0001567619-21-000909.txt : 20210112 0001567619-21-000909.hdr.sgml : 20210112 20210112162312 ACCESSION NUMBER: 0001567619-21-000909 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210108 FILED AS OF DATE: 20210112 DATE AS OF CHANGE: 20210112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterffy Thomas CENTRAL INDEX KEY: 0001391405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 21523760 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Brokers Group, Inc. CENTRAL INDEX KEY: 0001381197 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300390693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-5800 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0306 4 2021-01-08 0 0001381197 Interactive Brokers Group, Inc. IBKR 0001391405 Peterffy Thomas PHILLIPS POINT EAST TOWER, SUITE 1001 777 S. FLAGLER DRIVE WEST PALM BEACH FL 33401 1 1 0 0 Chairman Class A common stock 2021-01-08 4 S 0 6100 69.74 D 9331811 D Class A common stock 2021-01-08 4 S 0 6700 70.82 D 9325111 D Class A common stock 2021-01-08 4 S 0 500 71.54 D 9324611 D Class A common stock 2021-01-11 4 S 0 12200 68.57 D 9312411 D Class A common stock 2021-01-11 4 S 0 3300 69.08 D 9309111 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.21 to $70.20. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (6) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.21 to $71.20. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.21 to $71.60. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.98 to $68.97. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.98 to $69.21. /s/ Michael Sellitto as authorized signatory for Thomas Peterffy 2021-01-12