0001381668-20-000179.txt : 20201221 0001381668-20-000179.hdr.sgml : 20201221 20201221115035 ACCESSION NUMBER: 0001381668-20-000179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201217 FILED AS OF DATE: 20201221 DATE AS OF CHANGE: 20201221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rubino Andrew J CENTRAL INDEX KEY: 0001820740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33390 FILM NUMBER: 201403177 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 FORMER NAME: FORMER CONFORMED NAME: Rubino Andrew James DATE OF NAME CHANGE: 20200810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TFS Financial CORP CENTRAL INDEX KEY: 0001381668 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 522054948 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 BUSINESS PHONE: (216) 441-6000 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 4 1 wf-form4_160856942278760.xml FORM 4 X0306 4 2020-12-17 0 0001381668 TFS Financial CORP TFSL 0001820740 Rubino Andrew J 7007 BROADWAY AVENUE CLEVELAND OH 44105 0 1 0 0 Chief Marketing Officer Common Stock 12993 D Common Stock 8740 I ESOP Restricted Stock Units 2020-12-17 4 A 0 15000 0 A Common Stock 15000.0 15000 D Employee Stock Option (right to buy) 14.74 2028-01-05 Common Stock 11000.0 11000 D Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020 /s/ Paul J. Huml, Pursuant to Power of Attorney 2020-12-21