0001628280-25-033593.txt : 20250630 0001628280-25-033593.hdr.sgml : 20250630 20250630212558 ACCESSION NUMBER: 0001628280-25-033593 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250626 FILED AS OF DATE: 20250630 DATE AS OF CHANGE: 20250630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ligon Austin CENTRAL INDEX KEY: 0001712046 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 251093973 MAIL ADDRESS: STREET 1: C/O REDFIN CORPORATION STREET 2: 1099 STEWART STREET, SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Redfin Corp CENTRAL INDEX KEY: 0001382821 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] ORGANIZATION NAME: 05 Real Estate & Construction EIN: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 STEWART STREET, SUITE 600 CITY: seattle STATE: wa ZIP: 98101 BUSINESS PHONE: (206) 576-8610 MAIL ADDRESS: STREET 1: 1099 STEWART STREET, SUITE 600 CITY: seattle STATE: wa ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Redfin CORP DATE OF NAME CHANGE: 20061206 4 1 wk-form4_1751333152.xml FORM 4 X0508 4 2025-06-26 0 0001382821 Redfin Corp RDFN 0001712046 Ligon Austin C/O REDFIN CORPORATION 1099 STEWART STREET, SUITE 600 SEATTLE WA 98101 1 0 0 0 0 Common Stock 2025-06-26 4 M 0 17080 A 672515 D Common Stock 2025-06-26 4 M 0 51485 A 724000 D Restricted Stock Unit 2025-06-26 4 M 0 17080 0 D Common Stock 17080 0 D Phantom Stock 2025-06-26 4 M 0 51485 0 D Common Stock 51485 0 D Restricted stock units ("RSUs") convert into common stock on a one-for-one basis upon settlement. Represents 51,485 shares of Redfin Corporation's ("the Company") common stock in respect of RSUs that previously vested, for which settlement was deferred pursuant to the Company's director deferral program until the earlier of (i) the reporting person's termination of service with the Company and (ii) a change in control of the Company. In connection with the pending merger contemplated by the Merger Agreement (as defined below), these previously deferred RSUs were settled on June 26, 2025. These RSUs vested on June 26, 2025 pursuant to the terms of the Company's Equity Incentive Plan in connection with the pending acquisition of the Company by Rocket Companies, Inc. ("Parent") pursuant to the Agreement and Plan of Merger, dated March 9, 2025, by and among the Company, Parent and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent. RSUs do not expire; they either vest or are canceled prior to the vesting date. /s/ Anthony Kappus, attorney-in-fact 2025-06-30