0001381197-23-000071.txt : 20230731 0001381197-23-000071.hdr.sgml : 20230731 20230731202832 ACCESSION NUMBER: 0001381197-23-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230727 FILED AS OF DATE: 20230731 DATE AS OF CHANGE: 20230731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frank Thomas AJ CENTRAL INDEX KEY: 0001391401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33440 FILM NUMBER: 231129208 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Brokers Group, Inc. CENTRAL INDEX KEY: 0001381197 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300390693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-5800 MAIL ADDRESS: STREET 1: ONE PICKWICK PLAZA CITY: GREENWICH STATE: CT ZIP: 06830 4 1 form4.xml X0508 4 2023-07-27 0001381197 Interactive Brokers Group, Inc. IBKR 0001391401 Frank Thomas AJ ONE PICKWICK PLAZA GREENWICH CT 06830 true Chief Information Officer false Class A common stock 2023-07-27 4 A 0 1000000 86.85 A 1061868 D Represents number of securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Such securities were acquired by IBG Holdings LLC from Interactive Brokers Group, Inc. immediately prior to the redemption in exchange for membership interests in IBG LLC. The per share price provided represents the closing price of the issuer's Class A common stock on 7/27/2023, the date when the exchange described in footnote (1) took place. This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. /s/ Raymond Bussiere as authorized signatory for Thomas AJ Frank 2023-07-31