0001567619-21-004598.txt : 20210222 0001567619-21-004598.hdr.sgml : 20210222 20210222170949 ACCESSION NUMBER: 0001567619-21-004598 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210218 FILED AS OF DATE: 20210222 DATE AS OF CHANGE: 20210222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brody Paul Jonathan CENTRAL INDEX KEY: 0001391403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 21661297 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Brokers Group, Inc. CENTRAL INDEX KEY: 0001381197 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300390693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-5800 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0306 4 2021-02-18 0 0001381197 Interactive Brokers Group, Inc. IBKR 0001391403 Brody Paul Jonathan ONE PICKWICK PLAZA GREENWICH CT 06830 1 1 0 0 Chief Financial Officer Class A common stock 2021-02-18 4 S 0 667 74.11 D 15446 I by PJB Holdings LLC Class A common stock 2021-02-18 4 S 0 264 74.69 D 15182 I by PJB Holdings LLC Class A common stock 2021-02-19 4 S 0 838 74.42 D 14344 I by PJB Holdings LLC Class A common stock 2021-02-19 4 S 0 86 75.39 D 14258 I by PJB Holdings LLC Class A common stock 2021-02-19 4 S 0 8 76.00 D 14250 I by PJB Holdings LLC Class A common stock 698113 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by PJB Holdings LLC, which is owned indirectly by the Reporting Person. Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.59 to $74.58. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (7) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.59 to $74.88. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.96 to $74.95. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.96 to $75.77. /s/ Raymond Bussiere as authorized signatory for Paul J. Brody 2021-02-22