0001381197-24-000023.txt : 20240105 0001381197-24-000023.hdr.sgml : 20240105 20240105161723 ACCESSION NUMBER: 0001381197-24-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240105 DATE AS OF CHANGE: 20240105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frank Thomas AJ CENTRAL INDEX KEY: 0001391401 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 24516480 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Brokers Group, Inc. CENTRAL INDEX KEY: 0001381197 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300390693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-5800 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 4 1 form4.xml X0508 4 2023-12-31 0001381197 Interactive Brokers Group, Inc. IBKR 0001391401 Frank Thomas AJ ONE PICKWICK PLAZA GREENWICH CT 06830 true Chief Information Officer false Class A common stock 2023-12-31 2024-01-04 4 A 0 15088 0 A 643212 D This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2024 and 20% on each of the first four anniversaries of 5/9/2024. This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan; (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. /s/ Raymond Bussiere as authorized signatory for Thomas AJ Frank 2024-01-05