0001381668-20-000131.txt : 20201214 0001381668-20-000131.hdr.sgml : 20201214 20201214143947 ACCESSION NUMBER: 0001381668-20-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201214 DATE AS OF CHANGE: 20201214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holmes Russell C. CENTRAL INDEX KEY: 0001820711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33390 FILM NUMBER: 201385923 MAIL ADDRESS: STREET 1: 7007 BROADWAY CITY: CLEVELAND STATE: OH ZIP: 44105 FORMER NAME: FORMER CONFORMED NAME: Holmes Russell Clay DATE OF NAME CHANGE: 20200810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TFS Financial CORP CENTRAL INDEX KEY: 0001381668 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 522054948 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 BUSINESS PHONE: (216) 441-6000 MAIL ADDRESS: STREET 1: 7007 BROADWAY AVENUE CITY: CLEVELAND STATE: OH ZIP: 44105 4 1 wf-form4_160797477362611.xml FORM 4 X0306 4 2020-12-10 0 0001381668 TFS Financial CORP TFSL 0001820711 Holmes Russell C. 7007 BROADWAY AVENUE CLEVELAND OH 44105 0 1 0 0 Chief Retail Officer Common Stock 2020-12-10 4 M 0 11000 0 A 12821 D Common Stock 2020-12-10 4 F 0 3339 17.65 D 9482 D Common Stock 5871 I 401k Common Stock 3178 I ESOP Restricted Stock Units 2020-12-10 4 M 0 11000 0 D Common Stock 11000.0 0 D Employee Stock Option (right to buy) 15.08 2024-12-10 Common Stock 5000.0 5000 D Employee Stock Option (right to buy) 14.74 2028-01-05 Common Stock 11000.0 11000 D These common shares were acquired upon the vesting and settlement of certain restricted stock units. These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cashpayment in the amount of any cash dividend paid per share of common stock. On January 5, 2018, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs". Theses RSUs fully vest on December 10, 2020 On December 11, 2014, the reporting person received a grant of 5,000 stock options. These stock options vest on December 10, 2017. On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020 /s/ Paul J. Huml, Pursuant to Power of Attorney 2020-12-14