0000899243-17-019568.txt : 20170802 0000899243-17-019568.hdr.sgml : 20170802 20170802170256 ACCESSION NUMBER: 0000899243-17-019568 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170802 FILED AS OF DATE: 20170802 DATE AS OF CHANGE: 20170802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODRICH PAUL B CENTRAL INDEX KEY: 0001186591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 171001036 MAIL ADDRESS: STREET 1: C/O PHOTOWORKS INC STREET 2: 1260 16TH AVE W CITY: SEATTLE STATE: WA ZIP: 98119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Redfin Corp CENTRAL INDEX KEY: 0001382821 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 STEWART STREET, STE 600 CITY: seattle STATE: wa ZIP: 98101 BUSINESS PHONE: 2065768243 MAIL ADDRESS: STREET 1: 1099 STEWART STREET, STE 600 CITY: seattle STATE: wa ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Redfin CORP DATE OF NAME CHANGE: 20061206 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-02 0 0001382821 Redfin Corp RDFN 0001186591 GOODRICH PAUL B C/O MADRONA VENTURE GROUP 999 THIRD AVE., 34TH FLOOR SEATTLE WA 98104 1 0 0 0 Common Stock 2017-08-02 4 C 0 1355350 A 1355350 I By Madrona Venture Fund III, L.P. Common Stock 2017-08-02 4 C 0 2739483 A 4094833 I By Madrona Venture Fund III, L.P. Common Stock 2017-08-02 4 C 0 1184724 A 5279557 I By Madrona Venture Fund III, L.P. Common Stock 2017-08-02 4 C 0 1497804 A 6777361 I By Madrona Venture Fund III, L.P. Common Stock 2017-08-02 4 C 0 411932 A 7189293 I By Madrona Venture Fund III, L.P. Common Stock 2017-08-02 4 C 0 392965 A 7582258 I By Madrona Venture Fund III, L.P. Common Stock 2017-08-02 4 C 0 104077 A 104077 I By Madrona Venture Fund III-A, L.P. Common Stock 2017-08-02 4 C 0 210372 A 314449 I By Madrona Venture Fund III-A, L.P. Common Stock 2017-08-02 4 C 0 47326 A 361775 I By Madrona Venture Fund III-A, L.P. Common Stock 2017-08-02 4 C 0 59835 A 421610 I By Madrona Venture Fund III-A, L.P. Common Stock 2017-08-02 4 C 0 16456 A 438066 I By Madrona Venture Fund III-A, L.P. Common Stock 2017-08-02 4 C 0 15698 A 453764 I By Madrona Venture Fund III-A, L.P. Series A-1 Preferred Stock 2017-08-02 4 C 0 1355350 0.00 D Common Stock 1355350 0 I By Madrona Venture Fund III, L.P. Series A-3 Preferred Stock 2017-08-02 4 C 0 2739483 0.00 D Common Stock 2739483 0 I By Madrona Venture Fund III, L.P. Series B Preferred Stock 2017-08-02 4 C 0 1184724 0.00 D Common Stock 1184724 0 I By Madrona Venture Fund III, L.P. Series C Preferred Stock 2017-08-02 4 C 0 1497804 0.00 D Common Stock 1497804 0 I By Madrona Venture Fund III, L.P. Series D Preferred Stock 2017-08-02 4 C 0 411932 0.00 D Common Stock 411932 0 I By Madrona Venture Fund III, L.P. Series E Preferred Stock 2017-08-02 4 C 0 392965 0.00 D Common Stock 392965 0 I By Madrona Venture Fund III, L.P. Series A-1 Preferred Stock 2017-08-02 4 C 0 104077 0.00 D Common Stock 104077 0 I By Madrona Venture Fund III-A, L.P. Series A-3 Preferred Stock 2017-08-02 4 C 0 210372 0.00 D Common Stock 210372 0 I By Madrona Venture Fund III-A, L.P. Series B Preferred Stock 2017-08-02 4 C 0 47326 0.00 D Common Stock 47326 0 I By Madrona Venture Fund III-A, L.P. Series C Preferred Stock 2017-08-02 4 C 0 59835 0.00 D Common Stock 59835 0 I By Madrona Venture Fund III-A, L.P. Series D Preferred Stock 2017-08-02 4 C 0 16456 0.00 D Common Stock 16456 0 I By Madrona Venture Fund III-A, L.P. Series E Preferred Stock 2017-08-02 4 C 0 15698 0.00 D Common Stock 15698 0 I By Madrona Venture Fund III-A, L.P. Each share of the issuer's Series A-1 Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date. These securities are held of record by Madrona Venture Fund III, L.P. ("Madrona Fund III"). Madrona Investment Partners III, L.P. ("Madrona Partners III") is the general partner of Madrona Fund III, and Madrona III General Partner, LLC ("Madrona III LLC") is the general partner of Madrona Partners III. The reporting person, who is a member of the issuer's board of directors, together with Tom Alberg, Scott Jacobson, Len Jordon, Matthew McIlwain and Tim Porter, are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona Fund III. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Each share of the issuer's Series A-3 Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to a the Registration Statement, and had no expiration date. Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to a the Registration Statement, and had no expiration date. Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to a the Registration Statement, and had no expiration date. Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to a the Registration Statement, and had no expiration date. Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to a the Registration Statement, and had no expiration date. These securities are held of record by Madrona Venture Fund III-A, L.P. ("Madrona Fund III-A"). Madrona Partners III is the general partner of Madrona Fund III-A, and Madrona III LLC is the general partner of Madrona Partners III. The reporting person, who is a member of the issuer's board of directors, together with Tom Alberg, Scott Jacobson, Len Jordon, Matthew McIlwain and Tim Porter are the managing members of Madrona III LLC, and each may be deemed to share voting and investment power over the securities held by Madrona Fund III-A. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. /s/ Kristi Weichelt as attorney-in-fact for Paul Goodrich 2017-08-02