0001567619-20-016740.txt : 20200915 0001567619-20-016740.hdr.sgml : 20200915 20200915163708 ACCESSION NUMBER: 0001567619-20-016740 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200911 FILED AS OF DATE: 20200915 DATE AS OF CHANGE: 20200915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nemser Earl H CENTRAL INDEX KEY: 0001391400 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 201176368 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Brokers Group, Inc. CENTRAL INDEX KEY: 0001381197 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300390693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-5800 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0306 4 2020-09-11 0 0001381197 Interactive Brokers Group, Inc. IBKR 0001391400 Nemser Earl H ONE PICKWICK PLAZA GREENWICH CT 06830 1 1 0 0 Vice Chairman Class A common stock 2020-09-11 4 S 0 11400 47.66 D 136869 I By EN Holdings LLC Class A common stock 2020-09-14 4 S 0 11700 47.90 D 125169 I By EN Holdings LLC Class A common stock 85551 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by EN Holdings LLC, which is owned by the reporting person and his affiliates. Represents number of securities owned by EN Holdings LLC, which is owned by the reporting person and his affiliates. This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.60 to $48.06, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.70 to $48.14, inclusive. /s/ Raymond Bussiere as authorized signatory for Earl H. Nemser 2020-09-15