0001381668-20-000131.txt : 20201214
0001381668-20-000131.hdr.sgml : 20201214
20201214143947
ACCESSION NUMBER: 0001381668-20-000131
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201210
FILED AS OF DATE: 20201214
DATE AS OF CHANGE: 20201214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holmes Russell C.
CENTRAL INDEX KEY: 0001820711
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33390
FILM NUMBER: 201385923
MAIL ADDRESS:
STREET 1: 7007 BROADWAY
CITY: CLEVELAND
STATE: OH
ZIP: 44105
FORMER NAME:
FORMER CONFORMED NAME: Holmes Russell Clay
DATE OF NAME CHANGE: 20200810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TFS Financial CORP
CENTRAL INDEX KEY: 0001381668
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 522054948
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
BUSINESS PHONE: (216) 441-6000
MAIL ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
4
1
wf-form4_160797477362611.xml
FORM 4
X0306
4
2020-12-10
0
0001381668
TFS Financial CORP
TFSL
0001820711
Holmes Russell C.
7007 BROADWAY AVENUE
CLEVELAND
OH
44105
0
1
0
0
Chief Retail Officer
Common Stock
2020-12-10
4
M
0
11000
0
A
12821
D
Common Stock
2020-12-10
4
F
0
3339
17.65
D
9482
D
Common Stock
5871
I
401k
Common Stock
3178
I
ESOP
Restricted Stock Units
2020-12-10
4
M
0
11000
0
D
Common Stock
11000.0
0
D
Employee Stock Option (right to buy)
15.08
2024-12-10
Common Stock
5000.0
5000
D
Employee Stock Option (right to buy)
14.74
2028-01-05
Common Stock
11000.0
11000
D
These common shares were acquired upon the vesting and settlement of certain restricted stock units.
These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cashpayment in the amount of any cash dividend paid per share of common stock.
On January 5, 2018, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs". Theses RSUs fully vest on December 10, 2020
On December 11, 2014, the reporting person received a grant of 5,000 stock options. These stock options vest on December 10, 2017.
On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020
/s/ Paul J. Huml, Pursuant to Power of Attorney
2020-12-14