Tim Participacoes SA
SPONSORED ADR
88706P205
11903
639947
SH
DFND
1
577689
0
62258
Time Warner Cable Inc
COM
88732J207
13963
124138
SH
DFND
1
119607
0
4531
Time Warner Inc
COM NEW
887317303
6876
118914
SH
DFND
1
114953
0
3961
Total SA
SPONSORED ADR
89151E109
21243
436193
SH
DFND
1
359265
0
76928
Toyota Motor Corp
SP ADR REP2COM
892331307
45058
373426
SH
DFND
1
317314
0
56112
Transocean Ltd
REG SHS
H8817H100
29269
610417
SH
DFND
1
580235
0
30182
Turkcell Iletisim Hizmetleri AS
SPON ADR NEW
900111204
3848
267776
SH
DFND
1
262014
0
5762
Turquoise Hill Resources Ltd
COM
900435108
31304
5278974
SH
DFND
1
3667027
0
1611947
Tyson Foods Inc
CL A
902494103
32666
1272032
SH
DFND
1
895109
0
376923
UBS AG
SHS NEW
H89231338
106944
6309370
SH
DFND
1
4871772
0
1437598
Vodafone Group PLC
SPONS ADR NEW
92857W209
53304
1854360
SH
DFND
1
1684858
0
169502
Walgreen Co
COM
931422109
6470
146385
SH
DFND
1
142094
0
4291
Wal-Mart Stores Inc
COM
931142103
10310
138403
SH
DFND
1
133865
0
4538
Weatherford International Ltd/Switzerland
REG SHS
H27013103
70948
5178651
SH
DFND
1
4206833
0
971818
Western Digital Corp
COM
958102105
41575
669593
SH
DFND
1
459226
0
210367
WhiteWave Foods Co
COM CL B
966244204
758
49888
SH
DFND
1
21644
0
28244
WhiteWave Foods Co
COM CL A
966244105
567
34904
SH
DFND
1
15073
0
19831
Yamana Gold Inc
COM
98462Y100
698
73420
SH
DFND
1
73420
0
0