0001127602-12-026606.txt : 20120918 0001127602-12-026606.hdr.sgml : 20120918 20120918173629 ACCESSION NUMBER: 0001127602-12-026606 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120601 FILED AS OF DATE: 20120918 DATE AS OF CHANGE: 20120918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thaeler John D CENTRAL INDEX KEY: 0001382983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08246 FILM NUMBER: 121098165 MAIL ADDRESS: STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWESTERN ENERGY CO CENTRAL INDEX KEY: 0000007332 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 710205415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST STREET 2: SUITE 125 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 2816184700 MAIL ADDRESS: STREET 1: 2350 N. SAM HOUSTON PARKWAY EAST STREET 2: SUITE 125 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: ARKANSAS WESTERN GAS CO DATE OF NAME CHANGE: 19790917 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-06-01 1 0000007332 SOUTHWESTERN ENERGY CO SWN 0001382983 Thaeler John D SUITE 125 2350 N. SAM HOUSTON PARKWAY EAST HOUSTON TX 77032 1 Former Sr. Vice Pres. of Sub Common Stock 2012-06-01 4 D 0 11880 0 D 178781.0974 D Common Stock 2012-09-14 4 M 0 3259 30.68 A 182040.0974 D Common Stock 2012-09-14 4 M 0 10640 2.6425 A 192680.0974 D Common Stock 2012-09-14 4 M 0 3146 17.745 A 195826.0974 D Common Stock 2012-09-14 4 M 0 13001 27.18 A 208827.0974 D Common Stock 2012-09-14 4 M 0 17237 20.335 A 226064.0974 D Common Stock 2012-09-14 4 M 0 10791 30.68 A 136855.0974 D Common Stock 2012-09-14 4 S 0 100000 36.2043 D 126064.0974 D Common Stock 2012-09-14 4 J 0 168.3874 30.299 A 28683.6444 I By 401(k) Plan Stock Options (Right to Buy) 30.68 2012-09-14 4 M 0 3259 0 D 2009-12-11 2015-12-11 Common Stock 3259 10791 D Stock Options (Right to Buy) 2.645 2012-09-14 4 M 0 10640 0 D 2004-12-10 2013-12-10 Common Stock 10640 0 D Stock Options (Right to Buy) 17.745 2012-09-14 4 M 0 3146 0 D 2006-12-08 2012-12-08 Common Stock 3146 0 D Stock Options (Right to Buy) 27.18 2012-09-14 4 M 0 13001 0 D 2008-12-13 2014-12-13 Common Stock 13001 0 D Stock Options (Right to Buy) 20.335 2012-09-14 4 M 0 17237 0 D 2007-12-11 2013-12-11 Common Stock 17237 0 D Stock Options (Right to Buy) 30.68 2012-09-14 4 M 0 10791 0 D 2009-12-11 2015-12-11 Common Stock 10791 0 D Phantom Stock 2012-09-14 4 J 0 27701.9124 35.0918 D Common Stock 27701.9124 0 D This transaction was executed in multiple trades at prices ranging from $36.02 to $36.43. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. Purchased through the Company's 401(k) Plan from December 8, 2011, thru June 12, 2012. The information in this report is based on a plan statement dated September 14, 2012. Each share of phantom stock currently held in the Southwestern Energy Company Nonqualified Retirement Plan (the "NQ Plan") represents the right to receive the economic equivalent of one share of Southwestern Energy Company common stock. Nonqualified Retirement Plan intra-plan transfer out of the Company stock fund and into a new investment fund. Shares of phantom stock are payable in cash following termination of the reporting person's employment with Southwestern Energy Company. The reporting person may transfer his phantom stock account into an alternative investment account at any time. /s/ Melissa D. McCarty, Attorney-in-Fact for Mr. Thaeler 2012-09-18