0001381668-18-000123.txt : 20181212
0001381668-18-000123.hdr.sgml : 20181212
20181212162410
ACCESSION NUMBER: 0001381668-18-000123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181210
FILED AS OF DATE: 20181212
DATE AS OF CHANGE: 20181212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Huml Paul J
CENTRAL INDEX KEY: 0001388162
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33390
FILM NUMBER: 181231111
MAIL ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TFS Financial CORP
CENTRAL INDEX KEY: 0001381668
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 522054948
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
BUSINESS PHONE: (216) 441-6000
MAIL ADDRESS:
STREET 1: 7007 BROADWAY AVENUE
CITY: CLEVELAND
STATE: OH
ZIP: 44105
4
1
wf-form4_154464983337317.xml
FORM 4
X0306
4
2018-12-10
0
0001381668
TFS Financial CORP
TFSL
0001388162
Huml Paul J
7007 BROADWAY AVENUE
CLEVELAND
OH
44105
0
1
0
0
Chief Financial Officer
Common Stock
2018-12-10
4
M
0
1500
0
A
34205
D
Common Stock
2018-12-10
4
M
0
1633
0
A
35838
D
Common Stock
2018-12-10
4
M
0
2200
0
A
38038
D
Common Stock
2018-12-10
4
F
0
2500
16.33
D
35538
D
Common Stock
4700
I
By Spouse's Ira
Common Stock
40757
I
By 401(k)
Common Stock
2000
I
Child 2
Common Stock
7797
I
ESOP
Restricted Stock Units
2018-12-10
4
M
0
1500
0
D
Common Stock
1500.0
0
D
Restricted Stock Units
2018-12-10
4
M
0
1633
0
D
Common Stock
1633.0
1634
D
Restricted Stock Units
2018-12-10
4
M
0
2200
0
D
Common Stock
2200.0
4400
D
Restricted Stock Units
Common Stock
8160.0
8160
D
Employee Stock Option (right to buy)
19.31
2026-12-15
Common Stock
67200.0
67200
D
Employee Stock Option (right to buy)
19.06
2025-12-17
Common Stock
49200.0
49200
D
Employee Stock Option (right to buy)
14.81
2025-05-28
Common Stock
108300.0
108300
D
Employee Stock Option (right to buy)
14.74
2028-01-05
Common Stock
156300.0
156300
D
Employee Stock Option (right to buy)
8.61
2021-12-15
Common Stock
40000.0
40000
D
Employee Stock Option (right to buy)
14.85
2024-12-18
Common Stock
32400.0
32400
D
These common share were acquired upon the vesting and settlement of certain restricted stock units
Shares are held with shared voting power with spouse.
These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.
As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.
As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.
As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs"). The RSUs vest in five equal annual installments beginning on May 28, 2016.
As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 67,200 stock options. These stock options vest in three equal annual installments beginning on December 10, 2017.
As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 49,200 stock options on December 15, 2015. These stock options vest in three equal annual installments beginning December 10, 2016.
As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016.
As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 156,300 stock options. These stock options vest in three equal annual installments beginning December 10, 2018.
The reporting person received a grant of 40,000 stock options that vest 100% on December 15, 2014.
As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015.
Paul J. Huml
2018-12-11