0001567619-21-000726.txt : 20210107 0001567619-21-000726.hdr.sgml : 20210107 20210107161428 ACCESSION NUMBER: 0001567619-21-000726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210107 DATE AS OF CHANGE: 20210107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brody Paul Jonathan CENTRAL INDEX KEY: 0001391403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 21514346 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Brokers Group, Inc. CENTRAL INDEX KEY: 0001381197 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300390693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-5800 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0306 4 2020-12-31 0 0001381197 Interactive Brokers Group, Inc. IBKR 0001391403 Brody Paul Jonathan ONE PICKWICK PLAZA GREENWICH CT 06830 1 1 0 0 Chief Financial Officer Class A common stock 2020-12-31 2021-01-06 4 A 0 46545 0 A 698113 D Class A common stock 156800 I by PJB Holdings LLC This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 10% on or about 5/9/2021 and 15% on each of the first six anniversaries of 5/9/2021. This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan. Represents number of securities owned by PJB Holdings LLC, which is owned indirectly by the Reporting Person. /s/ Raymond Bussiere as authorized signatory for Paul J. Brody 2021-01-07