MA-A
0001383161
XXXXXXXX
Mark E. Stone
336-733-3038
MStone@BBandT.com
MStone@BBandT.com
JThompson@BBTSecurities.com
12-31-2019
Y
BB&T SECURITIES, LLC
142785
20-5817590
866-01328
867-01261
008-67486
142785
801-77145
142785
142785
AL
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CO
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DC
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GA
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HI
ID
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IA
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MD
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WI
VA State Corporation Commission
T035584
901 E. Byrd St
Richmond
VA
23219
804-643-1811
804-783-6032
Delete
1600 Broadway Suite 1600
Denver
CO
80202
303-386-7242
303-386-1701
Add
200 S. College St.
Suite 750
Charlotte
NC
28202
704-954-1595
704-954-1084
Add
227 West Monroe Street
Chicago
IL
60606
312-279-9936
Add
429 Forbes Avenue
Pittsburgh
PA
15219
412-456-2270
Add
333 Clay Street
Suite 3800
Houston
TX
77002
713-797-2142
N
bbtsecurities.com
Add
bbtcapitalmarkets.com
Alexander
Wilson Cochran
Cecil
901 E. Byrd St
Richmond
VA
23219
804-787-8242
804-783-6032
acecil@bbtsecurities.com
Alex
Wilson
Cecil
901 East Byrd Street
Richmond
VA
23219
804-787-8242
804-783-6032
acecil@bbtsecurities.com
Truist Financial Corporation
Y
Securities Exchange Commission
1-10853
NC
December
DE
08-11-2006
N
1826
1
11
11
11
0
1
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Y
Y
N
Banking/Thrift institution
1
Amend
Banking/Thrift institution
Truist Financial Corporation
Truist Financial Corporation
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
TRUIST FINANCIAL CORP
0000092230
Schedule A
Schedule D Section 8-A
There are no beneficial owners of 25% or more of Truist Financial Corporation.
N
N
N
N
N
Y
N
N
N
Y
Y
N
N
N
Y
Y
N
Y
N
N
N
N
N
N
N
Y
BB&T Corporation
Y
56-0939887
Owner
03-01-1999
E
Y
Alexander
Wilson
Cecil
CCO
01-01-2013
NA
Y
2319938
Bryan
Scott
Cram
CEO
01-01-2019
NA
Y
2723431
William
Rufus
Yates
Chairman of the Board
01-01-2019
NA
Y
4515188
John
Bernard
Jung
Senior Managing Director
01-01-2013
NA
Y
1296163
Sidney
Buford
Scott
Chairman Emeritus
01-01-2019
NA
Y
417234
Lloyd
Daniel
Francis
Executive Vice President
03-31-2018
NA
Y
1292331
Amend
Truist Financial Corporation
Y
56-0939887
Owner
03-01-1999
E
Y
Alexander
Wilson
Cecil
CCO
01-01-2013
NA
Y
2319938
Bryan
Scott
Cram
CEO
01-01-2019
NA
Y
2723431
William
Rufus
Yates
Chairman of the Board
01-01-2019
NA
Y
4515188
John
Bernard
Jung
Senior Managing Director
01-01-2013
NA
Y
1296163
Delete
Sidney
Buford
Scott
Chairman Emeritus
01-01-2019
NA
Y
417234
Lloyd
Daniel
Francis
Executive Vice President
03-31-2018
NA
Y
1292331
9-E2
BB&T Securities, LLC
142785
1641400
9-E2
BB&T Securities, LLC
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1
9-D2
Peter
Lawrence
Reuss
N
2681772
BB&T Securities, LLC
142785
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9-E2
BB&T Securities, LLC
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9-E2
BB&T Securities, LLC
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BB&T Securities, LLC
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9-D1
BB&T Securiies, LLC
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9-D2
BB&T Securities, LLC
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BB&T Securities, LLC
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9-E2
BB&T Securities, LLC
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BB&T Securities, LLC
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BB&T Securities, LLC
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BB&T Securities, LLC
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BB&T Securities, LLC
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9-E2
BB&T Securities, LLC
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9-E2
BB&T Securities, LLC
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BB&T Securities, LLC
142785
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BB&T Securities, LLC
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BB&T Securities, LLC
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BB&T Securities, LLC
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9-E2
BB&T Securities, LLC
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9-E4
Jeffrey
Thomas
Catlett
N
2724431
Jeffrey Thomas Catlett
2724431
1485637
9-E2
BB&T Securities
142785
1641342
9-E2
BB&T Securities
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BB&T Securities
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9-E2
BB&T Securities
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9-E2
BB&T Securities
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9-E2
BB&T Securities
142785
1641373
9-E2
BB&T Securities
142785
1641378
9-E2
BB&T Securities
142785
1641382
9-E2
BB&T Securities
142785
1641399
9-D2
BB&T Securities
142785
1641341
1
9-E2
BB&T Securities, LLC
Y
008-67486
BB&T Securities
142785
1673974
9-E2
BB&T Securities
142785
1735856
9-E2
BB&T Securities
142785
1727662
9-C2
9-C4
BB&T Securities
142785
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9-C2
9-E2
BB&T Securities, LLC
142785
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9-C2
9-E2
BB&T Securities, LLC
142785
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BB&T Securities, LLC
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BB&T Securities
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9-E2
BB&T Securities
142785
1810340
/s/ Justin S. Thompson
Justin S. Thompson
SVP - Senior Regulatory Manager
02-20-2020
3200997
N
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N
Y
N
Y
N
Y
N
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Y
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Y
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