0001381668-20-000179.txt : 20201221
0001381668-20-000179.hdr.sgml : 20201221
20201221115035
ACCESSION NUMBER: 0001381668-20-000179
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201217
FILED AS OF DATE: 20201221
DATE AS OF CHANGE: 20201221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rubino Andrew J
CENTRAL INDEX KEY: 0001820740
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33390
FILM NUMBER: 201403177
MAIL ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
FORMER NAME:
FORMER CONFORMED NAME: Rubino Andrew James
DATE OF NAME CHANGE: 20200810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TFS Financial CORP
CENTRAL INDEX KEY: 0001381668
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 522054948
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
BUSINESS PHONE: (216) 441-6000
MAIL ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
4
1
wf-form4_160856942278760.xml
FORM 4
X0306
4
2020-12-17
0
0001381668
TFS Financial CORP
TFSL
0001820740
Rubino Andrew J
7007 BROADWAY AVENUE
CLEVELAND
OH
44105
0
1
0
0
Chief Marketing Officer
Common Stock
12993
D
Common Stock
8740
I
ESOP
Restricted Stock Units
2020-12-17
4
A
0
15000
0
A
Common Stock
15000.0
15000
D
Employee Stock Option (right to buy)
14.74
2028-01-05
Common Stock
11000.0
11000
D
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.
On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020
/s/ Paul J. Huml, Pursuant to Power of Attorney
2020-12-21